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arXiv:1201.5998 · Physical Review B

Orthogonal metals: The simplest non-Fermi liquids

Rahul Nandkishore, Max A. Metlitski, T. Senthil

Published Jul 23, 2012• 102 citations
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Abstract

We present a fractionalized metallic phase which is indistinguishable from the Fermi liquid in conductivity and thermodynamics, but is sharply distinct in one-electron properties, such as the electron spectral function. We dub this phase the ``orthogonal metal.'' The orthogonal metal and the transition to it from the Fermi liquid are naturally described using a slave-particle representation wherein the electron is expressed as a product of a fermion and a slave Ising spin. We emphasize that when the slave spins are disordered, the result is not a Mott insulator (as erroneously assumed in the prior literature), but rather the orthogonal metal. We construct prototypical ground-state wave functions for the orthogonal metal by modifying the Jastrow factor of Slater-Jastrow wave functions that describe ordinary Fermi liquids. We further demonstrate that the transition from the Fermi liquid to the orthogonal metal can, in some circumstances, provide a simple example of a continuous destruction of a Fermi surface with a critical Fermi surface appearing right at the critical point. We present exactly soluble models that realize an orthogonal metal phase, and the phase transition to the Fermi liquid. These models thus provide valuable solvable examples for phase transitions associated with the death of a Fermi surface.

