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arXiv:1103.1630 · New Journal of Physics

Approximations for many-body Green's functions: insights from the fundamental equations

Giovanna Lani, Pina Romaniello, Lucia Reining

Published Jan 25, 2012• 42 citations
arXivHTMLPDF

Abstract

Several widely used methods for the calculation of band structures and photo emission spectra, such as the GW approximation, rely on many-body perturbation theory. They can be obtained by iterating a set of functional differential equations (DEs) relating the one-particle Green's function (GF) to its functional derivative with respect to an external perturbing potential. In this work, we apply a linear response expansion in order to obtain insights into various approximations for GF calculations. The expansion leads to an effective screening while keeping the effects of the interaction to all orders. In order to study various aspects of the resulting equations, we discretize them and retain only one point in space, spin and time for all variables. Within this one-point model we obtain an explicit solution for the GF, which allows us to explore the structure of the general family of solutions and to determine the specific solution that corresponds to the physical one. Moreover, we analyze the performances of established approaches like GW over the whole range of interaction strength, and we explore alternative approximations. Finally, we link certain approximations for the exact solution to the corresponding manipulations of the DE which produces them. This link is crucial in view of a generalization of our findings to the real (multidimensional functional) case where only the DE is known.

DOI
10.1088/1367-2630/14/1/013056

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Several widely used methods for the calculation of band structures and photo emission spectra, such as the GW approximation, rely on many-body perturbation theory. They can be obtained by iterating a set of functional differential equations (DEs) relating the one-particle Green's function (GF) to its functional derivative with respect to an external perturbing potential. In this work, we apply a linear response expansion in order to obtain insights into various approximations for GF calculations. The expansion leads to an effective screening while keeping the effects of the interaction to all orders. In order to study various aspects of the resulting equations, we discretize them and retain only one point in space, spin and time for all variables. Within this one-point model we obtain an explicit solution for the GF, which allows us to explore the structure of the general family of solutions and to determine the specific solution that corresponds to the physical one. Moreover, we analyze the performances of established approaches like GW over the whole range of interaction strength, and we explore alternative approximations. Finally, we link certain approximations for the exact solution to the corresponding manipulations of the DE which produces them. This link is crucial in view of a generalization of our findings to the real (multidimensional functional) case where only the DE is known.
In this work we determine the one-body Greenʼs function as solution of a set of functional integro-differential equations, which relate the one-particle Greenʼs function to its functional derivative with respect to an external potential. In the same spirit as Lani et al (2012 New J. Phys. 14 013056 ), we do this in a one-point model, where the equations become ordinary differential equations (DEs) and, hence, solvable with standard techniques. This allows us to analyze several aspects of these DEs as well as of standard methods for determining the one-body Greenʼs function that are important for real systems. In particular: (i) we present a strategy to determine the physical solution among the many mathematical solutions; (ii) we assess the accuracy of an approximate DE related to the +cumulant method by comparing it to the exact physical solution and to standard approximations such as ; (iii) we show that the solution of the approximate DE can be improved by combining it with a screened interaction in the random-phase approximation. (iv) We demonstrate that by iterating the Dyson equation one does not always converge to a solution and we discuss which iterative scheme is the most suitable to avoid such errors.
