Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Log inSign up
Challenges
Datasets
Workspaces
Papers
Discussions
Leaderboard
Blog
Job Board
Q3AS

© 2026 Aqora Quantum S.A.S.

TermsPrivacyLegal Notice

arXiv:1206.5814 · Physical Review B

Quantum phase transition in Heisenberg-Kitaev model

Robert Schaffer, Subhro Bhattacharjee, Yong Baek Kim

Published Dec 21, 2012• 102 citations
arXivHTMLPDF

Abstract

We explore the nature of the quantum phase transition between a magnetically ordered state with collinear spin pattern and a gapless ${Z}_{2}$ spin liquid in the Heisenberg-Kitaev model. We construct a slave particle mean-field theory for the Heisenberg-Kitaev model in terms of complex fermionic spinons. It is shown that this theory, formulated in the appropriate basis, is capable of describing the Kitaev spin liquid as well as the transition between the gapless ${Z}_{2}$ spin liquid and the so-called stripy antiferromagnet. Within our mean-field theory, we find a discontinuous transition from the ${Z}_{2}$ spin liquid to the stripy antiferromagnet. We argue that subtle spinon confinement effects, associated with the instability of gapped $U(1)$ spin liquid in two spatial dimensions, play an important role at this transition. The possibility of an exotic continuous transition is briefly addressed.

DOI
10.1103/physrevb.86.224417

Related papers

Phases and phase transitions of a perturbed Kekulé-Kitaev model

Eoin Quinn, Subhro Bhattacharjee, Roderich Moessner

We study the quantum-spin-liquid phase in a variant of the Kitaev model where the bonds of the honeycomb lattice are distributed in a Kekul\'e pattern. The system supports gapped and gapless ${Z}_{2}$ quantum spin liquids with interesting differences from the original Kitaev model, the most notable being a gapped ${Z}_{2}$ spin liquid on a kagome lattice. Perturbing the exactly solvable model with antiferromagnetic Heisenberg perturbations, we find a magnetically ordered phase stabilized by a quantum ``order by disorder'' mechanism, as well as an exotic continuous quantum phase transition between the topological spin liquid and this magnetically ordered phase. Using a combination of field theory and Monte Carlo simulations, we find that the transition likely belongs to the $3D\text{\ensuremath{-}}XY\ifmmode\times\else\texttimes\fi{}{Z}_{2}$ universality class.

arXiv:1501.07582•Physical Review B•Apr 16, 2015•13 citations

Quantum spin liquid ground states of the Heisenberg-Kitaev model on the triangular lattice

Pavel Kos, Matthias Punk

We study quantum disordered ground states of the two-dimensional Heisenberg-Kitaev model on the triangular lattice using a Schwinger boson approach. Our aim is to identify and characterize potential gapped quantum spin liquid phases that are stabilized by anisotropic Kitaev interactions. For antiferromagnetic Heisenberg and Kitaev couplings and sufficiently small spin $S$, we find three different symmetric ${Z}_{2}$ spin liquid phases, separated by two continuous quantum phase transitions. Interestingly, the gap of elementary excitations remains finite throughout the transitions. The first spin liquid phase corresponds to the well-known zero-flux state in the Heisenberg limit, which is stable with respect to small Kitaev couplings and develops ${120}^{\ensuremath{\circ}}$ order in the semiclassical limit at large $S$. In the opposite Kitaev limit, we find a different spin liquid ground state, which is a quantum disordered version of a magnetically ordered state with antiferromagnetic chains, in accordance with results in the classical limit. Finally, at intermediate couplings, we find a spin liquid state with unusual spin correlations. Upon spinon condensation, this state develops Bragg peaks at incommensurate momenta in close analogy to the magnetically ordered Z2 vortex crystal phase, which has been analyzed in recent theoretical works.

arXiv:1611.05454•Physical review. B./Physical review. B•Jan 20, 2017•26 citations

Confinement-deconfinement transition in a generalized Kitaev model

Saptarshi Mandal, Subhro Bhattacharjee, K. Sengupta +1 more

We present a spin model, namely, the Kitaev model augmented by a loop term and perturbed by an Ising Hamiltonian and show that it exhibits both confinement-deconfinement transitions from spin liquid to antiferromagnetic/spin-chain/ferromagnetic phases and topological quantum phase transitions between gapped and gapless spin liquid phases. We develop a Fermionic mean-field theory to chart out the phase diagram of the model and estimate the stability of its spin liquid phases which might be relevant for attempts to realize the model in optical lattices. We also conjecture that some of the confinement-deconfinement transitions in the model, predicted to be first order within the mean-field theory, may become second order via a defect condensation mechanism.

arXiv:0903.3785•Mar 23, 2009•1 citation

Phase diagram and spin correlations of the Kitaev-Heisenberg model: Importance of quantum effects

