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arXiv:1202.2403 · Physical Review E

Microscopic origin of thermodynamic entropy in isolated systems

Joshua M. Deutsch, Haibin Li, Auditya Sharma

Published Apr 30, 2013• 142 citations
arXivHTMLPDF

Abstract

The quantum entropy is usually defined using von Neumann's formula, which measures lack of information and vanishes for pure states. In contrast, we obtain a formula for the entropy of a pure state as it is measured from thermodynamic experiments, solely from the self-entanglement of the wave function, and find strong numerical evidence that the two are in agreement for nonintegrable systems, both for energy eigenstates and for states that are obtained at long times under the evolution of more general initial conditions. This is an extension of Boltzmann's hypothesis for classical systems, relating microscopic motion to thermodynamics.

DOI
10.1103/physreve.87.042135

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The quantum entropy is usually defined using von Neumann's formula, which measures lack of information and vanishes for pure states. In contrast, we obtain a formula for the entropy of a pure state as it is measured from thermodynamic experiments, solely from the self-entanglement of the wave function, and find strong numerical evidence that the two are in agreement for nonintegrable systems, both for energy eigenstates and for states that are obtained at long times under the evolution of more general initial conditions. This is an extension of Boltzmann's hypothesis for classical systems, relating microscopic motion to thermodynamics.
A way to construct Boltzmann entropy, i.e., the entropy as a function of a microscopic pure state, for quantum field systems is proposed. Operators that shift the field in wave-vector space are used in the construction. By employing an assumption that some terms emerging due to the shift are negligible in the thermodynamic limit, it is shown that, for almost all states in the ensemble of pure states corresponding to a thermodynamic state, the value of the proposed Boltzmann entropy coincides with that of the thermodynamic entropy for the thermodynamic state. For general self-interacting fields, the Boltzmann entropy evolves with time under Hamiltonian dynamics, so that it is capable of characterizing the thermalization of isolated quantum field systems.
The second law of thermodynamics states that the entropy of an isolated system can only increase over time. This appears to conflict with the reversible evolution of isolated quantum systems under the Schrödinger equation, which preserves the von Neumann entropy. Nonetheless, one finds that with respect to many observables, expectation values approach a fixed value—their equilibrium value. This ultimately raises the question: ? For classical systems, one introduces the assumption of a low-entropy initial state along with the concept of ignorance about the microscopic details of the physical system, leading to a statistical interpretation of the second law. By considering the observables through which we examine quantum systems, both these assumptions can be incorporated, building upon recent studies of the of observables. While the statistical behavior of observable expectation values is well established, a quantitative connection to entropy increase has been lacking so far. In deriving novel bounds for the equilibration of observables, and considering the entropy of the system relative to observables, we recover a variant of the second law: the entropy with respect to a given observable tends toward its equilibrium value in the course of the system’s unitary evolution. These results also support recent findings that question the necessity of nonintegrability for equilibration in quantum systems. We further illustrate our bounds using numerical results from the paradigmatic example of a quantum Ising model on a chain of spins. There, we observe entropy increasing up to equilibrium values, as well as fluctuations, which expose the underlying reversible evolution in accordance with the derived bounds.
Von Neumann proposed two quantum entropies, one in 1927 and the other in 1929. He intended to define thermodynamic entropy for quantum states in both cases. The 1927 entropy is the well-known von Neumann entropy, which is zero for all pure states. The 1929 entropy, which is nonzero for almost all pure states, has largely been ignored. After reviewing the history and properties of both entropies, we argue that the 1927 entropy is not thermodynamic entropy and should be used simply as a measure of entanglement, whereas the 1929 entropy is the true thermodynamic entropy for quantum states.
Statistical formulations of thermodynamic entropy, such as those by Boltzmann and Gibbs, were originally developed for classical systems and are well understood in that context. However, the foundational aspects of quantum statistical mechanics remain an area of active debate and are yet to be fully understood. This work is motivated by the need to develop a comprehensive understanding of the statistical measures of thermodynamic entropy in quantum systems - a topic intimately connected to the phenomenon of quantum thermalization. In particular, we investigate the conditions under which the von Neumann entropy can be regarded as a valid statistical measure of thermodynamic entropy in quantum systems. This paper demonstrates that the equivalence between the von Neumann and thermodynamic entropies is not universal, but instead depends on several subtle and often overlooked assumptions. In this context, we also briefly revisit key criticisms of von Neumann entropy - particularly its time-invariance and subadditivity - and argue that these concerns can be meaningfully addressed in the setting of thermodynamic systems. To substantiate some arguments and to clarify some issues, we provide suitable numerical results from our analysis of a spin-1/2 system.
We study the time evolution of eleven microscopic entropy definitions (of Boltzmann-surface, Gibbs-volume, canonical, coarse-grained-observational, entanglement and diagonal type) and three microscopic temperature definitions (based on Boltzmann, Gibbs or canonical entropy). This is done for the archetypal nonequilibrium setup of two systems exchanging energy, modeled here with random matrix theory, based on numerical integration of the Schrödinger equation. We consider three types of pure initial states (local energy eigenstates, decorrelated and entangled microcanonical states) and three classes of systems: (A) two normal systems, (B) a normal and a negative temperature system and (C) a normal and a negative heat capacity system. We find: (1) All types of initial states give rise to the same macroscopic dynamics. (2) Entanglement and diagonal entropy sensitively depend on the microstate, in contrast to all other entropies. (3) For class B and C, Gibbs-volume entropies can violate the second law and the associated temperature becomes meaningless. (4) For class C, Boltzmann-surface entropies can violate the second law and the associated temperature becomes meaningless. (5) Canonical entropy has a tendency to remain almost constant. (6) For a Haar random initial state, entanglement or diagonal entropy behave similar or identical to coarse-grained-observational entropy.
The thermodynamic entropy of an isolated system is given by its von Neumann entropy. Over the last few years, there has been an intense activity to understand the thermodynamic entropy from the principles of quantum mechanics. More specifically, is there a relation between the (von Neumann) entropy of entanglement between a system and some (separate) environment and the thermodynamic entropy? It is difficult to obtain the relation for many body systems, hence, most of the work in the literature has focused on small number systems. In this work, we consider black holes—which are simple yet macroscopic systems—and show that a direct connection could not be made between the entropy of entanglement and the Hawking temperature. In this work, within the adiabatic approximation, we explicitly show that the Hawking temperature is indeed given by the rate of change of the entropy of entanglement across a black hole’s horizon with regard to the system energy. This is yet other numerical evidence leading to understanding the key features of black-hole thermodynamics from the viewpoint of quantum information theory.