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arXiv:1107.4403 · Physical Review B

Frequency domain winding number and interaction effect on topological insulators

Lei Wang, Xi Dai, Xiaoming Xie

Published Nov 14, 2011• 24 citations
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Abstract

We study the effect of interactions on the time-reversal invariant topological insulators in four and three spatial dimensions. Their topological indices are expressed by the interacting Green's functions. Under the local self-energy approximation, we find that interaction could induce nontrivial frequency-domain winding numbers and change the topological classes of the system. Our results suggest that the topological phases could be destroyed without developing long-range orders. Practical issues on the accurate frequency-momentum integration combined with dynamical-mean-field theory and diagrammatic calculations of the interacting Green's functions are also addressed.

DOI
10.1103/physrevb.84.205116

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We study the effect of interactions on the time-reversal invariant topological insulators in four and three spatial dimensions. Their topological indices are expressed by the interacting Green's functions. Under the local self-energy approximation, we find that interaction could induce nontrivial frequency-domain winding numbers and change the topological classes of the system. Our results suggest that the topological phases could be destroyed without developing long-range orders. Practical issues on the accurate frequency-momentum integration combined with dynamical-mean-field theory and diagrammatic calculations of the interacting Green's functions are also addressed.
Interaction effects have been a subject of contemporary interest in topological phases of matter. But in the presence of interactions, the accurate determination of topological invariants in their general form is difficult due to their dependence on multiple integrals containing Green's functions and their derivatives. Here we employ the recently proposed ``effective topological Hamiltonian'' approach to explore interaction-induced topological phases in the time-reversal-invariant Hofstadter-Hubbard model. Within this approach, the zero-frequency part of the self-energy is sufficient to determine the correct topological invariant. We combine the topological Hamiltonian approach with the local self-energy approximation, both for the static and the full dynamical self-energy evaluated using dynamical mean field theory (DMFT), and present the resulting phase diagram in the presence of many-body interactions. We investigate the emergence of quantum spin Hall (QSH) states for different interaction strengths by calculating the Z2{\mathbb{Z}}_{2}Z2​ invariant. The interplay of strong correlations and a staggered potential also induces magnetic long-range order with an associated first order transition. We present results for the staggered magnetization (ms{m}_{s}ms​), staggered occupancy (ns{n}_{s}ns​), and double occupancy across the transition.
For interacting Z2{Z}_{2}Z2​ topological insulators with inversion symmetry, we propose a simple topological invariant expressed in terms of the parity eigenvalues of the interacting Green's function at time-reversal invariant momenta and zero frequency. We derive this result from our previous formula involving the integral over the frequency-momenta space. This formula greatly simplifies the explicit calculation of Z2{Z}_{2}Z2​ topological invariants in inversion-symmetric insulators with strong interactions.
One of the remarkable interaction effects on topological insulators is the reduction of topological classification in free-fermion systems. We address this issue in a bilayer honeycomb lattice model by taking into account temperature effects on the reduction. Our analysis, based on the real-space dynamical mean-field theory, elucidates the following results. (i) Even when the reduction occurs, the winding number defined by the Green's function can take a nontrivial value at zero temperature. (ii) The winding number taking the nontrivial value becomes consistent with the absence of gapless edge modes due to Mott behaviors emerging only at the edges. (iii) Temperature effects can restore the gapless edge modes, provided that the energy scale of interactions is smaller than the bulk gap. In addition, we observe the topological edge Mott behavior only in some finite-temperature region.
We systematically study topological phases of insulators and superconductors (or superfluids) in three spatial dimensions. We find that there exist three-dimensional (3D) topologically nontrivial insulators or superconductors in five out of ten symmetry classes introduced in seminal work by Altland and Zirnbauer within the context of random matrix theory, more than a decade ago. One of these is the recently introduced Z2{\mathbb{Z}}_{2}Z2​ topological insulator in the symplectic (or spin-orbit) symmetry class. We show that there exist precisely four more topological insulators. For these systems, all of which are time-reversal invariant in three dimensions, the space of insulating ground states satisfying certain discrete symmetry properties is partitioned into topological sectors that are separated by quantum phase transitions. Three of the above five topologically nontrivial phases can be realized as time-reversal invariant superconductors. In these the different topological sectors are characterized by an integer winding number defined in momentum space. When such 3D topological insulators are terminated by a two-dimensional surface, they support a number (which may be an arbitrary nonvanishing even number for singlet pairing) of Dirac fermion (Majorana fermion when spin-rotation symmetry is completely broken) surface modes which remain gapless under arbitrary perturbations of the Hamiltonian that preserve the characteristic discrete symmetries, including disorder. In particular, these surface modes completely evade Anderson localization from random impurities. These topological phases can be thought of as three-dimensional analogs of well-known paired topological phases in two spatial dimensions such as the spinless chiral $({p}_{x}\ifmmode\pm\else\textpm\fi{}i{p}_{y})$-wave superconductor (or Moore-Read Pfaffian state). In the corresponding topologically nontrivial (analogous to ``weak pairing'') and topologically trivial (analogous to ``strong pairing'') 3D phases, the wave functions exhibit markedly distinct behavior. When an electromagnetic U(1) gauge field and fluctuations of the gap functions are included in the dynamics, the superconducting phases with nonvanishing winding number possess nontrivial topological ground-state degeneracies.
We discuss the effects of disorder in time-reversal-invariant topological insulators and superconductors in three spatial dimensions. For three-dimensional topological insulator in the symplectic (AII) symmetry class, the phase diagram in the presence of disorder and a mass term, which drives a transition between trivial and topological insulator phases, is computed numerically by the transfer matrix method. The numerics is supplemented by a field-theory analysis (the large-Nf{N}_{f}Nf​ expansion, where Nf{N}_{f}Nf​ is the number of valleys or Dirac cones), from which we obtain the correlation length exponent, and several anomalous dimensions at a nontrivial critical point separating a metallic phase and a Dirac semimetal. A similar-field theory approach is developed for disorder-driven transitions in symmetry classes AIII, CI, and DIII. For these three symmetry classes, where topological superconductors are characterized by integer topological invariant, a complementary description is given in terms of the nonlinear sigma model supplemented with a topological term, which is a three-dimensional analog of the Pruisken term in the integer quantum Hall effect.