Dorota Gotfryd, Juraj Rusnačko, Krzysztof Wohlfeld +3 more

We explore the phase diagram of the Kitaev-Heisenberg model with nearest neighbor interactions on the honeycomb lattice using the exact diagonalization of finite systems combined with the cluster mean field approximation, and supplemented by the insights from analytic approaches: the linear spin-wave and second-order perturbation theories. This study confirms that by varying the balance between the Heisenberg and Kitaev term, frustrated exchange interactions stabilize in this model either one of four phases with magnetic long range order: N\'eel phase, ferromagnetic phase, and two other phases with coexisting antiferromagnetic and ferromagnetic bonds, zigzag and stripy phase, or one of two distinct spin-liquid phases. Out of these latter disordered phases, the one with ferromagnetic Kitaev interactions has a substantially broader range of stability as the neighboring competing ordered phases, ferromagnetic and stripy, have very weak quantum fluctuations. Focusing on the quantum spin-liquid phases, we study spatial spin correlations and dynamic spin structure factor of the model by the exact diagonalization technique, and discuss the evolution of gapped low-energy spin response across the quantum phase transitions between the disordered spin liquid and phases with long range magnetic order.

arXiv:1608.05333•Physical review. B./Physical review. B•Jan 23, 2017•75 citations

Nesting instability of gapless U(1) spin liquids with spinon Fermi pockets in two dimensions

Wilhelm G. F. Krüger, Lukas Janssen

Quantum spin liquids are exotic states of matter that may be realized in frustrated quantum magnets and feature fractionalized excitations and emergent gauge fields. Here we consider a gapless U(1) spin liquid with spinon Fermi pockets in two spatial dimensions. Such a state appears to be the most promising candidate to describe the exotic field-induced behavior observed in numerical simulations of the antiferromagnetic Kitaev honeycomb model. A similar such state may also be responsible for the recently reported quantum oscillations of the thermal conductivity in the field-induced quantum paramagnetic phase of $\ensuremath{\alpha}\text{\ensuremath{-}}{\mathrm{RuCl}}_{3}$. We consider the regime close to a Lifshitz transition, at which the spinon Fermi pockets shrink to small circles around high-symmetry points in the Brillouin zone. By employing renormalization group and mean-field arguments, we demonstrate that interactions lead to a gap opening in the spinon spectrum at low temperatures, which can be understood as a nesting instability of the spinon Fermi surface. This leads to proliferation of monopole operators of the emergent U(1) gauge field and confinement of spinons. While signatures of fractionalization may be observable at finite temperatures, the gapless U(1) spin liquid state with nested spinon Fermi pockets is ultimately unstable at low temperatures towards a conventional long-range-ordered ground state, such as a valence bond solid. Implications for Kitaev materials in external magnetic fields are discussed.

arXiv:2107.00661•Physical review. B./Physical review. B•Oct 20, 2021•9 citations

Field induced quantum spin liquid with spinon Fermi surfaces in the Kitaev model

Hong‐Chen Jiang, Chang-Yan Wang, Biao Huang +1 more

Recent experimental evidence for a field-induced quantum spin liquid (QSL) in $α$-RuCl$_3$ calls for an understanding for the ground state of honeycomb Kitaev model under a magnetic field. In this work we address the nature of an enigmatic gapless paramagnetic phase in the antiferromagnetic Kitave model, under an intermediate magnetic field perpendicular to the plane. Combining theoretical and numerical efforts, we identify this gapless phase as a $U(1)$ QSL with spinon Fermi surfaces. We also reveal the nature of continuous quantum phase transitions involving this $U(1)$ QSL, and obtain a phase diagram of the Kitaev model as a function of bond anisotropy and perpendicular magnetic field.

