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arXiv:2107.00661 · Physical review. B./Physical review. B

Nesting instability of gapless U(1) spin liquids with spinon Fermi pockets in two dimensions

Wilhelm G. F. Krüger, Lukas Janssen

Published Oct 20, 2021• 9 citations
arXivHTMLPDF

Abstract

Quantum spin liquids are exotic states of matter that may be realized in frustrated quantum magnets and feature fractionalized excitations and emergent gauge fields. Here we consider a gapless U(1) spin liquid with spinon Fermi pockets in two spatial dimensions. Such a state appears to be the most promising candidate to describe the exotic field-induced behavior observed in numerical simulations of the antiferromagnetic Kitaev honeycomb model. A similar such state may also be responsible for the recently reported quantum oscillations of the thermal conductivity in the field-induced quantum paramagnetic phase of $\ensuremath{\alpha}\text{\ensuremath{-}}{\mathrm{RuCl}}_{3}$. We consider the regime close to a Lifshitz transition, at which the spinon Fermi pockets shrink to small circles around high-symmetry points in the Brillouin zone. By employing renormalization group and mean-field arguments, we demonstrate that interactions lead to a gap opening in the spinon spectrum at low temperatures, which can be understood as a nesting instability of the spinon Fermi surface. This leads to proliferation of monopole operators of the emergent U(1) gauge field and confinement of spinons. While signatures of fractionalization may be observable at finite temperatures, the gapless U(1) spin liquid state with nested spinon Fermi pockets is ultimately unstable at low temperatures towards a conventional long-range-ordered ground state, such as a valence bond solid. Implications for Kitaev materials in external magnetic fields are discussed.

