One of the remarkable interaction effects on topological insulators is the reduction of topological classification in free-fermion systems. We address this issue in a bilayer honeycomb lattice model by taking into account temperature effects on the reduction. Our analysis, based on the real-space dynamical mean-field theory, elucidates the following results. (i) Even when the reduction occurs, the winding number defined by the Green's function can take a nontrivial value at zero temperature. (ii) The winding number taking the nontrivial value becomes consistent with the absence of gapless edge modes due to Mott behaviors emerging only at the edges. (iii) Temperature effects can restore the gapless edge modes, provided that the energy scale of interactions is smaller than the bulk gap. In addition, we observe the topological edge Mott behavior only in some finite-temperature region.
One of the remarkable interaction effects on topological insulators is the reduction of topological classification in free-fermion systems. We address this issue in a bilayer honeycomb lattice model by taking into account temperature effects on the reduction. Our analysis, based on the real-space dynamical mean-field theory, elucidates the following results. (i) Even when the reduction occurs, the winding number defined by the Green's function can take a nontrivial value at zero temperature. (ii) The winding number taking the nontrivial value becomes consistent with the absence of gapless edge modes due to Mott behaviors emerging only at the edges. (iii) Temperature effects can restore the gapless edge modes, provided that the energy scale of interactions is smaller than the bulk gap. In addition, we observe the topological edge Mott behavior only in some finite-temperature region.
We investigate correlation effects in two-dimensional topological insulators (TI). In the first part, we discuss finite size effects for interacting systems of different sizes in a ribbon geometry. For large systems, there are two pairs of well separated massless modes on both edges. For these systems, we analyze the finite size effects using a standard bosonization approach. For small systems, where the edge states are massive Dirac fermions, we use the inhomogeneous dynamical mean-field theory (DMFT) combined with iterative perturbation theory as an impurity solver to study interaction effects. We show that the finite size gap in the edge states is renormalized for weak interactions, which is consistent with a Fermi-liquid picture for small size TIs. In the second part, we investigate phase transitions in finite size TIs at zero temperature focusing on the effects of possible interedge umklapp scattering for the edge states within the inhomogeneous DMFT using the numerical renormalization group. We show that correlation effects are effectively stronger near the edge sites because the coordination number is smaller than in the bulk. Therefore the localization of the edge states around the edge sites, which is a fundamental property in TIs, is weakened for strong coupling strengths. However, we find no signs for ``edge Mott insulating states'' and the system stays in the topological insulating state, which is adiabatically connected to the noninteracting state for all interaction strengths smaller than the critical value. Increasing the interaction further, a nearly homogeneous Mott insulating state is stabilized.
Weyl semimetals are three-dimensional, topologically protected, gapless phases which show exotic phenomena such as Fermi arc surface states or negative magnetoresistance. It is an open question whether interparticle interactions can turn the topological semimetal into a topologically nontrivial Mott-insulating phase. We investigate an experimentally motivated model for Weyl physics of cold atoms in optical lattices, with the main focus on interaction effects and topological properties, by means of dynamical mean-field theory. We characterize topological phases by numerically evaluating the Chern number via the Ishikawa-Matsuyama formula for interacting phases. Within our studies, we find that the Chern numbers become trivial when interactions lead to insulating behavior. For a deeper understanding of the Weyl-semimetal-to-Mott-insulator topological phase transition, we evaluate the topological properties of quasiparticle bands as well as so-called blind bands. Finally, we consider a system with an open boundary along one spatial direction in order to study correlation effects of surface states. In a narrow regime close to the topological phase transition, we find a correlation-induced state in which the surface becomes metallic while the bulk is semimetallic.
We classify interacting topological insulators and superconductors with order-two crystal symmetries (reflection or twofold rotation), focusing on the case where interactions reduce the noninteracting classification. We find that the free-fermion Z2 classifications are stable against quartic contact interactions, whereas the Z classifications reduce to ZN, where N depends on the symmetry class and the dimension d. These results are derived using a quantum nonlinear $\ensuremath{\sigma}$ model (QNLSM) that describes the effects of the quartic interactions on the boundary modes of the crystalline topological phases. We use Clifford algebra extensions to derive the target spaces of these QNLSMs in a unified way. The reduction pattern of the free-fermion classification then follows from the presence or absence of topological terms in the QNLSMs, which is determined by the homotopy group of the target spaces. We show that this derivation can be performed using either a complex fermion or a real Majorana representation of the crystalline topological phases and demonstrate that these two representations give consistent results. To illustrate the breakdown of the noninteracting classification, we present examples of crystalline topological insulators and superconductors in one, two, and three dimensions whose surface modes are unstable against interactions. For the three-dimensional example, we show that the reduction pattern obtained by the QNLSM method agrees with the one inferred from the stability analysis of the boundary modes using bosonization.