arXiv:1809.08247•Sep 21, 2018•21 citations
We explore the nature of the quantum phase transition between a magnetically ordered state with collinear spin pattern and a gapless Z2{Z}_{2}Z2​ spin liquid in the Heisenberg-Kitaev model. We construct a slave particle mean-field theory for the Heisenberg-Kitaev model in terms of complex fermionic spinons. It is shown that this theory, formulated in the appropriate basis, is capable of describing the Kitaev spin liquid as well as the transition between the gapless Z2{Z}_{2}Z2​ spin liquid and the so-called stripy antiferromagnet. Within our mean-field theory, we find a discontinuous transition from the Z2{Z}_{2}Z2​ spin liquid to the stripy antiferromagnet. We argue that subtle spinon confinement effects, associated with the instability of gapped U(1)U(1)U(1) spin liquid in two spatial dimensions, play an important role at this transition. The possibility of an exotic continuous transition is briefly addressed.
We study the quantum-spin-liquid phase in a variant of the Kitaev model where the bonds of the honeycomb lattice are distributed in a Kekul\'e pattern. The system supports gapped and gapless Z2{Z}_{2}Z2​ quantum spin liquids with interesting differences from the original Kitaev model, the most notable being a gapped Z2{Z}_{2}Z2​ spin liquid on a kagome lattice. Perturbing the exactly solvable model with antiferromagnetic Heisenberg perturbations, we find a magnetically ordered phase stabilized by a quantum ``order by disorder'' mechanism, as well as an exotic continuous quantum phase transition between the topological spin liquid and this magnetically ordered phase. Using a combination of field theory and Monte Carlo simulations, we find that the transition likely belongs to the $3D\text{\ensuremath{-}}XY\ifmmode\times\else\texttimes\fi{}{Z}_{2}$ universality class.
We study quantum disordered ground states of the two-dimensional Heisenberg-Kitaev model on the triangular lattice using a Schwinger boson approach. Our aim is to identify and characterize potential gapped quantum spin liquid phases that are stabilized by anisotropic Kitaev interactions. For antiferromagnetic Heisenberg and Kitaev couplings and sufficiently small spin SSS, we find three different symmetric Z2{Z}_{2}Z2​ spin liquid phases, separated by two continuous quantum phase transitions. Interestingly, the gap of elementary excitations remains finite throughout the transitions. The first spin liquid phase corresponds to the well-known zero-flux state in the Heisenberg limit, which is stable with respect to small Kitaev couplings and develops ${120}^{\ensuremath{\circ}}$ order in the semiclassical limit at large SSS. In the opposite Kitaev limit, we find a different spin liquid ground state, which is a quantum disordered version of a magnetically ordered state with antiferromagnetic chains, in accordance with results in the classical limit. Finally, at intermediate couplings, we find a spin liquid state with unusual spin correlations. Upon spinon condensation, this state develops Bragg peaks at incommensurate momenta in close analogy to the magnetically ordered Z2 vortex crystal phase, which has been analyzed in recent theoretical works.
We present a spin model, namely, the Kitaev model augmented by a loop term and perturbed by an Ising Hamiltonian and show that it exhibits both confinement-deconfinement transitions from spin liquid to antiferromagnetic/spin-chain/ferromagnetic phases and topological quantum phase transitions between gapped and gapless spin liquid phases. We develop a Fermionic mean-field theory to chart out the phase diagram of the model and estimate the stability of its spin liquid phases which might be relevant for attempts to realize the model in optical lattices. We also conjecture that some of the confinement-deconfinement transitions in the model, predicted to be first order within the mean-field theory, may become second order via a defect condensation mechanism.
We explore the phase diagram of the Kitaev-Heisenberg model with nearest neighbor interactions on the honeycomb lattice using the exact diagonalization of finite systems combined with the cluster mean field approximation, and supplemented by the insights from analytic approaches: the linear spin-wave and second-order perturbation theories. This study confirms that by varying the balance between the Heisenberg and Kitaev term, frustrated exchange interactions stabilize in this model either one of four phases with magnetic long range order: N\'eel phase, ferromagnetic phase, and two other phases with coexisting antiferromagnetic and ferromagnetic bonds, zigzag and stripy phase, or one of two distinct spin-liquid phases. Out of these latter disordered phases, the one with ferromagnetic Kitaev interactions has a substantially broader range of stability as the neighboring competing ordered phases, ferromagnetic and stripy, have very weak quantum fluctuations. Focusing on the quantum spin-liquid phases, we study spatial spin correlations and dynamic spin structure factor of the model by the exact diagonalization technique, and discuss the evolution of gapped low-energy spin response across the quantum phase transitions between the disordered spin liquid and phases with long range magnetic order.
Quantum spin liquids are exotic states of matter that may be realized in frustrated quantum magnets and feature fractionalized excitations and emergent gauge fields. Here we consider a gapless U(1) spin liquid with spinon Fermi pockets in two spatial dimensions. Such a state appears to be the most promising candidate to describe the exotic field-induced behavior observed in numerical simulations of the antiferromagnetic Kitaev honeycomb model. A similar such state may also be responsible for the recently reported quantum oscillations of the thermal conductivity in the field-induced quantum paramagnetic phase of $\ensuremath{\alpha}\text{\ensuremath{-}}{\mathrm{RuCl}}_{3}$. We consider the regime close to a Lifshitz transition, at which the spinon Fermi pockets shrink to small circles around high-symmetry points in the Brillouin zone. By employing renormalization group and mean-field arguments, we demonstrate that interactions lead to a gap opening in the spinon spectrum at low temperatures, which can be understood as a nesting instability of the spinon Fermi surface. This leads to proliferation of monopole operators of the emergent U(1) gauge field and confinement of spinons. While signatures of fractionalization may be observable at finite temperatures, the gapless U(1) spin liquid state with nested spinon Fermi pockets is ultimately unstable at low temperatures towards a conventional long-range-ordered ground state, such as a valence bond solid. Implications for Kitaev materials in external magnetic fields are discussed.
Recent experimental evidence for a field-induced quantum spin liquid (QSL) in ααα-RuCl3_33​ calls for an understanding for the ground state of honeycomb Kitaev model under a magnetic field. In this work we address the nature of an enigmatic gapless paramagnetic phase in the antiferromagnetic Kitave model, under an intermediate magnetic field perpendicular to the plane. Combining theoretical and numerical efforts, we identify this gapless phase as a U(1)U(1)U(1) QSL with spinon Fermi surfaces. We also reveal the nature of continuous quantum phase transitions involving this U(1)U(1)U(1) QSL, and obtain a phase diagram of the Kitaev model as a function of bond anisotropy and perpendicular magnetic field.