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arXiv:1103.3323 · Physical Review B

Complete classification of one-dimensional gapped quantum phases in interacting spin systems

Xie Chen, Zheng‐Cheng Gu, Xiao-Gang Wen

Published Dec 20, 2011• 421 citations
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Abstract

Quantum phases with different orders exist with or without breaking the symmetry of the system. Recently, a classification of gapped quantum phases which do not break time reversal, parity, or on-site unitary symmetry has been given for 1D spin systems by X. Chen, Z.-C. Gu, and X.-G. Wen [Phys. Rev. B 83, 035107 (2011)]. It was found that such symmetry-protected topological (SPT) phases are labeled by the projective representations of the symmetry group which can be viewed as a symmetry fractionalization. In this paper, we extend the classification of 1D gapped phases by considering SPT phases with combined time reversal, parity, and/or on-site unitary symmetries and also the possibility of symmetry breaking. We clarify how symmetry fractionalizes with combined symmetries and also how symmetry fractionalization coexists with symmetry breaking. In this way, we obtain a complete classification of gapped quantum phases in 1D spin systems. We find that in general, symmetry fractionalization, symmetry breaking, and long-range entanglement (present in 2 or higher dimensions) represent three main mechanisms to generate a very rich set of gapped quantum phases. As an application of our classification, we study the possible SPT phases in 1D fermionic systems, which can be mapped to spin systems by Jordan-Wigner transformation.

