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arXiv:1107.5849 · Physical Review A

Towards a formulation of quantum theory as a causally neutral theory of Bayesian inference

Matthew Leifer, Robert W. Spekkens

Published Nov 27, 2013• 287 citations
arXivHTMLPDF

Abstract

Quantum theory can be viewed as a generalization of classical probability theory, but the analogy as it has been developed so far is not complete. Whereas the manner in which inferences are made in classical probability theory is independent of the causal relation that holds between the conditioned variable and the conditioning variable, in the conventional quantum formalism, there is a significant difference between how one treats experiments involving two systems at a single time and those involving a single system at two times. In this article, we develop the formalism of quantum conditional states, which provides a unified description of these two sorts of experiment. In addition, concepts that are distinct in the conventional formalism become unified: Channels, sets of states, and positive operator valued measures are all seen to be instances of conditional states; the action of a channel on a state, ensemble averaging, the Born rule, the composition of channels, and nonselective state-update rules are all seen to be instances of belief propagation. Using a quantum generalization of Bayes' theorem and the associated notion of Bayesian conditioning, we also show that the remote steering of quantum states can be described within our formalism as a mere updating of beliefs about one system given new information about another, and retrodictive inferences can be expressed using the same belief propagation rule as is used for predictive inferences. Finally, we show that previous arguments for interpreting the projection postulate as a quantum generalization of Bayesian conditioning are based on a misleading analogy and that it is best understood as a combination of belief propagation (corresponding to the nonselective state-update map) and conditioning on the measurement outcome.

