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arXiv:1203.3540 · Physical Review B

Dielectric breakdown of a Mott insulator

Camille Aron

Published Aug 17, 2012• 34 citations
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Abstract

We study the nonequilibrium steady state of a Mott insulator coupled to a thermostat and driven by a constant electric field, starting from weak fields, until the dielectric breakdown, and beyond. We find that the conventional Zener picture does not describe the steady-state physics. In particular, the current at weak field is found to be controlled by the dissipation. Moreover, in connection with the electric-field-driven dimensional crossover, we find that the dielectric breakdown occurs when the field strength is on the order of the Mott gap of the corresponding lower-dimensional system. We also report a resonance and the meltdown of the quasiparticle peak when the field strength is half of this Mott gap.

DOI
10.1103/physrevb.86.085127

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We study the nonequilibrium steady state of a Mott insulator coupled to a thermostat and driven by a constant electric field, starting from weak fields, until the dielectric breakdown, and beyond. We find that the conventional Zener picture does not describe the steady-state physics. In particular, the current at weak field is found to be controlled by the dissipation. Moreover, in connection with the electric-field-driven dimensional crossover, we find that the dielectric breakdown occurs when the field strength is on the order of the Mott gap of the corresponding lower-dimensional system. We also report a resonance and the meltdown of the quasiparticle peak when the field strength is half of this Mott gap.
We calculate the nonequilibrium electronic transport properties of a one-dimensional interacting chain at half filling, coupled to noninteracting leads. The interacting chain is initially in a Mott insulator state that is driven out of equilibrium by applying a strong bias voltage between the leads. For bias voltages above a certain threshold we observe the breakdown of the Mott insulator state and the establishment of a steady-state electronic current through the system. Based on extensive time-dependent density-matrix renormalization-group simulations, we show that this steady-state current always has the same functional dependence on voltage, independent of the microscopic details of the model and we relate the value of the threshold to the Lieb-Wu gap. We frame our results in terms of the Landau-Zener dielectric breakdown picture. Finally, we also discuss the real-time evolution of the current, and characterize the current-carrying state resulting from the breakdown of the Mott insulator by computing the double occupancy, the spin structure factor, and the entanglement entropy.
In this work, we explore the possibility of emergent nonequilibrium steady states arising from the electric-field-driven Mott insulator via the Keldysh-Floquet dynamical mean-field theory (DMFT), which can determine the fully interacting, nonequilibrium steady-state Green's functions with the noninteracting counterparts as an input to the DMFT self-consistency loop. Unlike the retarded component, obtaining the lesser Green's function for the noninteracting system presents an important obstacle since the thermalization of the noninteracting system still requires a precise understanding of the dissipation mechanism. A crucial breakthrough in this work is that the noninteracting lesser Green's function can be determined in terms of the Wannier-Stark ladder (WSL) eigenstates, which are thermalized via the standard canonical ensemble according to the Markovian quantum master equation. As a result, it is shown that the intricate interplay between strong correlation and large electric field can generate a sequence of two dielectric breakdowns with the first induced by a coherent reconstruction of the midgap state within the Mott gap and the second by an incoherent tunneling through the biased Hubbard bands. It is predicted that the reconstructed midgap state generates its own emergent WSL structure with a reduced effective electric field. The two dielectric breakdowns are mediated by a reentrant insulating phase, which is characterized by the population inversion, causing instability toward inhomogeneous current density states at weak electron-impurity scattering.
Nonequilibrium transport in the one dimensional Hubbard model at half-filling is studied by the time-dependent density matrix renormalization group method. It is clearly demonstrated that dielectric breakdown of the Mott insulating phase to a nonequilibrium steady state occurs when an external voltage is larger than the charge gap. From the numerically obtained current-voltage characteristics we find that the current is suppressed by the correlation effect when compared with that of a band insulator and that the current is scaled only by the charge gap for small voltages compared to the band width.
Understanding strongly correlated systems driven out of equilibrium is a challenging task necessitating the simultaneous treatment of quantum mechanics, dynamical constraints, and strong interactions. A Mott insulator subjected to a uniform and static electric field is prototypical, raising key questions such as the fate of Bloch oscillations with increasing correlation strength, the approach to a steady-state DC transport regime and the role of dissipation in it, and electric-field-driven phase transitions. Despite tremendous efforts over the past decade employing various numerical and analytical approaches, the manner in which a nonequilibrium steady state gets established has remained an unresolved problem. We develop here an effective large-N\mathcal{N}N Keldysh field theory for studying nonequilibrium transport in a regular one-dimensional dissipative Mott insulator system subjected to a uniform electric field. Upon abruptly turning on the electric field (a quench), a transient oscillatory current response reminiscent of Bloch oscillations is found. In the regime of small tunneling conductance the amplitude of these oscillations, over a large time window, decreases as an inverse square power law in time, ultimately going over to an exponential decay beyond a large characteristic time ${\ensuremath{\tau}}_{d}$ that increases with N.\mathcal{N}.N. Such a relaxation to a steady-state DC response is absent in the dissipation-free Hubbard chain at half filling. The steady-state current at small fields is governed by large-distance cotunneling, a process absent in the equilibrium counterpart. The low-field DC current has a Landau-Zener-Schwinger form but qualitatively differs from the expression for pair-production probability for the dissipation-free counterpart. The breakdown of perturbation theory in the Mott phase possibly signals a nonequilibrium phase transition to a metallic phase. Our study sheds light on the approach of a driven, dissipative strongly correlated system to a nonequilibrium steady state and also provides a general analytic microscopic framework for understanding other nonequilibrium phenomena in these systems.
Using dynamical mean-field theory and the non-crossing approximation as impurity solver, we study the response of a Mott insulator to strong dc electric fields. The breakdown of the Mott insulating state is triggered by field-induced creation of doublon-hole pairs. In a previous investigation, Ref. [1], it was found that the system approaches a long-lived quasi-steady state in which the current is time-independent although the number of carriers constantly increases. Here we investigate and clarify the nature of this state, which exists only because thermalization is slow in the Hubbard model at strong coupling. The current is time-independent because doublons and holes have an infinite temperature distribution. Evidence for this fact is obtained from spectral functions and by comparing the electric current with the field-induced doublon-hole creation rate. Implications to real experiments, in systems with energy dissipation, are discussed.
We study the spectral and transport properties of a Mott insulator driven by a static electric field into a nonequilibrium steady state. For the dissipation, we consider two mechanisms: wide band fermion reservoirs and phonons included within the Migdal approximation. The electron correlations are treated via nonequilibrium dynamical mean field theory with an impurity solver suitable for strong correlations. We find that dissipation via phonons is limited to restricted ranges of field values around Wannier-Stark resonances. To cover the full range of field strengths, we allow for a small coupling with fermionic baths, which stabilizes the solution. When considering both dissipation mechanisms, we find that phonons enhance the current for field strengths close to half of the gap while lowering it at the gap resonance as compared to the purely electronic dissipation used by Murakami and Werner [Murakami and Werner, Phys. Rev. B 98, 075102 (2018)]. Once phonons are the only dissipation mechanism, the current in the metallic phase is almost one order of magnitude smaller than the typical values obtained by coupling to a fermionic bath. In this case, the transport regime is characterized by an accumulation of charge in the upper Hubbard band described by two effective chemical potentials.