DOI
10.1103/physrevb.86.045128

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We present a fractionalized metallic phase which is indistinguishable from the Fermi liquid in conductivity and thermodynamics, but is sharply distinct in one-electron properties, such as the electron spectral function. We dub this phase the ``orthogonal metal.'' The orthogonal metal and the transition to it from the Fermi liquid are naturally described using a slave-particle representation wherein the electron is expressed as a product of a fermion and a slave Ising spin. We emphasize that when the slave spins are disordered, the result is not a Mott insulator (as erroneously assumed in the prior literature), but rather the orthogonal metal. We construct prototypical ground-state wave functions for the orthogonal metal by modifying the Jastrow factor of Slater-Jastrow wave functions that describe ordinary Fermi liquids. We further demonstrate that the transition from the Fermi liquid to the orthogonal metal can, in some circumstances, provide a simple example of a continuous destruction of a Fermi surface with a critical Fermi surface appearing right at the critical point. We present exactly soluble models that realize an orthogonal metal phase, and the phase transition to the Fermi liquid. These models thus provide valuable solvable examples for phase transitions associated with the death of a Fermi surface.
Orthogonal metal is a new quantum metallic state that conducts electricity but acquires no Fermi surface (FS) or quasiparticles, and hence orthogonal to the established paradigm of Landau’s Fermi-liquid (FL). Such a state may hold the key of understanding the perplexing experimental observations of quantum metals that are beyond FL, i.e., dubbed non-Fermi-liquid (nFL), ranging from the Cu- and Fe-based oxides, heavy fermion compounds to the recently discovered twisted graphene heterostructures. However, to fully understand such an exotic state of matter, at least theoretically, one would like to construct a lattice model and to solve it with unbiased quantum many-body machinery. Here we achieve this goal by designing a 2D lattice model comprised of fermionic and bosonic matter fields coupled with dynamic ℤ2 gauge fields, and obtain its exact properties with sign-free quantum Monte Carlo simulations. We find that as the bosonic matter fields become disordered, with the help of deconfinement of the ℤ2 gauge fields, the system reacts with changing its nature from the conventional normal metal with an FS to an orthogonal metal of nFL without FS and quasiparticles and yet still responds to magnetic probe like an FL. Such a quantum phase transition from a normal metal to an orthogonal metal, with its electronic and magnetic spectral properties revealed, is calling for the establishment of new paradigm of quantum metals and their transition with conventional ones.
Quantum Monte Carlo simulations reveal an exotic metallic phase with a single-particle gap but gapless spin and charge excitations and a nonsaturating resistivity in a two-dimensional SU(2) Falicov-Kimball model. An exact duality between this model and an unconstrained slave-spin theory leads to a classification of the phase as a fractionalized or orthogonal metal whose low-energy excitations have different quantum numbers than the original electrons. Whereas the fractionalized metal corresponds to the regime of disordered slave spins, the regime of ordered slave spins is a Fermi liquid. At a critical temperature, an Ising phase transition to a spontaneously generated constrained slave-spin theory of the Hubbard model is observed.
We present a theoretical approach to describing the Mott transition of electrons on a two-dimensional lattice that begins with the low-energy effective theory of the Fermi liquid. The approach to the Mott transition must be characterized by the suppression of density and current fluctuations that correspond to specific shape deformations of the Fermi surface. We explore the nature of the Mott insulator and the corresponding Mott transition when these shape fluctuations of the Fermi surface are suppressed without making any a priori assumptions about other Fermi surface shape fluctuations. Building on insights from the theory of the Mott transition of bosons, we implement this suppression by identifying and condensing vortex degrees of freedom in the phase of the low-energy electron operator. We show that the resulting Mott insulator is a quantum spin liquid with a spinon Fermi surface coupled to a U(1)U(1)U(1) gauge field, which is usually described within a slave particle formulation. Our approach thus provides a coarse-grained treatment of the Mott transition and the proximate spin liquid that is nevertheless equivalent to the standard slave particle construction. This alternate point of view provides further insight into the novel physics of the Mott transition and the spin liquid state that is potentially useful. We describe a generalization that suppresses spin antisymmetric fluctuations of the Fermi surface that leads to a spin-gapped charge metal previously also discussed in terms of slave particle constructions.
Several years ago, there were rumors that metals might have an awkward cousin, whom people are sort of expecting but have never made acquaintance. As though he/she shares metallic features -- conducting -- but is distinctively different and even invisible if one approaches him/her in conventional manners -- acquiring no Fermi surface or quasiparticles. Of course, the real content of such metaphor ammounts to the fact that there exists new quantum metallic state that conducts electricity but is orthogonal to the established paradigm of Landau's Fermi-liquid (FL), and such state might hold the key of understanding the perplexing experimental observations of quantum metals that are beyond FL -- dubbed non-Fermi-liquid (nFL) -- ranging from the Cu- and Fe-based oxides, heavy fermion compounds to the recently discovered twisted graphene heterostructures. However, to realize such exotic state of matter, at least theoretically, one would need to construct a lattice model and solve it with unbiased quantum many-body machinery. Here, we achieve this goal by designing a 2D lattice model comprised of matter fields coupled with dynamic Z2 gauge fields, and studying it with sign-free quantum Monte Carlo simulations. We find as the bosonic matter fields become disordered, the system reacts with changing its nature from the conventional normal metal of FL with proper Fermi surface to an orthogonal metal of nFL without Fermi surface and quasiparticle and yet still responds to external perturbation with hidden fermionic degrees of freedom. Such a quantum phase transition from a normal metal to an orthogonal metal has never been seen before and certainly violated the Luttinger's theorem. These results are calling for the establishment of new paradigm of quantum metals and their transition with conventional ones. Rumor turns out to be true, as always, that metals indeed have an awkaward cousin.
Quantum phase transitions of metals involve changes in the Fermi surface, and can be divided into three categories. The first two categories involve symmetry breaking, and lead to a deformation or reconstruction of the Fermi surface. The third category involves a change in the volume enclosed by the Fermi surface without any symmetry breaking: one phase is a Fermi liquid (FL) with the conventional Luttinger volume, while the other phase is a `fractionalized Fermi liquid' (FL*), which has a non-Luttinger volume Fermi surface accompanied by a spin liquid with fractionalized excitations. It is a relatively simple matter to obtain a FL*-FL transition in Kondo lattice models. However, the FL*-FL transition can also be present in single-band Hubbard-like models: this is efficiently described by the `ancilla' method, which shows that the transition is a `flipped' Kondo lattice transition. This single-band FL*-FL transition is argued to apply to the metallic states of the hole-doped cuprates. In the clean limit, the critical properties of the quantum transitions in the three categories are distinct, but all lead to perfect metal transport in the quantum-critical regime. Impurity-induced `Harris disorder', with spatial fluctuations in the local position of the quantum critical point, is a relevant perturbation to the clean critical points. In the presence of Harris disorder, all three categories exhibit strange metal behavior, which can be described by a universal two-dimensional Yukawa-Sachdev-Ye-Kitaev model.
Non-Fermi liquids are metals that cannot be adiabatically deformed into free fermion states. We argue for the existence of "non-Fermi glasses," phases of interacting disordered fermions that are fully many-body localized (MBL), yet cannot be deformed into an Anderson insulator without an eigenstate phase transition. We explore the properties of such non-Fermi glasses, focusing on a specific solvable example. At high temperature, non-Fermi glasses have qualitatively similar spectral features to Anderson insulators. We identify a diagnostic based on ratios of correlators that sharply distinguishes between the two phases even at infinite temperature. Our results and diagnostic should generically apply to the high-temperature behavior of MBL descendants of fractionalized phases.