DOI
10.1103/physrevb.104.165133

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Quantum spin liquids are exotic states of matter that may be realized in frustrated quantum magnets and feature fractionalized excitations and emergent gauge fields. Here we consider a gapless U(1) spin liquid with spinon Fermi pockets in two spatial dimensions. Such a state appears to be the most promising candidate to describe the exotic field-induced behavior observed in numerical simulations of the antiferromagnetic Kitaev honeycomb model. A similar such state may also be responsible for the recently reported quantum oscillations of the thermal conductivity in the field-induced quantum paramagnetic phase of \ensuremathα\ensuremath-RuCl3\ensuremath{\alpha}\text{\ensuremath{-}}{\mathrm{RuCl}}_{3}\ensuremathα\ensuremath-RuCl3​. We consider the regime close to a Lifshitz transition, at which the spinon Fermi pockets shrink to small circles around high-symmetry points in the Brillouin zone. By employing renormalization group and mean-field arguments, we demonstrate that interactions lead to a gap opening in the spinon spectrum at low temperatures, which can be understood as a nesting instability of the spinon Fermi surface. This leads to proliferation of monopole operators of the emergent U(1) gauge field and confinement of spinons. While signatures of fractionalization may be observable at finite temperatures, the gapless U(1) spin liquid state with nested spinon Fermi pockets is ultimately unstable at low temperatures towards a conventional long-range-ordered ground state, such as a valence bond solid. Implications for Kitaev materials in external magnetic fields are discussed.
Recent experimental evidence for a field-induced quantum spin liquid (QSL) in ααα-RuCl3_33​ calls for an understanding for the ground state of honeycomb Kitaev model under a magnetic field. In this work we address the nature of an enigmatic gapless paramagnetic phase in the antiferromagnetic Kitave model, under an intermediate magnetic field perpendicular to the plane. Combining theoretical and numerical efforts, we identify this gapless phase as a U(1)U(1)U(1) QSL with spinon Fermi surfaces. We also reveal the nature of continuous quantum phase transitions involving this U(1)U(1)U(1) QSL, and obtain a phase diagram of the Kitaev model as a function of bond anisotropy and perpendicular magnetic field.
A complicating factor in the realization and observation of quantum spin liquids in materials is the ubiquitous presence of other degrees of freedom, in particular lattice distortion modes (phonons). These provide additional routes for relieving magnetic frustration, thereby possibly destabilizing spin-liquid ground states. In this work, we focus on triangular-lattice Heisenberg antiferromagnets, where recent numerical evidence suggests the presence of an extended U(1) Dirac spin liquid phase which is described by compact quantum electrodynamics in 2+1 dimensions (QED3_33​), featuring gapless spinons and monopoles as gauge excitations, and believed to flow to a strongly-coupled fixed point with conformal symmetry. Using complementary perturbation theory and scaling arguments, we show that a symmetry-allowed coupling between (classical) finite-wavevector lattice distortions and monopole operators of the U(1) Dirac spin liquid generally induces a spin-Peierls instability towards a (confining) 12-site valence-bond solid state. We support our theoretical analysis with state-of-the-art density matrix renormalization group simulations. Away from the limit of static distortions, we demonstrate that the phonon energy gap establishes a parameter regime where the spin liquid is expected to be stable, and show that the monopole-lattice coupling leads to softening of the phonon in analogy to the Kohn anomaly. We discuss the applicability of our results to similar systems, in particular the Dirac spin liquid on the Kagome lattice.
Frustrated magnetism provides a rich platform for realizing exotic quantum phases in condensed matter systems. Among these, quantum spin liquids (QSLs) are a particularly intriguing class of states that exhibit no magnetic ordering and preserve all symmetries down to zero temperature. Just as conventional magnets can be thought of as spin crystals,QSLs represent their liquid analogs. This thesis explores two broad types of QSLs in two-dimensional magnets, with a focus on their dynamic properties and the nature of transitions from conventional magnetic states into QSL phases. QSLs are topological phases that host fractionalized excitations known as spinons. In these states, mobile spinons are coupled to an emergent gauge field, forming a highly entangled phase of matter. The first part of this thesis focuses on Dirac spin liquids (DSLs), a class of QSLs where spinons exhibit a gapless Dirac dispersion. To study the dynamicsof these spin liquids beyond leading-order mean-field theory, we develop a novel large-N fermionic limit of gapless spinons. In this limit, all gauge excitations are suppressed, and the leading-order corrections instead arise from order parameter fluctuations, which may condense and drive transitions into symmetry-broken phases from the parent DSL. Incorporating random phase approximation (RPA) corrections to the spin susceptibility, we find that sharp, spin-wave–like modes are recovered in the excitation spectrum. This methodology successfully captures characteristic features of the dynamics near phase transitions and in weakly symmetry-broken phases proximate to a DSL. We apply this approach to microscopic models, including the J1-J2 XXZ model on the triangular lattice and the J1-J3 XXZ model on the honeycomb lattice. These models closely represent a wide range of frustrated materials, such as triangular and honeycomb cobaltates and triangular ytterbium compounds. Our theoretical predictions show excellent agreement with experimentally measured inelastic neutron scattering spectra from these materials. Gapless spinons can also sometimes become gapped through chiral symmetry breaking, leading to the formation of a chiral spin liquid (CSL). The CSL is an archetypal bosonic realization of a fractional quantum Hall (FQH) state at half-filling, and has been proposed as a time-reversal–breaking ground state in a variety of frustrated spin models. The second part of this thesis addresses the intriguing possibility of realizing a CSL through the "melting" of a chiral spin crystal—a conventional magnet with non-coplanar ordering. Such a transition offers a physically appealing analogue to the melting of a Wigner crystal into a fermionic FQH liquid. Focusing on the kagome lattice, where chiral interactions are knownto stabilize a CSL ground state, we study the effects of additional long-range Heisenberg interactions and demonstrate a phase transition into a non-coplanar octahedral magnetic order. To describe the universal class of transition between a CSL and a non-coplanar anti-ferromagnetic order, we then develop a novel Chern-Simons–matter field theory framework, constrained by symmetry principles and symmetry fractionalization patterns. This thesis thus provides new insights into the dynamical signatures and phase transitions of quantum spin liquids, offering a bridge between theoretical models and experimental observations in frustrated magnetic systems.
In the field of quantum magnetism, the exactly solvable Kitaev honeycomb model serves as a paradigm for the fractionalization of spin degrees of freedom and the formation of [Formula: see text] quantum spin liquids. An intense experimental search has led to the discovery of a number of spin-orbit entangled Mott insulators that realize its characteristic bond-directional interactions and, in the presence of magnetic fields, exhibit no indications of long-range order. Here, we map out the complete phase diagram of the Kitaev model in tilted magnetic fields and report the emergence of a distinct gapless quantum spin liquid at intermediate field strengths. Analyzing a number of static, dynamical, and finite temperature quantities using numerical exact diagonalization techniques, we find strong evidence that this phase exhibits gapless fermions coupled to a massless U(1) gauge field. We discuss its stability in the presence of perturbations that naturally arise in spin-orbit entangled candidate materials.
The Kitaev model with an applied magnetic field in the [Formula: see text] direction shows two transitions: from a nonabelian gapped quantum spin liquid (QSL) to a gapless QSL at [Formula: see text] and a second transition at a higher field [Formula: see text] to a gapped partially polarized phase, where K is the strength of the Kitaev exchange interaction. We identify the intermediate phase to be a gapless U(1) QSL and determine the spin structure function [Formula: see text] and the Fermi surface [Formula: see text] of the gapless spinons using the density matrix renormalization group (DMRG) method for large honeycomb clusters. Further calculations of static spin-spin correlations, magnetization, spin susceptibility, and finite temperature-specific heat and entropy corroborate the gapped and gapless nature of the different field-dependent phases. In the intermediate phase, the spin-spin correlations decay as a power law with distance, indicative of a gapless phase.
Pseudoscalar U(1) spin liquids in α\alphaα-RuCl3_33​
A recent experiment has reported oscillations of the thermal conductivity of α\alphaα-RuCl3_33​ driven by an in-plane magnetic field that are reminiscent of the quantum oscillations in metals. At first glance, these observations are consistent with the presence of the long-sought-after spinon Fermi surface state. Strikingly, however, the experiment also reported vanishing thermal Hall conductivity coexisting with the oscillations of the longitudinal one. Such absence of the thermal Hall effect must originate from crystalline symmetries of α\alphaα-RuCl3_33​. But if the system was a traditional spinon fermi surface state, these symmetries would also necessarily prohibit the emergence of a magnetic field acting on the spinons, in stark contradiction with the presence of quantum oscillations in experiments. To reconcile these observations, we introduce a new class of symmetry enriched ``pseudoscalar U(1) spin liquids in which certain crystalline symmetries act as a particle-hole conjugation on the spinons. The associated pseudoscalar spinon Fermi surface states allow for the coexistence of an emergent Landau quantizing magnetic field while having an exactly zero thermal Hall conductivity. We develop a general theory of these states by constructing Gutzwiller-projected wave-functions and describing how they naturally appear as U(1) spin liquids with a distinctive projective symmetry group implementation of crystalline symmetries in the fermionic parton representation of spins. We propose that the field induced quantum disordered state in α\alphaα-RuCl3_33​ descends from a pseudoscalar spinon fermi surface state that features compensated spinon-particle and spinon-hole pockets possibly located around the MMM points of its honeycomb Brillouin zone. These points are connected via a wave-vector associated with the emergence of the competing zig-zag antiferromagnetic state.