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arXiv:1011.0121 · Journal of Physics A Mathematical and Theoretical

Quantum tunneling as a classical anomaly

Carl M. Bender, Daniel W. Hook

Published Aug 23, 2011• 26 citations
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Abstract

Classical mechanics is a singular theory in that real-energy classical particles can never enter classically forbidden regions. However, if one regulates classical mechanics by allowing the energy E of a particle to be complex, the particle exhibits quantum-like behavior: complex-energy classical particles can travel between classically allowed regions separated by potential barriers. When Im E → 0, the classical tunneling probabilities persist. Hence, one can interpret quantum tunneling as an anomaly. A numerical comparison of complex classical tunneling probabilities with quantum tunneling probabilities leads to the conjecture that as Re E increases, complex classical tunneling probabilities approach the corresponding quantum probabilities. Thus, this work attempts to generalize the Bohr correspondence principle from classically allowed to classically forbidden regions.

DOI
10.1088/1751-8113/44/37/372001

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Classical mechanics is a singular theory in that real-energy classical particles can never enter classically forbidden regions. However, if one regulates classical mechanics by allowing the energy E of a particle to be complex, the particle exhibits quantum-like behavior: complex-energy classical particles can travel between classically allowed regions separated by potential barriers. When Im E → 0, the classical tunneling probabilities persist. Hence, one can interpret quantum tunneling as an anomaly. A numerical comparison of complex classical tunneling probabilities with quantum tunneling probabilities leads to the conjecture that as Re E increases, complex classical tunneling probabilities approach the corresponding quantum probabilities. Thus, this work attempts to generalize the Bohr correspondence principle from classically allowed to classically forbidden regions.
Classical mechanics and quantum mechanics contradict each other, and both are essential to explain the phenomena of the exclusively different realm of nature. On the other hand, Bohr's correspondence principle shows classical mechanics is the somewhat approximate version of quantum mechanics. Classically a particle with negative energy i. e. V E < is not allowed go through a forbidden region or disappearing from one well to another well. This paper gives the numerical studies for the trajectory of the particle in a double-well potential and presents quantum mechanical behavior such as tunneling in the complex plane for different energies. Our findings provide a route to solve the classical system with complex energy.
Among the many perplexing results of quantum mechanics is one that contradicts a result from introductory physics: the possibility of finding a quantum particle in a region that would be forbidden classically by energy conservation. An especially interesting example of this phenomenon with practical applications is quantum tunneling. Here we investigate the reasons for this puzzling result by focusing on the difference between how quantities like kinetic and potential energy are represented mathematically in classical and quantum mechanics. In quantum mechanics, physical observables, like energy, are represented by operators rather than real numbers. The consequences of this difference will be illustrated explicitly using a toy model in which the kinetic and potential energy operators are represented by 2×22 \times 22×2 matrices, which do not commute like their classical analogs. This model will then illustrate how classically perplexing results, like a quantum particle being found in the forbidden region, can arise.
Abstract A distinguishing feature of quantum mechanics, as compared with classical mechanics, is the phenomenon of matter exhibiting wave-like properties. A direct consequence of this wave property of particles is the tunneling of particles through potential energy barriers.-3 The classical particle is forbidden from penetrating the barrier region. In this chapter, the problem of one-dimensional (1D) quantum mechanical tunneling of particles through potential barriers of arbitrary shape is treated. We show that tunneling is a mixed boundary value problem, and obtain the action integral that leads to Schrodinger’s equation and at the same time gives the equations defining the boundary conditions (BCs).
Attempts to find a quantum-to-classical correspondence in a classically forbidden region leads to nonphysical paths involving, for example, complex time or spatial coordinates. Here, we identify genuine quasiclassical paths for tunneling in terms of probabilistic correlations in sequential time-of-arrival measurements. In particular, we construct the postselected probability density ${P}_{\text{p.s.}}(x,\ensuremath{\tau})$ for a particle to be found at time $\ensuremath{\tau}$ in position xxx inside the forbidden region, provided that it later crossed the barrier. The classical paths follow from the maximization of the probability density with respect to $\ensuremath{\tau}$. For almost monochromatic initial states, the paths correspond to the maxima of the modulus square of the wave function ${|\ensuremath{\psi}(x,\ensuremath{\tau})|}^{2}$ with respect to $\ensuremath{\tau}$ and for constant xxx inside the barrier region. The derived paths are expressed in terms of classical equations, but they have no analogs in classical mechanics. Finally, we evaluate the paths explicitly for the case of a square potential barrier.
On the basis of extensive numerical studies it is argued that there are strong analogies between the probabilistic behavior of quantum systems defined by Hermitian Hamiltonians and the deterministic behavior of classical mechanical systems extended into the complex domain. Three models are examined: the quartic double-well potential V(x)=x4−5x2V(x)=x^4-5x^2V(x)=x4−5x2, the cubic potential V(x)=frac12x2−gx3V(x)=frac{1}{2}x^2-gx^3V(x)=frac12x2−gx3, and the periodic potential V(x)=−cos⁡xV(x)=-\cos xV(x)=−cosx. For the quartic potential a wave packet that is initially localized in one side of the double-well can tunnel to the other side. Complex solutions to the classical equations of motion exhibit a remarkably analogous behavior. Furthermore, classical solutions come in two varieties, which resemble the even-parity and odd-parity quantum-mechanical bound states. For the cubic potential, a quantum wave packet that is initially in the quadratic portion of the potential near the origin will tunnel through the barrier and give rise to a probability current that flows out to infinity. The complex solutions to the corresponding classical equations of motion exhibit strongly analogous behavior. For the periodic potential a quantum particle whose energy lies between -1 and 1 can tunnel repeatedly between adjacent classically allowed regions and thus execute a localized random walk as it hops from region to region. Furthermore, if the energy of the quantum particle lies in a conduction band, then the particle delocalizes and drifts freely through the periodic potential. A classical particle having complex energy executes a qualitatively analogous local random walk, and there exists a narrow energy band for which the classical particle becomes delocalized and moves freely through the potential.
On the basis of extensive numerical studies it is argued that there are strong analogies between the probabilistic behavior of quantum systems defined by Hermitian Hamiltonians and the deterministic behavior of classical mechanical systems extended into the complex domain. Three models are examined: the quartic double-well potential V ( x ) = x 4 − 5 x 2 , the cubic potential , and the periodic potential V ( x ) = −cos x . For the quartic potential a wave packet that is initially localized in one side of the double-well can tunnel to the other side. Complex solutions to the classical equations of motion exhibit a remarkably analogous behavior. Furthermore, classical solutions come in two varieties, which resemble the even-parity and odd-parity quantum-mechanical bound states. For the cubic potential, a quantum wave packet that is initially in the quadratic portion of the potential near the origin will tunnel through the barrier and give rise to a probability current that flows out to infinity. The complex solutions to the corresponding classical equations of motion exhibit strongly analogous behavior. For the periodic potential a quantum particle whose energy lies between −1 and 1 can tunnel repeatedly between adjacent classically allowed regions and thus execute a localized random walk as it hops from region to region. Moreover, if the energy of the quantum particle lies in a conduction band, then the particle delocalizes and drifts freely through the periodic potential. A classical particle having complex energy executes a qualitatively analogous local random walk, and there exists a narrow energy band for which the classical particle becomes delocalized and moves freely through the potential.