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arXiv:1103.1637 · Physical Review B

Spectral weight transfer in multiorbital Mott systems

Wei-Cheng Lee, Philip Phillips

Published Sep 7, 2011• 10 citations
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Abstract

We develop here a general formalism for multiorbital Mott systems that can be used to understand dynamical and static spectral weight transfer. We find that the spectral weight transferred from the high-energy scales is greatly increased as a result of the multiorbital structure. As a consequence certainly dynamically generated symmetries are obtained at lower values of doping than in the single-band Hubbard model. For example, in the atomic limit for filling less than one electron per site, the particle-hole symmetric condition in the lower band shifts from the one-band result of $x=1/3$ to $x=1/(2{n}_{o}+1)$, where ${n}_{o}$ is the number of orbitals with an unpaired spin. Transport properties computed from effective low-energy theories that forbid double occupancy of bare electrons, such as the multiorbital $t$-$J$ generalization, should all be be sensitive to this particle-hole symmetric condition. Away from the atomic limit, the dynamical contributions increase the transferred spectral weight. Consequently, any phenomena that are sensitive to an emergent particle-hole symmetry should be obtained at $x<[1/(2{n}_{o}+1)]$.

DOI
10.1103/physrevb.84.115101

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We develop here a general formalism for multiorbital Mott systems that can be used to understand dynamical and static spectral weight transfer. We find that the spectral weight transferred from the high-energy scales is greatly increased as a result of the multiorbital structure. As a consequence certainly dynamically generated symmetries are obtained at lower values of doping than in the single-band Hubbard model. For example, in the atomic limit for filling less than one electron per site, the particle-hole symmetric condition in the lower band shifts from the one-band result of x=1/3x=1/3x=1/3 to x=1/(2no+1)x=1/(2{n}_{o}+1)x=1/(2no​+1), where no{n}_{o}no​ is the number of orbitals with an unpaired spin. Transport properties computed from effective low-energy theories that forbid double occupancy of bare electrons, such as the multiorbital ttt-JJJ generalization, should all be be sensitive to this particle-hole symmetric condition. Away from the atomic limit, the dynamical contributions increase the transferred spectral weight. Consequently, any phenomena that are sensitive to an emergent particle-hole symmetry should be obtained at x<[1/(2no+1)]x<[1/(2{n}_{o}+1)]x<[1/(2no​+1)].
The conventional, single band Hubbard model captures the dynamics that arise in strongly correlated electron systems in the competition between electron transport and local Coulomb interactions. However, some of the important physics of real lattices is overlooked by its simplicity. The dynamic Hubbard model (DHM) provides additional degrees of freedom for electron states in a lattice by including a higher energy orbital and hybridization parameters for electrons to take advantage of a reduced Coulomb repulsion in the upper orbital when the lattice is at half-filling. This ``relaxation'' of the electronic state is accompanied by an asymmetry between electron and hole quasiparticles in the model. In this thesis we employ the computational tool of multiorbital dynamical mean field theory (MODMFT) to study electron-hole asymmetry in the DHM as evidenced in the behaviour of the quasiparticle weight and optical conductivity of electrons. In agreement with previous exact diagonalization work on the DHM, we find that the relaxation of electronic states is associated with quasiparticle dressing in the hole regime of the lower orbital, and a transfer of optical conductivity spectral weight from low to high frequencies. These observations are evidences of the electron-hole asymmetry in the two-orbital system. In this context, we evaluate the role of two critical variables in the DHM: the local and nonlocal hybridizations which parameterize interorbital electron transitions in the Hamiltonian. We demonstrate that the electron-hole asymmetry of the model has a more complex relationship to these hybridization parameters than previously identified. Mott physics plays an essential role in the quasiparticle dressing due to the local hybridization, while the nonlocal hybridization promotes electron-hole asymmetry by providing a separate channel for electron transport which serves to reduce the quasiparticle weight of holes in the lower band. We also briefly examine the phenomenon of orbital selective Mott transitions in the DHM within the parameter regime of electron state relaxation, and evaluate the role played by the hybridization parameters in this context.
The shift in the spectral weight distribution under doping is termed the spectral weight transfer (SWT) and is a key indicator of strongly correlated physics. The static SWT (t=0t=0t=0) for doping fraction xxx scales as xxx for semiconductors and as 2x2x2x for Mott insulators. The SWT receives corrections in t/Ut/Ut/U due to the noncommutativity of the kinetic and interaction terms in the Hamiltonian, termed the dynamic SWT. We compute explicitly the low-energy spectral weight (LESW) in the lower Hubbard band using the orbital Hatsugai-Kohmoto (OHK) model. We show that the dynamical mixing enters the LESW with a universal slope independent of the number of orbitals. This independence on orbital number corroborates the rapid convergence of the OHK model to the Hubbard model. As a result, OHK is an effective simulator of Hubbard physics.
