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arXiv:1111.2210 · Physical Review A

Merging and alignment of Dirac points in a shaken honeycomb optical lattice

Selma Koghee, Lih-King Lim, M. O. Goerbig, C. Morais Smith

Published Feb 27, 2012• 44 citations
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Abstract

Inspired by the recent creation of a honeycomb optical lattice and the realization of a Mott-insulating state in a square lattice by shaking, we study here the shaken honeycomb optical lattice. For a periodic shaking of the lattice, Floquet theory may be applied to derive a time-independent Hamiltonian. In this effective description, the hopping parameters are renormalized by a Bessel function, which depends on the shaking direction, amplitude, and frequency. Consequently, the hopping parameters can vanish and even change sign, in an anisotropic manner, thus yielding different band structures. Here, we study the merging and the alignment of Dirac points and dimensional crossovers from the two-dimensional system to one-dimensional chains and zero-dimensional dimers. We also consider next-nearest-neighbor hopping, which breaks the particle-hole symmetry and leads to a metallic phase when it becomes dominant over the nearest-neighbor hopping. Furthermore, we include weak repulsive on-site interactions and find the density profiles for different values of the hopping parameters and interactions, both in a homogeneous system and in the presence of a trapping potential. Our results may be experimentally observed by use of momentum-resolved Raman spectroscopy.

DOI
10.1103/physreva.85.023637

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In this thesis, we discuss quantum phase transitions in low-dimensional optical lattices, namely one- and two-dimensional lattices. The dimensional confinement is realized in experiments by suppressing the hopping in the extra dimensions through a deep potential barrier that prevents the atoms to tunnel across dimensions. The dimensionality considerably affects the physical behavior of the system. For instance, in one dimension, the celebrated Fermi-liquid theory does not describe the many-body behavior of a fermionic system. There are no single particle excitations, but instead collective behavior, and spin and charge degrees of freedom are decoupled . In the first part of this thesis, we consider one-dimensional fermionic gases under the effect of time-dependent driving forces. First, we describe a proposal to realize non-standard Hubbard models that display correlated-hopping terms by modulating interactions through a time-dependent magnetic field. The extra terms describe hopping processes that depend on the particle-density difference in neighboring sites. The effective model is obtained in arbitrary spatial dimensions, but only in one-dimension it is known to be exactly solvable for specific values of the parameters. Moreover, an SU(2) symmetry in the charge sector allows to construct non-trivial superconducting eigenstates (eta-states), discovered by Yang as excited states of the Hubbard model. Then, we study a one-dimensional bipartite optical lattice with fermionic atoms at half-filling. The lattice potential barriers have heights alternating in magnitude. As a consequence, the hopping amplitudes also alternate in magnitude and the elementary unit cell has two sites. This system is known to display Peierls dimerization at half-filling: the fermions form dimers in neighboring sites that inhibit transport and open a gap in the spectrum. After applying shaking on this system we discover that one can dynamically induce a phase transition to an unconventional metallic state with four Fermi-points. The second part of this thesis describes bosonic systems in two-dimensional optical lattices. First, we consider a square optical lattice with alternating deep-shallow wells arranged in a checkerboard pattern. This lattice is realized in the experimental laboratory of Prof. Hemmerich in Hamburg. In the experiment, the visibility is extracted from the time-of-flight imaging to quantify the phase coherence of the bosonic gas. We develop a mean-field theory and determine the phase diagram of this model. We interpret the experimental data by assuming that at large detuning, only the deeper wells are populated and form an imbalanced Mott insulator with empty shallow wells and integer density on the deeper wells. We support this hypothesis by large-scale Gutzwiller calculations. Then, we investigate a system of bosons in the Lieb lattice, which is the lattice geometry of the Cu-O plane in cuprates . We consider configurations of the optical potential where s and p orbitals sitting on neighboring wells become resonant and hybridize. The interest in this problem comes from the possibility to realize time-reversal broken phases, usually known as Varma phases for electronic systems, which have been proposed to explain the pseudo-gap regime of cuprate superconductors. We show the conditions under which the symmetry breaking in a four-band model can lead to states with loop currents. Moreover, the lowest branch of the excitation spectrum has a non-vanishing Chern number and therefore supports topological excitations.

