We study the Anderson impurity problem in a mesoscopic setting, namely the ``Anderson box,'' in which the impurity is coupled to finite reservoir having a discrete spectrum and large sample-to-sample mesoscopic fluctuations. Note that both the weakly coupled and strong coupling Anderson impurity problems are characterized by a Fermi-liquid theory with weakly interacting quasiparticles. We study how the statistical fluctuations in these two problems are connected, using random matrix theory and the slave boson mean-field approximation (SBMFA). First, for a resonant level model such as results from the SBMFA, we find the joint distribution of energy levels with and without the resonant level present. Second, if only energy levels within the Kondo resonance are considered, the distributions of perturbed levels collapse to universal forms for both orthogonal and unitary ensembles for all values of the coupling. These universal curves are described well by a simple Wigner-surmise-type toy model. Third, we study the fluctuations of the mean-field parameters in the SBMFA, finding that they are small. Finally, the change in the intensity of an eigenfunction at an arbitrary point is studied, such as is relevant in conductance measurements. We find that the introduction of the strongly coupled impurity considerably changes the wave function but that a substantial correlation remains.
We study the Anderson impurity problem in a mesoscopic setting, namely the ``Anderson box,'' in which the impurity is coupled to finite reservoir having a discrete spectrum and large sample-to-sample mesoscopic fluctuations. Note that both the weakly coupled and strong coupling Anderson impurity problems are characterized by a Fermi-liquid theory with weakly interacting quasiparticles. We study how the statistical fluctuations in these two problems are connected, using random matrix theory and the slave boson mean-field approximation (SBMFA). First, for a resonant level model such as results from the SBMFA, we find the joint distribution of energy levels with and without the resonant level present. Second, if only energy levels within the Kondo resonance are considered, the distributions of perturbed levels collapse to universal forms for both orthogonal and unitary ensembles for all values of the coupling. These universal curves are described well by a simple Wigner-surmise-type toy model. Third, we study the fluctuations of the mean-field parameters in the SBMFA, finding that they are small. Finally, the change in the intensity of an eigenfunction at an arbitrary point is studied, such as is relevant in conductance measurements. We find that the introduction of the strongly coupled impurity considerably changes the wave function but that a substantial correlation remains.
We study mesoscopic fluctuations in a system in which there is a continuous connection between two distinct Fermi liquids, asking whether the mesoscopic variation in the two limits is correlated.The particular system studied is an Anderson impurity coupled to a finite mesoscopic reservoir described by the random matrix theory, a structure which can be realized using quantum dots.We use the slave boson mean-field approach to connect the levels of the uncoupled system to those of the strong-coupling Nozières' Fermi liquid.We find strong but not complete correlation between the mesoscopic properties in the two limits and several universal features.
In this work, using the finite-U slave boson mean-field approximation to solve the single-impurity Anderson model, the authors apply two different strategies to study the Kondo cloud, by analyzing quantities that are dependent on the distance to the magnetic impurity and then finding a universal distance scale ${\ensuremath{\xi}}_{K}$ through the collapse of the results into an universal function. The first method is based on the analysis of the local density of states of the conduction electrons (denoted as ${\ensuremath{\xi}}_{K}^{L})$, while the second relies on the analysis of spin correlations $({\ensuremath{\xi}}_{K}^{\mathrm{\ensuremath{\Sigma}}})$. Our calculations show that there is exact quantitative agreement, in the way ${\ensuremath{\xi}}_{K}$ depends on $U/\mathrm{\ensuremath{\Gamma}}$, between ${\ensuremath{\xi}}_{K}^{\mathrm{\ensuremath{\Sigma}}}$ and the results obtained through the heuristic expression ${\ensuremath{\xi}}_{K}\ensuremath{\propto}{v}_{F}/{T}_{K}$, while there is very close quantitative agreement between ${\ensuremath{\xi}}_{K}^{\mathrm{\ensuremath{\Sigma}}}$ and ${\ensuremath{\xi}}_{K}^{L}$. The use of the slave boson technique to calculate the spin correlations, which eliminates finite size effects, allowed us to study very large Kondo clouds, something that is very difficult using other techniques, like the density matrix renormalization Group method, for example. In addition, the very smooth curves obtained for the spin correlations allowed us to qualitatively identify a region in the Kondo cloud, adjacent to the impurity, that had been connected to the free orbital fixed point in previous numerical renormalization group calculations [Phys. Rev. B 84, 115120 (2011)].