DOI
10.1103/physrevb.84.235128

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Quantum phases with different orders exist with or without breaking the symmetry of the system. Recently, a classification of gapped quantum phases which do not break time reversal, parity, or on-site unitary symmetry has been given for 1D spin systems by X. Chen, Z.-C. Gu, and X.-G. Wen [Phys. Rev. B 83, 035107 (2011)]. It was found that such symmetry-protected topological (SPT) phases are labeled by the projective representations of the symmetry group which can be viewed as a symmetry fractionalization. In this paper, we extend the classification of 1D gapped phases by considering SPT phases with combined time reversal, parity, and/or on-site unitary symmetries and also the possibility of symmetry breaking. We clarify how symmetry fractionalizes with combined symmetries and also how symmetry fractionalization coexists with symmetry breaking. In this way, we obtain a complete classification of gapped quantum phases in 1D spin systems. We find that in general, symmetry fractionalization, symmetry breaking, and long-range entanglement (present in 2 or higher dimensions) represent three main mechanisms to generate a very rich set of gapped quantum phases. As an application of our classification, we study the possible SPT phases in 1D fermionic systems, which can be mapped to spin systems by Jordan-Wigner transformation.
Quantum phases with different orders exist with or without breaking the symmetry of the system. Recently, a classification of gapped quantum phases which do not break time reversal, parity or onsite unitary symmetry has been given for 1D spin systems in [X. Chen, Z.-C. Gu, and X.-G. Wen, Phys. Rev. B 83, 035107 (2011); arXiv:1008.3745]. It was found that, such symmetry protected topological (SPT) phases are labeled by the projective representations of the symmetry group which can be viewed as a symmetry fractionalization. In this paper, we extend the classification of 1D gapped phases by considering SPT phases with combined time reversal, parity, and/or on-site unitary symmetries and also considering the possibility of symmetry breaking. In this way, we obtain a complete classification of gapped quantum phases in 1D spin systems. We find that in general, symmetry fractionalization, symmetry breaking and long range entanglement(present in 2 or higher dimensions) represent three main mechanisms to generate a very rich set of gapped quantum phases. As an application of our classification, we study the possible SPT phases in 1D fermionic systems, which can be mapped to spin systems by Jordan-Wigner transformation.
Symmetry-protected topological (SPT) phases are gapped quantum phases with a certain symmetry, which can all be smoothly connected to the same trivial product state if we break the symmetry. For noninteracting fermion systems with time reversal ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}$), charge conjugation ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{C}$), and/or U(1)U(1)U(1) ($\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$) symmetries, the total symmetry group can depend on the relations between those symmetry operations, such as $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$ or $\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{T}}^{\ensuremath{-}1}=\ensuremath{-}\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}$. As a result, the SPT phases of those fermion systems with different symmetry groups have different classifications. In this paper, we use Kitaev's K-theory approach to classify the gapped free-fermion phases for those possible symmetry groups. In particular, we can view the U(1)U(1)U(1) as a spin rotation. We find that superconductors with the Sz{S}_{z}Sz​ spin-rotation symmetry are classified by ZZZ in even dimensions, while superconductors with the time reversal plus the Sz{S}_{z}Sz​ spin-rotation symmetries are classified by ZZZ in odd dimensions. We show that all 10 classes of gapped free-fermion phases can be realized by electron systems with certain symmetries. We also point out that, to properly describe the symmetry of a fermionic system, we need to specify its full symmetry group that includes the fermion number parity transformation ${(\ensuremath{-})}^{\stackrel{\ifmmode \hat{}\else \^{}\fi{}}{N}}$. The full symmetry group is actually a projective symmetry group.
We provide a classification of symmetry-protected topological (SPT) phases of many-body localized (MBL) spin and fermionic systems in one dimension. For spin systems, using tensor networks we show that all eigenstates of these phases have the same topological index as defined for SPT ground states. For unitary on-site symmetries, the MBL phases are thus labeled by the elements of the second cohomology group of the symmetry group. A similar classification is obtained for anti-unitary on-site symmetries, time-reversal symmetry being a special case with a [Formula: see text] classification (see [Wahl 2018 Phys. Rev. B 98 054204]). For the classification of fermionic MBL phases, we propose a fermionic tensor network diagrammatic formulation. We find that fermionic MBL systems with an (anti-)unitary symmetry are classified by the elements of the (generalized) second cohomology group if parity is included into the symmetry group. However, our approach misses a [Formula: see text] topological index expected from the classification of fermionic SPT ground states. Finally, we show that all found phases are stable to arbitrary symmetry-preserving local perturbations. Conversely, different topological phases must be separated by a transition marked by delocalized eigenstates. Finally, we demonstrate that the classification of spin systems is complete in the sense that there cannot be any additional topological indices pertaining to the properties of individual eigenstates, but there can be additional topological indices that further classify Hamiltonians.
We provide a classification of symmetry-protected topological (SPT) phases of many-body localized (MBL) spin and fermionic systems in one dimension. For spin systems, using tensor networks we show that all eigenstates of these phases have the same topological index as defined for SPT ground states. For unitary on-site symmetries, the MBL phases are thus labeled by the elements of the second cohomology group of the symmetry group. A similar classification is obtained for anti-unitary on-site symmetries, time-reversal symmetry being a special case with a [Formula: see text] classification (see [Wahl 2018 Phys. Rev. B 98 054204]). For the classification of fermionic MBL phases, we propose a fermionic tensor network diagrammatic formulation. We find that fermionic MBL systems with an (anti-)unitary symmetry are classified by the elements of the (generalized) second cohomology group if parity is included into the symmetry group. However, our approach misses a [Formula: see text] topological index expected from the classification of fermionic SPT ground states. Finally, we show that all found phases are stable to arbitrary symmetry-preserving local perturbations. Conversely, different topological phases must be separated by a transition marked by delocalized eigenstates. Finally, we demonstrate that the classification of spin systems is complete in the sense that there cannot be any additional topological indices pertaining to the properties of individual eigenstates, but there can be additional topological indices that further classify Hamiltonians.
In Liu et al. [Phys. Rev. B 84, 075135 (2011)] we studied eight gapped symmetric quantum phases in S=1S=1S=1 spin chains/ladders which respect a discrete spin rotation ${D}_{2}\ensuremath{\subset}SO(3)$ and time reversal TTT symmetries. In this paper, using a generalized approach, we study all the 16 possible gapped symmetric quantum phases of one-dimensional (1D) integer spin systems with D2+T{D}_{2}+TD2​+T symmetry. Those phases are beyond Landau symmetry breaking theory and cannot be characterized by local order parameters since they do not break any symmetry. They correspond to 16 symmetry protected topological (SPT) orders. We show that all the 16 SPT orders can be fully characterized by the physical properties of the symmetry protected degenerate boundary states at the ends of a chain segment. So we can measure and distinguish all the 16 SPT orders experimentally. We also show that all these SPT orders can be realized in S=1S=1S=1 spin chain or spin ladder models. The gapped symmetric phases protected by subgroups of D2+T{D}_{2}+TD2​+T are also studied. Again, all these phases can be distinguished by physically measuring their end ``spins.''
We study different quantum phases in integer spin systems with on-site ${D}_{2h}={D}_{2}\ensuremath{\bigotimes}{Z}_{2}$ and translation symmetry. We find four distinct nontrivial phases in S=1S=1S=1 spin chains despite the fact that they all have the same symmetry. All four phases have gapped bulk excitations, doubly degenerate end states, and the doubly degenerate entanglement spectrum. These nontrivial phases are examples of symmetry-protected topological (SPT) phases introduced by Gu and Wen [Phys. Rev. B 80, 155131 (2009)]. One of the SPT phases corresponds to the Haldane phase and the other three are new. These four SPT phases can be distinguished experimentally by their different responses of the end states to weak external magnetic fields. According to the Chen--Gu--Wen classification, the D2h{D}_{2h}D2h​ symmetric spin chain can have a total of 64 SPT phases that do not break the symmetry. Here we constructed seven nontrivial phases from the seven classes of nontrivial projective representations of the D2h{D}_{2h}D2h​ group. Four of these are found in S=1S=1S=1 spin chains and studied in this paper.