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Inspired by the recent creation of a honeycomb optical lattice and the realization of a Mott-insulating state in a square lattice by shaking, we study here the shaken honeycomb optical lattice. For a periodic shaking of the lattice, Floquet theory may be applied to derive a time-independent Hamiltonian. In this effective description, the hopping parameters are renormalized by a Bessel function, which depends on the shaking direction, amplitude, and frequency. Consequently, the hopping parameters can vanish and even change sign, in an anisotropic manner, thus yielding different band structures. Here, we study the merging and the alignment of Dirac points and dimensional crossovers from the two-dimensional system to one-dimensional chains and zero-dimensional dimers. We also consider next-nearest-neighbor hopping, which breaks the particle-hole symmetry and leads to a metallic phase when it becomes dominant over the nearest-neighbor hopping. Furthermore, we include weak repulsive on-site interactions and find the density profiles for different values of the hopping parameters and interactions, both in a homogeneous system and in the presence of a trapping potential. Our results may be experimentally observed by use of momentum-resolved Raman spectroscopy.
We develop a theory of weakly interacting fermionic atoms in shaken optical lattices based on the orbital mixing in the presence of time-periodic modulations. Specifically, we focus on fermionic atoms in a circularly shaken square lattice with near-resonance frequencies, i.e., tuned close to the energy separation between the sss band and the ppp bands. First, we derive a time-independent four-band effective Hamiltonian in the noninteracting limit. Diagonalization of the effective Hamiltonian yields a quasienergy spectrum consistent with the full numerical Floquet solution that includes all higher bands. In particular, we find that the hybridized sss band develops multiple minima and therefore nontrivial Fermi surfaces at different fillings. We then obtain the effective interactions for atoms in the hybridized sss band analytically and show that they acquire momentum dependence on the Fermi surface even though the bare interaction is contactlike. We apply the theory to find the phase diagram of fermions with weak attractive interactions and demonstrate that the pairing symmetry is s+ds+ds+d wave. Our theory is valid for a range of shaking frequencies near resonance, and it can be generalized to other phases of interacting fermions in shaken lattices.
Dirac points lie at the heart of many fascinating phenomena in condensed matter physics, from massless electrons in graphene to the emergence of conducting edge states in topological insulators. At a Dirac point, two energy bands intersect linearly and the particles behave as relativistic Dirac fermions. In solids, the rigid structure of the material sets the mass and velocity of the particles, as well as their interactions. A different, highly flexible approach is to create model systems using fermionic atoms trapped in an optical lattice, a method which so far has only been applied to explore simple lattice structures. In my talk I will report on the creation of Dirac points with adjustable properties in a tunable honeycomb optical lattice [1]. Using momentum-resolved interband transitions, we observe a minimum band gap inside the Brillouin zone at the position of the Dirac points. We exploit the unique tunability of our lattice potential to adjust the effective mass of the Dirac fermions by breaking the inversion symmetry of the lattice. Moreover, changing the lattice anisotropy allows us to move the position of the Dirac points inside the Brillouin zone. When increasing the anisotropy beyond a critical limit, the two Dirac points merge and annihilate each other. We map out this topological transition in lattice parameter space and find excellent agreement with ab initio calculations. Our results not only pave the way to model materials where the topology of the band structure plays a crucial role, but also provide the possibility to explore many-body phases resulting from the interplay of complex lattice geometries with interactions.
We study the Bose-Einstein condensate in a honeycomb optical lattice within Bogoliubov theory and find that for a k=0{\bf k} = 0k=0 condensate, the Dirac points appear in the Bogoliubov excitation spectrum when 0<β<20 < β< 20<β<2, which illustrates that the bose-bose interaction does not change the Dirac point structure but only give a modification of the velocity of the Dirac cone. When the bosons are driven to condense at k=K{\bf k} = {\bf K}k=K, however, we find that the topology of the Dirac points will be altered by arbitrary weak interaction. Furthermore, we find that the next-nearest-neighbor hopping in an isotropic and an anisotropic lattice has different effects to the dynamics of the condensate and it should be taken into account when the lattice is not sufficiently deep.
We consider ultracold bosons in a two-dimensional square optical lattice described by the Bose-Hubbard model. In addition, an external time-dependent sinusoidal force is applied to the system, which shakes the lattice along one of the diagonals. The effect of the shaking is to renormalize the nearest-neighbor-hopping coefficients, which can be arbitrarily reduced, can vanish, or can even change sign, depending on the shaking parameter. Therefore, it is necessary to account for higher-order-hopping terms, which are renormalized differently by the shaking, and to introduce anisotropy into the problem. We show that the competition between these different hopping terms leads to finite-momentum condensates with a momentum that may be tuned via the strength of the shaking. We calculate the boundaries between the Mott insulator and the different superfluid phases and present the time-of-flight images expected to be observed experimentally. Our results open up possibilities for the realization of bosonic analogs of the Fulde, Ferrel, Larkin, and Ovchinnikov phase describing inhomogeneous superconductivity.