This thesis contributes to the field of transport through quantum dots. These devices allow for a controlled study of quantum transport and fundamental physical effects, like the Kondo effect. In this thesis we will focus on dots that are well described by generalized Anderson impurity models, where the discrete levels of the quantum dot are tunnel-coupled to fermionic reservoirs. The model parameters, like level energy and width, can be tuned in experiments. Therefore these systems constitute a valuable arena for testing experiment against theory and vice versa. In order to describe these strongly correlated systems, we employ the numerical renormalization group method. This allows us to address both longstanding questions concerning experimental results and new physical phenomena in these fundamental models. This thesis consists of three major projects. The first and most extensive one is concerned with the phase of the transmission amplitude through a quantum dot. Measurements of many-electron quantum dots with small level spacing reveal universal phase behaviour, a result not fully understood for almost 10 years. Recent experiments have seen that, contrarily, for dots with only a few electrons, i.e. large level spacing, the phase depends on the mesoscopic dot parameters. Analyzing a multi-level Anderson model, we show that the generic feature of the two regimes can be reproduced in the regime of overlapping levels or well separated levels, respectively. Thereby the universal character follows from Fano-type antiresonances of the renormalized single-particle levels. Moderate temperature supports the universal character. In the mesoscopic regime, we also investigate the effect of Kondo correlations on the transmission phase. In a second project we analyze a quantum dot coupled to a superconducting reservoir. In contrast to previous belief, the energy resolution of our method is not restricted by the energy scale of the superconducting gap, leading to new insights into the method. The high resolution allows us to resolve sharp peaks in the spectral function that emerge for a certain regime of parameters. A third project deals with a quantum dot coupled to two independent channels, a system known to exhibit non-Fermi liquid behaviour. We investigate the existence of the non-Fermi liquid regime when driving the system out of the Kondo regime by emptying the dot. We find that the extent of the non-Fermi liquid regime strongly depends on the mechanisms that couple impurity and reservoirs but prevent mixing of the latter.
An essential role for the description of correlated quantum many-particle systems is played by impurity problems. These consist of a small number of localized orbitals, where the electrons are subject to a Coulomb-interaction, coupled to noninteracting bath degrees of freedom. Impurity models are used for the description of magnetic impurities in metals, of quantum points in nanostructures, and in the context of the dynamical mean field theory (DMFT). For their solution a large number of numerical methods exists. We mention here quantum Monte Carlo methods, the numerical renormalization group, or the exact diagonalization method. In this thesis we introduce a new approach to impurity problems, which is based on the functional renormalization group (fRG). In contrast to the methods mentioned above this approach is approximative, but it can be applied with comparatively lower numerical effort. The aim of this thesis is to examine the advantages and limits of this method. An important role in this connection is played by the single impurity Anderson model (SIAM), which is already understood very well with other methods and is seen as a prototype for models with strong local correlations. The spin fluctuations of this model are governed by the so-called Kondo energy scale and a central question of this thesis is whether this scale can be reproduced with our approach. We begin with a short introduction to the Green's function formalism for correlated quantum many particle systems. Then the fRG flow equations for the one-particle irreducible vertex functions are deduced, and several approximation schemes are discussed. In chapter 4 we introduce the fRG scheme used in this thesis. At first the SIAM is mapped to a semi-infinite chain, in which the interacting orbital is given by the first site of this chain. The system is then subdivided into two parts. The first part, which is called 'core', consists of the interacting orbital and the first L bath sites. The remaining bath sites form the second part. At the beginning both parts are decoupled from each other such that the core can be solved exactly. Starting with this exact solution the coupling between the core and the remaining bath sites is switched on slowly in a renormalization group flow. This way it is possible to calculate the one-particle and two-particle correlation functions on the correlated site. We call this flow scheme 'hybridization flow'. The flow equations are formulated in an effective theory on the first bath site outside the core, which turns out to be advantageous compared to other implementations of the hybridization flow. In chapter 5 this hybridization flow method is applied to the SIAM with semi-elliptic bath density of states. We discuss the differences which arise