DOI
10.1103/physreva.88.052130

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Quantum theory can be viewed as a generalization of classical probability theory, but the analogy as it has been developed so far is not complete. Whereas the manner in which inferences are made in classical probability theory is independent of the causal relation that holds between the conditioned variable and the conditioning variable, in the conventional quantum formalism, there is a significant difference between how one treats experiments involving two systems at a single time and those involving a single system at two times. In this article, we develop the formalism of quantum conditional states, which provides a unified description of these two sorts of experiment. In addition, concepts that are distinct in the conventional formalism become unified: Channels, sets of states, and positive operator valued measures are all seen to be instances of conditional states; the action of a channel on a state, ensemble averaging, the Born rule, the composition of channels, and nonselective state-update rules are all seen to be instances of belief propagation. Using a quantum generalization of Bayes' theorem and the associated notion of Bayesian conditioning, we also show that the remote steering of quantum states can be described within our formalism as a mere updating of beliefs about one system given new information about another, and retrodictive inferences can be expressed using the same belief propagation rule as is used for predictive inferences. Finally, we show that previous arguments for interpreting the projection postulate as a quantum generalization of Bayesian conditioning are based on a misleading analogy and that it is best understood as a combination of belief propagation (corresponding to the nonselective state-update map) and conditioning on the measurement outcome.
Can an agent's predictions reveal whether its reasoning is based on a classical or a quantum model? Using known results on matrix factorizations, here we show that quantum Bayesian retrodiction can produce one-step-ahead forecasts incompatible with every classical Bayesian explanation based on learning about a fixed but unknown sampling law from conditionally independent observations. The separation has a sharp threshold in the number of outcomes: for any measurement with at most four outcomes, the quantum predictions admit a classical realization, irrespective of the prior state and the finite Hilbert-space dimension, whereas a five-outcome measurement on a single qubit already violates an explicit classical bound. This bound holds for arbitrary classical latent states, prior probabilities, and sampling laws, and involves only the agent's initial and updated predictions. Thus, in this setting, quantum Bayesian retrodiction is strictly more expressive than classical Bayesian learning, and this difference can be witnessed without observing or specifying the agent's internal description.
Quantum theory can be viewed as a generalization of classical probability theory, but the analogy as it has been developed so far is not complete. Classical probability theory is independent of causal structure, whereas the conventional quantum formalism requires causal structure to be fixed in advance. In this paper, we develop the formalism of quantum conditional states, which unifies the description of experiments involving two systems at a single time with the description of those involving a single system at two times. The analogies between quantum theory and classical probability theory are expressed succinctly within the formalism and it unifies the mathematical description of distinct concepts, such as ensemble preparation procedures, measurements, and quantum dynamics. We introduce a quantum generalization of Bayes' theorem and the associated notion of Bayesian conditioning. Conditioning a quantum state on a classical variable is the correct rule for updating quantum states in light of classical data, regardless of the causal relationship between the classical variable and the quantum degrees of freedom, but it does not include the projection postulate as a special case. We show that previous arguments that projection is the quantum generalization of conditioning are based on misleading analogies. Since our formalism is causally neutral, conditioning provides a unification of the predictive and retrodictive formalisms for prepare-and-measure experiments and leads to an elegant derivation of the set of states that a system can be steered to by making measurements on a remote system.
Quantum mechanics has achieved unparalleled success as an operational theory, describing a wide range of experiments to remarkable accuracy. However, the physical foundations on which it rests remain as puzzling as they were a century ago, and a concise statement of the physical principles that underlie quantum mechanics is still outstanding. One promising approach holds that these principles should be formulated in terms of information, since many of the counter-intuitive effects in quantum theory concern questions such as what one can know about a quantum system and how the information encoded therein can be processed and distributed between parties. Another challenging feature of quantum theory is its incompatibility with the other cornerstone of modern physics, general relativity. In order to reconcile the two, one must identify and retain only the essential concepts and principles of each theory, and in the case of general relativity, causality has been identified as such a concept. This raises the question of how our classical understanding of causality must change when quantum theory is taken into account. In order to address these questions about information, knowledge and causality, I turn to the framework of causal models. In classical statistics, causal models explain the relations among a set of variables in terms of causal influences, which makes them a powerful tool for structuring our knowledge about complex systems and developing strategies for interacting with them. More importantly, the framework provides the conceptual underpinnings and mathematical methods for addressing questions about causation, information and knowledge in a rigorous manner. In this thesis, I develop a version of the classical causal models framework that is compatible with quantum theory and explore its physical implications. \n \n \nA first step is to define quantum versions of fundamental elements such as variables, conditionals and belief propagation rules. This allows one to consider the question of what one can come to know about a quantum variable from the point of view of causal modelling. The conditionals relating quantum variables are found to have a richer structure than their classical counterparts, which can be exploited for the task of discerning causal relations given limited data -- a central problem in classical causal modelling. The mathematical properties of quantum conditionals also establish a correspondence between various classes of two-party correlations, such as bound and distillable entanglement, and the types of causal structures that can give rise to them, which may become a useful tool for entanglement theory and quantum information processing. In the context of open quantum systems dynamics, quantum causal models provide a clear physical explanation of not completely positive maps and, more broadly, of non-Markovian quantum dynamics. Finally, I consider the possibility of non-classical effects in the way that different causal mechanisms are combined -- that is, non-classical causal structures. For the simple case of two causally ordered variables, I propose indicators that witness different classes of combinations of causal mechanisms, including a non-classical mixture, and describe an experiment realizing examples of the different classes. \n \n \nAs these results illustrate, the framework of quantum causal models provides both greater conceptual clarity and a comprehensive mathematical formalism for studying a diverse set of problems, ranging from foundational questions to applications in open systems dynamics and the exploration of non-classical causal structures, which are likely to feature in a future theory of quantum gravity. The material presented in this thesis is intended as a foundation and inspiration for further applications of quantum causal models.
In the quantum-Bayesian interpretation of quantum theory (or QBism), the Born rule cannot be interpreted as a rule for setting measurement-outcome probabilities from an objective quantum state. But if not, what is the role of the rule? In this paper, the argument is given that it should be seen as an empirical addition to Bayesian reasoning itself. Particularly, it is shown how to view the Born rule as a normative rule in addition to usual Dutch-book coherence. It is a rule that takes into account how one should assign probabilities to the consequences of various intended measurements on a physical system, but explicitly in terms of prior probabilities for and conditional probabilities consequent upon the imagined outcomes of a special counterfactual reference measurement. This interpretation is exemplified by representing quantum states in terms of probabilities for the outcomes of a fixed, fiducial symmetric informationally complete measurement. The extent to which the general form of the new normative rule implies the full state-space structure of quantum mechanics is explored.
In a quantum-Bayesian take on quantum mechanics, the Born Rule cannot be interpreted as a rule for setting measurement-outcome probabilities from an objective quantum state. But if not, what is the role of the rule? In this paper, we argue that it should be seen as an empirical addition to Bayesian reasoning itself. Particularly, we show how to view the Born Rule as a normative rule in addition to usual Dutch-book coherence. It is a rule that takes into account how one should assign probabilities to the consequences of various intended measurements on a physical system, but explicitly in terms of prior probabilities for and conditional probabilities consequent upon the imagined outcomes of a special counterfactual reference measurement. This interpretation is seen particularly clearly by representing quantum states in terms of probabilities for the outcomes of a fixed, fiducial symmetric informationally complete (SIC) measurement. We further explore the extent to which the general form of the new normative rule implies the full state-space structure of quantum mechanics. It seems to get quite far.
Abstract This paper reviews arguments for the claim that all probabilities arising in quantum mechanics are Bayesian degrees of belief. The starting point is the observation that there is a one-to-one map from quantum states to points on the probability simplex. Bayes’s rule remains valid in quantum theory, provided it is kept in mind that the outcomes of quantum measurements have no preassigned values. The probabilities of quantum measurement outcomes depend explicitly on a quantum prior whose general form will be discussed. Similar to the classical case, the quantum de Finetti theorem simplifies the analysis of repeated quantum trials if the prior is exchangeable. The Bayesian approach to quantum theory described here solves the problem of the ‘collapse of the wave function’. It also provides almost trivial explanations of a number of phenomena in quantum information theory, including the no-cloning theorem and quantum teleportation.