We theoretically investigate the behavior of a system of fermionic atoms loaded in a bipartite one-dimensional optical lattice that is under the action of an external time-periodic driving force. By using Floquet theory, an effective model is derived. The bare hopping coefficients are renormalized by zeroth-order Bessel functions of the first kind with different arguments for the nearest-neighbor and next-nearest-neighbor hopping. The insulating behavior characterizing the system at half filling in the absence of driving is dynamically suppressed, and for particular values of the driving parameter the system becomes either a standard metal or an unconventional metal with four Fermi points. The existence of the four-Fermi-point metal relies on the fact that, as a consequence of the shaking procedure, the next-nearest-neighbor hopping coefficients become significant compared to the nearest-neighbor ones. We use the bosonization technique to investigate the effect of on-site Hubbard interactions on the four-Fermi-point metal-insulator phase transition. Attractive interactions are expected to enlarge the regime of parameters where the unconventional metallic phase arises, whereas repulsive interactions reduce it. This metallic phase is known to be a Luther-Emery liquid (spin-gapped metal) for both repulsive and attractive interactions, contrary to the usual Hubbard model, which exhibits a Mott-insulator phase for repulsive interactions. Ultracold fermions in driven one-dimensional bipartite optical lattices provide an interesting platform for the realization of this long-studied four-Fermi-point unconventional metal.
In this thesis, we discuss quantum phase transitions in low-dimensional optical lattices, namely one- and two-dimensional lattices. The dimensional confinement is realized in experiments by suppressing the hopping in the extra dimensions through a deep potential barrier that prevents the atoms to tunnel across dimensions. The dimensionality considerably affects the physical behavior of the system. For instance, in one dimension, the celebrated Fermi-liquid theory does not describe the many-body behavior of a fermionic system. There are no single particle excitations, but instead collective behavior, and spin and charge degrees of freedom are decoupled . In the first part of this thesis, we consider one-dimensional fermionic gases under the effect of time-dependent driving forces. First, we describe a proposal to realize non-standard Hubbard models that display correlated-hopping terms by modulating interactions through a time-dependent magnetic field. The extra terms describe hopping processes that depend on the particle-density difference in neighboring sites. The effective model is obtained in arbitrary spatial dimensions, but only in one-dimension it is known to be exactly solvable for specific values of the parameters. Moreover, an SU(2) symmetry in the charge sector allows to construct non-trivial superconducting eigenstates (eta-states), discovered by Yang as excited states of the Hubbard model. Then, we study a one-dimensional bipartite optical lattice with fermionic atoms at half-filling. The lattice potential barriers have heights alternating in magnitude. As a consequence, the hopping amplitudes also alternate in magnitude and the elementary unit cell has two sites. This system is known to display Peierls dimerization at half-filling: the fermions form dimers in neighboring sites that inhibit transport and open a gap in the spectrum. After applying shaking on this system we discover that one can dynamically induce a phase transition to an unconventional metallic state with four Fermi-points. The second part of this thesis describes bosonic systems in two-dimensional optical lattices. First, we consider a square optical lattice with alternating deep-shallow wells arranged in a checkerboard pattern. This lattice is realized in the experimental laboratory of Prof. Hemmerich in Hamburg. In the experiment, the visibility is extracted from the time-of-flight imaging to quantify the phase coherence of the bosonic gas. We develop a mean-field theory and determine the phase diagram of this model. We interpret the experimental data by assuming that at large detuning, only the deeper wells are populated and form an imbalanced Mott insulator with empty shallow wells and integer density on the deeper wells. We support this hypothesis by large-scale Gutzwiller calculations. Then, we investigate a system of bosons in the Lieb lattice, which is the lattice geometry of the Cu-O plane in cuprates . We consider configurations of the optical potential where s and p orbitals sitting on neighboring wells become resonant and hybridize. The interest in this problem comes from the possibility to realize time-reversal broken phases, usually known as Varma phases for electronic systems, which have been proposed to explain the pseudo-gap regime of cuprate superconductors. We show the conditions under which the symmetry breaking in a four-band model can lead to states with loop currents. Moreover, the lowest branch of the excitation spectrum has a non-vanishing Chern number and therefore supports topological excitations.