Dans ce travail, une nouvelle voie pour le calcul de la fonction de Green (GF) à une particule a été développée. L' objectif est de remédier aux défauts de nombreuses autres approches à plusieurs corps, par exemple l'approximation GW (GWA), dans le traitement des forts effets de corrélation dans les solides. L'idée consiste à résoudre un ensemble d'équations différentielles fonctionnelles et non-linéaires, qui sont centrales à la théorie des perturbations à plusieurs corps. Dans un premier temps, ce qu'on appelle le modèle à un 1-point est employé (une seule valeur pour chaque variable d'espace, temps, spin est retenue) et l'ensemble des équations se réduit alorsà une seule équation algébrique, pour laquelle une solution exacte et explicite est obtenue. La solution est utilisée comme outil de référence pour analyser les performances des autres méthodes bien établies (par exemple, des versions différentes de GW). Par ailleurs, des approximations alternatives sont conçues et pour les plus prometteuses la généralisation à la forme fonctionnelle (complète) est discutée. La dernière partie de cetravail aborde la généralisation de l'approche au-delà du cadre à1-point. Tout d'abord la dépendance en fréquence de la GF est restaurée (tout en conservant le modèle à un 1-point pour les variables d'espace et despin) et l'ensemble des équations est résolu. Il est montré que dans un tel cadre, il est possible de retrouver ce que l'on appelle "l'expansion en cumulants" pour GF- une approximation qui va au-delà de GW et fournit des fonctions spectrales en bon accord avec les expériences de photo-émission . Enfin, à l'aide d'un ansatz, une famille de solutions pour les equations dans leur forme fonctionnelle est obtenue et des moyens sont proposés, allant bien au delà de l'état de l'art, afin d'obtenir des approximations pour celles ayant une signification physique
In this lecture we present many-body perturbation theory as a method to determine quasiparticle excitations in solids, especially electronic band structures, accurately from first principles.The main ingredient is the electronic self-energy that, in principle, contains all many-body exchange and correlation effects beyond the Hartree potential.As its exact mathematical expression is unknown, approximations must be used in practical calculations.The approximation is obtained using a systematic algebraic approach on the basis of Green function techniques.It constitutes an expansion of the self-energy up to linear order in the screened Coulomb potential, which describes the interaction between the quasiparticles and includes dynamic screening through the creation of exchange-correlation holes around the bare particles.The implementation of the approximation relies on a perturbative treatment starting from density functional theory.Besides a detailed mathematical discussion we focus on the underlying physical concepts and show some illustrative applications.
Many-body perturbation theory is often formulated in terms of an expansion in the dressed instead of the bare Green's function, and in the screened instead of the bare Coulomb interaction. However, screening can be calculated on different levels of approximation, and it is important to define what is the most appropriate choice. We explore this question by studying a zero-dimensional model (so called 'one-point model') that retains the structure of the full equations. We study both linear and non-linear response approximations to the screening. We find that an expansion in terms of the screening in the random phase approximation is the most promising way for an application in real systems. Moreover, by making use of the nonperturbative features of the Kadanoff-Baym equation for the one-body Green's function, we obtain an approximate solution in our model that is very promising, although its applicability to real systems has still to be explored.
The total energy and electron addition and removal spectra can, in principle, be obtained exactly from the one-body Green's function (GF). In practice, the GF is obtained from an approximate self-energy. In the framework of many-body perturbation theory, we derive different expressions that are based on an approximate self-energy, but that yield nevertheless, in principle, the exact exchange-correlation contribution to the total energy for any interaction strength. Response functions play a crucial role, which explains why, for example, ingredients from time-dependent density functional theory can be used to build these approximate self-energies. We show that the key requirement for obtaining exact results is the consistent combination of ingredients. Also when further approximations are made, as it is necessary in practice, this consistency remains the key to obtain good results. All findings are illustrated using the exactly solvable symmetric Hubbard dimer.
We consider the cumulant expansion of the PAM employing the hybridization as perturbation (Phys. Rev. B 50, 17933 (1994)), and we obtain formally exact one-electron Green's functions (GF). These GF contain effective cumulants that are as difficult to calculate as the original GF, and the Atomic Approximation consists in substituting the effective cumulants by the ones that correspond to the atomic case, namely by taking a conduction band of zeroth width and local hybridization. This approximation has already been used for the case of infinite electronic repulsion U (Phys. Rev. B 62, 7882 (2000)), and here we extend the treatment to the case of finite U. The method can also be applied to the single impurity Anderson model (SIAM), and we give explicit expressions of the approximate GF both for the PAM and the SIAM.