for different core-sizes (L = 0,1,2,3) and for different truncations of the fRG flow equations. In the cases L=0 and L=2 the local Fermi liquid properties of the SIAM and the associated Kondo scale can not be reproduced in both approximation schemes. For the core sizes L=1 and L=3 the ground state of the core is already a spin singlet state in the beginning of the flow and the Fermi liquid properties are reproduced. The Kondo energy scale, which determines the width of the central quasi-particle peak and the size of the local spin-susceptibility, is however not accurately resolved. This is partly due to the finite temperature used in our implementation such that for larger interaction strength the temperature is above the Kondo energy scale. The application of the hybridization flow method to quantum impurity problems in the context of the DMFT is discussed in chapter 6. In this approach lattice models with a local interaction, like the Hubbard model, are mapped to an effective impurity problem for a single lattice site embedded in a dynamical mean field representing the influence of the other electrons. This scheme is exact in infinitely many dimensions and a nonperturbative approximation method for finite-dimensional systems. In particular the Mott metal-insulator transition in the Hubbard model is successfully described by this method. One class of quantities, which is easily accessible from the hybridization flow scheme, is given by the local two-particle correlation functions. These play an essential role in non-local extensions of the DMFT. Therefore we mainly focus on these quantities. At first we apply our flow scheme to the Hubbard model on the Bethe lattice in infinite dimensions and calculate the local one-particle irreducible vertex functions in the insulating and the metallic phase in good agreement with previous calculations, which use the exact diagonalization method as impurity solver. After this we extend our flow scheme to a cluster DMFT method, which includes short-range antiferromagnetic correlations and calculate again the local and non-local vertex functions for the two-dimensional Hubbard model. We compare these to the results of the single-site DMFT.
We generalize Nozi\`eres' Fermi-liquid theory for the low-energy behavior of the Kondo model to that of the single-impurity Anderson model. In addition to the electrons' phase shift at the Fermi energy, the low-energy Fermi-liquid theory is characterized by four Fermi-liquid parameters: the two given by Nozi\`eres that enter to first order in the excitation energy, and two additional ones that enter to second order and are needed away from particle-hole symmetry. We express all four parameters in terms of zero-temperature physical observables, namely the local charge and spin susceptibilities and their derivatives with respect to the local level position. We determine these in terms of the bare parameters of the Anderson model using Bethe ansatz and numerical renormalization group (NRG) calculations. Our low-energy Fermi-liquid theory applies throughout the crossover from the strong-coupling Kondo regime via the mixed-valence regime to the empty-orbital regime. From the Fermi-liquid theory, we determine the conductance through a quantum dot symmetrically coupled to two leads in the regime of small magnetic field, low temperature, and small bias voltage, and compute the coefficients of the $\ensuremath{\sim}{B}^{2}, \ensuremath{\sim}{T}^{2}$, and $\ensuremath{\sim}{V}^{2}$ terms exactly in terms of the Fermi-liquid parameters. The coefficients of T2,V2, and B2 are found to change sign during the Kondo to empty-orbital crossover. The crossover becomes universal in the limit that the local interaction is much larger than the level width. For completeness, we also compute the shot noise and discuss the resulting Fano factor.
The equilibrium physics of quantum impurities frequently involves a universal crossover from weak to strong reservoir-impurity coupling, characterized by single-parameter scaling and an energy scale TK (Kondo temperature) that breaks scale invariance. For the noninteracting resonant level model, the nonequilibrium time evolution of the Loschmidt echo after a local quantum quench was recently computed explicitly [R. Vasseur, K. Trinh, S. Haas, and H. Saleur, Phys. Rev. Lett. 110, 240601 (2013)]. It shows single-parameter scaling with variable TKt. Here, we scrutinize whether similar universal dynamics can be observed in various interacting quantum impurity systems. Using density matrix and functional renormalization group approaches, we analyze the time evolution resulting from abruptly coupling two noninteracting Fermi or interacting Luttinger liquid leads via a quantum dot or a direct link. We also consider the case of a single Luttinger liquid lead suddenly coupled to a quantum dot. We investigate whether the field-theory predictions for the universal scaling as well as for the large-time behavior successfully describe the time evolution of the Loschmidt echo and the entanglement entropy of microscopic models. Our study shows that for the considered local quench protocols the above quantum impurity models fall into a class of problems for which the nonequilibrium dynamics can largely be understood based on the knowledge of the corresponding equilibrium physics.