The conditions for both the stability and the breakdown of the topological classification of gapped ground states of noninteracting fermions, the tenfold way, in the presence of quartic fermion-fermion interactions are given for any dimension of space. This is achieved by encoding the effects of interactions on the boundary gapless modes in terms of boundary dynamical masses. Breakdown of the noninteracting topological classification occurs when the quantum nonlinear $\ensuremath{\sigma}$ models for the boundary dynamical masses favor quantum disordered phases. For the tenfold way, we find that (i) the noninteracting topological classification Z2 is always stable, (ii) the noninteracting topological classification Z in even dimensions is always stable, and (iii) the noninteracting topological classification Z in odd dimensions is unstable and reduces to ZN that can be identified explicitly for any dimension and any defining symmetries. We also apply our method to the three-dimensional topological crystalline insulator SnTe from the symmetry class AII+R, for which we establish the reduction $\mathbb{Z}\ensuremath{\rightarrow}{\mathbb{Z}}_{8}^{\phantom{\rule{0.16em}{0ex}}}$ of the noninteracting topological classification.
The Schrödinger equation is nearly a century old, yet we are still in the midst of uncovering the remarkable phenomena emerging in many-body quantum systems. From superconductivity to anyonic quasiparticles, nature consistently surprises with its rich self-organization. To elucidate and grasp this variety, it is paramount to understand the phases of matter that can occur in many-body ground states, as well as their emergent collective excitations. Of particular interest are topological phases of matter, characterized by exotic excitations or edge phenomena. There exist by now several universal frameworks for gapped systems, i.e., those with an energy gap above the ground state. However, in the last decade, a multitude of gapless quantum wires---effectively one-dimensional systems---have been reported to be topologically non-trivial. A framework for their understanding and classification is missing. In addition to ground state order---topological or otherwise---a more complete picture involves the properties of excitations above the ground state. Alas, little is known about excitations beyond the universal low-energy regime. In part, this is due to a lack of analytical and numerical methods able to describe excitations at finite energies, especially in strongly-interacting systems beyond one dimension. In this thesis, we address these issues: firstly, we build a general understanding of topological phases in one dimension, including both gapped and gapless cases. In particular, we unify previously studied examples into a single framework. Secondly, we develop a novel numerical method for obtaining spectral functions in two dimensions---these give direct insight into the properties of excitations and are moreover experimentally measurable. Using this numerical method, we uncover a variety of robust properties of excitations at finite energies. Part I of this thesis concerns gapped and gapless topological phases in one dimension. In Chapter 2, we first treat the case of non-interacting fermions. Therein, we review the known classification of gapped phases before extending it to the gapless case, showing that exponentially-localized Majorana zero modes can still emerge at the edge when the bulk is gapless. Interacting gapped phases are discussed in Chapter 3, with a focus on symmetry-protected topological order. These have already been classified; our contribution is to provide a non-technical review of this classification as well as showing that many paradigmatic model Hamiltonians can be related to one another. Finally, Chapter 4 introduces the notion of symmetry-enriched quantum criticality, which we propose as a framework for classifying gapless phases. The key message is that in the presence of symmetries, a universality class can divide into distinct phases, characterized by the symmetry action on the low-energy scaling operators. This includes gapless topological phases, with examples hiding in plain sight; we clarify their stability and reinterpret previously studied examples. Part II studies the excitations above the ground states of two-dimensional quantum spin models. The main object of our study is the dynamic spin structure factor; this type of spectral function is reviewed in the first part of Chapter 5. The second part of this chapter introduces a novel matrix-product-state-based algorithm to efficiently compute it, opening a new window on the dynamics of two-dimensional quantum systems. We benchmark this numerical method in Chapter 6 on the exactly-solvable Kitaev model---a paradigmatic topological model realizing a quantum spin liquid. By adding non-integrable Heisenberg perturbations, we identify the first unequivocal theoretical realization of a proximate spin liquid: the ground state becomes conventionally ordered, yet the high-energy spectral properties are structurally similar to those of the nearby Kitaev spin liquid. The latter agrees with aspects of recent inelastic neutron scattering experiments on alpha-RuCl3. In Chapter 7, we turn to one of the oldest models in many-body quantum physics: the spin-1/2 Heisenberg antiferromagnet on the square lattice. Despite its venerable history, there is still disagreement about the physical origin of high-energy spectral features which low-order spin wave theory cannot account for. We provide a simple picture for this strongly-interacting-magnon feature by connecting it to a simple Ising limit. Lastly, Chapter 8 discusses the stability of quasiparticles---collective excitations behaving like a single emergent entity, of which magnons are a prime example. These are often known to be stable at the lowest energies and are presumed to decay whenever this is seemingly allowed by energy and momentum conservation. However, we show that strong interactions can prevent this from happening. We numerically confirm this principle of avoided decay in the (slightly-detuned) Heisenberg antiferromagnet on the triangular lattice. Moreover, we can even identify its fingerprints in existing experimental data on Ba3CoSb2O9 and superfluid helium. In this thesis, we thus enlarge our understanding of quantum phases and their excitations. The identification of the key principles of gapless topological phases in one dimension calls for direct analogues in higher dimensions, waiting to be uncovered. With regard to the robust properties of the excitations identified in this thesis, we are hopeful that these can be extended into a theory of quasiparticle properties away from the universal low-energy regime.
Phase diagram of a Hubbard model for Majorana fermions on the honeycomb lattice is explored using a combination of field theory, renormalization group, and mean-field arguments, as well as exact numerical diagonalization. Unlike the previously studied versions of the model we find that even weak interactions break symmetries and lead to interesting topological phases. We establish two topologically nontrivial phases at weak coupling, one gapped with chiral edge modes and the other gapless with antichiral edge modes. At strong coupling a mapping onto a novel frustrated spin-21 model suggests a highly entangled spin liquid ground state.