We show that doped Mott insulators exhibit a collective degree of freedom, not made out of the elemental excitations, because the number of single-particle addition states at low energy per electron per spin is greater than one. The presence of such a collective degree of freedom which is not a consequence of proximity to a phase transition is a consequence of dynamical spectral weight transfer from high to low energies. This physics is captured by the charge 2e2e2e boson that emerges by explicitly integrating out the high-energy scale in the Hubbard model. The charge 2e2e2e boson binds to a hole, thereby mediating new charge eee states at low energy. It is the presence of such charge eee states which have no counterpart in the non-interacting system that provides the general mechanism for the breakdown of Fermi liquid theory in doped Mott insulators. The relationship between the charge 2e2e2e boson formulation and the standard perturbative treatment is explained.
Using strong-coupling perturbation theory for the Hubbard model, explicit expressions are obtained for the integrated weights, energy positions, and widths of the upper and lower Hubbard bands separately, both for the optical and photoemission spectrum. In one dimension all expressions can be explicitly evaluated using the large-U Bethe-ansatz wave function. The k\ensuremath{\rightarrow}-dependent moments for the one-particle spectrum are compared with the closely related two-pole ansatz. The strong momentum dependence of the spectra demonstrates the importance of the k\ensuremath{\rightarrow}-dependent correlation functions in the spectral moments, which are often neglected. In order to estimate corrections due to the neglect of higher-order terms (in t/U), all results are compared with numerical-diagonalization data for intermediate-U values. The sum-rule results show a rapid spectral-weight transfer from the high- to the low-energy regime upon doping, similar to what is observed experimentally in one-particle and optical spectra of Cu (high-Tc{\mathit{T}}_{\mathit{c}}Tc​) and Ni compounds. Such fast weight redistributions as a function of the carrier density are a natural consequence of the strong correlations in these materials. The redistribution of intensity in the optical conductivity is connected with the dilution of the spin system by the added holes. For the one-particle spectrum the decrease of weight in the upper Hubbard band away from half filling can be understood by state counting at U=\ensuremath{\infty}, and the effect is strongly enhanced for small doping by both the first- and second-order terms in t/U. Altogether, the one-particle and optical spectra show the importance of the three-site hopping term. Therefore the t-J model does not represent well the spectral properties of the Hubbard model at large U. The local spin order is essential and determines both the k\ensuremath{\rightarrow} dependence of the one-particle spectrum and the intensities in the optical spectrum.
A model to describe electronic correlations in energy bands is considered. The model is a generalization of the conventional Hubbard model that allows for the fact that the wave function for two electrons occupying the same Wannier orbital is different from the product of single-electron wave functions. We diagonalize the Hamiltonian exactly on a four-site cluster and study its properties as a function of band filling. The quasiparticle weight is found to decrease and the quasiparticle effective mass to increase as the electronic band filling increases, and spectral weight in one- and two-particle spectral functions is transferred from low to high frequencies as the band filling increases. Quasiparticles at the Fermi energy are found to be more ``dressed'' when the Fermi level is in the upper half of the band (hole carriers) than when it is in the lower half of the band (electron carriers). The effective interaction between carriers is found to be strongly dependent on band filling becoming less repulsive as the band filling increases and attractive near the top of the band in certain parameter ranges. The effective interaction is most attractive when the single-hole carriers are most heavily dressed, and in the parameter regime where the effective interaction is attractive, hole carriers are found to ``undress,'' hence become more like electrons, when they pair. It is proposed that these are generic properties of electronic energy bands in solids that reflect a fundamental electron-hole asymmetry of condensed matter. The relation of these results to the understanding of superconductivity in solids is discussed.
The number of electronic bands is usually considered invariant regardless of the electron density in a band picture. However, in interacting systems, the spectral-weight distribution generally changes depending on the electron density, and electronic states can even emerge or disappear as the electron density changes. Here, to clarify how electronic states emerge and become dominant as the electron density changes, the spectral function of the Hubbard ladder with strong repulsion and strong intrarung hopping is studied using the non-Abelian dynamical density-matrix renormalization-group method. A mode emerging in the low-electron-density limit gains spectral weight as the electron density increases and governs the dimer Mott physics at quarter-filling. In contrast, the antibonding band, which is dominant in the low-electron-density regime, loses spectral weight and disappears at the Mott transition at half-filling, exhibiting the momentum-shifted magnetic dispersion relation in the small-doping limit. This paper identifies the origin of the electronic states responsible for the Mott transition and brings a new perspective to electronic bands by revealing the overall nature of electronic states over a wide energy and electron-density regime.