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arXiv:1202.3120 · Physical Review B

Braiding statistics approach to symmetry-protected topological phases

Michael Levin, Zheng‐Cheng Gu

Published Sep 10, 2012• 582 citations
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Abstract

We construct a two-dimensional (2D) quantum spin model that realizes an Ising paramagnet with gapless edge modes protected by Ising symmetry. This model provides an example of a ``symmetry-protected topological phase.'' We describe a simple physical construction that distinguishes this system from a conventional paramagnet: We couple the system to a ${\mathbb{Z}}_{2}$ gauge field and then show that the $\ensuremath{\pi}$-flux excitations have different braiding statistics from that of a usual paramagnet. In addition, we show that these braiding statistics directly imply the existence of protected edge modes. Finally, we analyze a particular microscopic model for the edge and derive a field theoretic description of the low energy excitations. We believe that the braiding statistics approach outlined in this paper can be generalized to a large class of symmetry-protected topological phases.

DOI
10.1103/physrevb.86.115109

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We construct a two-dimensional (2D) quantum spin model that realizes an Ising paramagnet with gapless edge modes protected by Ising symmetry. This model provides an example of a ``symmetry-protected topological phase.'' We describe a simple physical construction that distinguishes this system from a conventional paramagnet: We couple the system to a Z2{\mathbb{Z}}_{2}Z2​ gauge field and then show that the \ensuremathπ\ensuremath{\pi}\ensuremathπ-flux excitations have different braiding statistics from that of a usual paramagnet. In addition, we show that these braiding statistics directly imply the existence of protected edge modes. Finally, we analyze a particular microscopic model for the edge and derive a field theoretic description of the low energy excitations. We believe that the braiding statistics approach outlined in this paper can be generalized to a large class of symmetry-protected topological phases.
Symmetry protected topological (SPT) phase is a generalization of topological insulator (TI). Different from the intrinsic topological phase, e.g., the fractional quantum hall (FQH) phase, SPT phase is only distinguishable from a trivial disordered phase when certain symmetry is preserved. Indeed, SPT phase has a long history in 1D, and it has been shown that the well known Haldane phase of S=1 Heisenberg chain belongs to this class. However, in higher dimensions, most of the previous studies focus on free electron systems. Until very recently, it was realized that SPT phase also exists in interacting boson/spin systems in higher dimensions. In this talk, I will show that there is an interesting duality map between intrinsic topological phase and SPT phase. I will focus on a simple model that realizes an Ising paramagnet with gapless edge modes protected by Ising symmetry. The duality provides us a simple physical construction that distinguishes this system from a conventional paramagnet: we couple the system to a Z2 gauge field and then show that the flux excitations have different braiding statistics from that of a usual paramagnet. In addition, these braiding statistics directly implies the existence of protected edge modes. The duality map also provides us a complementary way to derive topological terms of SPT phases, which classify different SPT phases in bosonic systems. Finally, I will discuss the possible generalization for interacting fermion/electron systems.
We study the effect of interactions on two-dimensional fermionic symmetry-protected topological (SPT) phases using the recently proposed braiding statistics approach. We focus on a simple class of examples: superconductors with a Z2{Z}_{2}Z2​ Ising symmetry. Although these systems are classified by Z\mathbb{Z}Z in the noninteracting limit, our results suggest that the classification collapses to Z8{\mathbb{Z}}_{8}Z8​ in the presence of interactions---consistent with previous work that analyzed the stability of the edge. Specifically, we show that there are at least eight different types of Ising superconductors that cannot be adiabatically connected to one another, even in the presence of strong interactions. In addition, we prove that each of the seven nontrivial superconductors have protected edge modes.
Symmetry protected topological (SPT) states are short-range entangled states with symmetry. The boundary of a SPT phases has either gapless excitations or degenerate ground states, around a gapped bulk. Recently, we proposed a systematic construction of SPT phases in interacting bosonic systems, however it is not very clear what is the form of the low-energy excitations on the gapless edge. In this paper, we answer this question for two-dimensional (2D) bosonic SPT phases with ZN{\mathbb{Z}}_{N}ZN​ and U(1)\text{U}(1)U(1) symmetry. We find that while the low-energy modes of the gapless edges are nonchiral, symmetry acts on them in a ``chiral'' way, i.e., acts on the right movers and the left movers differently. This special realization of symmetry protects the gaplessness of the otherwise unstable edge states by prohibiting a direct scattering between the left and right movers. Moreover, understanding of the low-energy effective theory leads to experimental predictions about the SPT phases. In particular, we find that all the 2D U(1)\text{U}(1)U(1) SPT phases have even integer quantized Hall conductance.
We systematically study gapless edge modes corresponding to Z(3) symmetry-protected topological (SPT) phases of two-dimensional three-state Potts paramagnets on a triangular lattice. First, we derive microscopic lattice models for the gapless edge and, using the density-matrix renormalization group (DMRG) approach, investigate the finite-size scaling of the low-lying excitation spectrum and the entanglement entropy. Based on the obtained results, we identify the universality class of the critical edge, namely the corresponding conformal field theory and the central charge. Finally, we discuss the inherent symmetries of the edge models and the emergent winding number symmetry. As a result, one-dimensional chains with this symmetry form a model that supports gapless excitations due to its tricritical symmetry. Numerically, we show that low-energy states in the continuous limit of the edge model can be described by conformal field theory (CFT) with central charge c=1, given by the coset SUk(3)/SUk(2) CFT at level k=1.
In the past few years, the discovery of topological insulators has resurrected the study of exotic phases of matter beyond the Landau symmetry breaking paradigm. In this thesis, we focus on two particular classes of exotic phases, known as "topological phases" and "symmetry protected topological phases (SPT phases)" in 2D and 3D. Topological phases are generalizations of fractional quantum Hall liquids while SPT phases are generalizations of topological insulators. We investigate topological phases and SPT phases by constructing and analyzing appropriate exactly soluble lattice spin models. We address the following three questions: The first question involves a large class of exactly soluble lattice spin models called string-net models. It is known that string-net models can realize a large class of 2D topological phases, but it is unclear what topological phases can and can not be realized by these models. Thus our first question is: what are the most general topological phases that can be realized by string-net models? We find that a topological phase can be realized by a string-net model if and only if it supports a gapped edge, i.e. the edge can be gapped by suitable local interactions. In the second question we ask: how can we distinguish different 3D topological phases? While it is well known that 3D topological phases can be distinguished by the braiding statistics between particle and loop-like excitations, we construct two exactly soluble lattice models that demonstrate that we also have to consider the braiding statistics of loops with other loops. In the final part of the thesis, we derive a bulk-boundary correspondence for 3D SPT phases. More specifically, we prove that a particular exactly soluble lattice spin model has protected surface states using the fact that the vortex loop excitations in the bulk have non-trivial braiding statistics. We prove the result for a particular 3D exactly soluble lattice model, but our arguments apply more generally.
Symmetry-protected topological (SPT) phases are gapped quantum phases which host symmetry-protected gapless edge excitations. On the other hand, the edge states can be gapped by spontaneously breaking symmetry. We show that topological defects on the symmetry-broken edge cannot proliferate due to their fractional statistics. A gapped symmetric boundary, however, can be achieved between an SPT phase and certain fractionalized phases by condensing the bound state of a topological defect and an anyon. We demonstrate this by two examples in two dimensions: an exactly solvable model for the boundary between a topological Ising paramagnet and the double-semion model, and a fermionic example about the quantum spin Hall edge. Such a hybrid structure containing both SPT phase and fractionalized phase generally support ground-state degeneracy on a torus.