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arXiv:1010.6137

Superconductivity in the repulsive Hubbard model

D. Baeriswyl

Published Oct 29, 2010• 0 citations
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Abstract

The two-dimensional repulsive Hubbard model has been investigated by a variety of methods, from small to large U. Superconductivity with d-wave symmetry is consistently found close to half filling. After a brief review of the various methods a variational many-electron state is discussed in more detail. This trial state is a natural extension of the Gutzwiller ansatz and provides a substantial improvement thereof.

DOI
10.48550/arxiv.1010.6137

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The two-dimensional repulsive Hubbard model has been investigated by a variety of methods, from small to large U. Superconductivity with d-wave symmetry is consistently found close to half filling. After a brief review of the various methods a variational many-electron state is discussed in more detail. This trial state is a natural extension of the Gutzwiller ansatz and provides a substantial improvement thereof.
The two-dimensional Hubbard model is studied for small values of the interaction strength (UUU of the order of the hopping amplitude ttt), using a variational ansatz well suited for this regime. The wave function, a refined Gutzwiller ansatz, has a BCS mean-field state with ddd-wave symmetry as its reference state. Superconducting order is found for densities n<1n<1n<1 (but not for n=1n=1n=1). This resolves a discrepancy between results obtained with the functional renormalization group, which do predict superconducting order for small values of UUU, and numerical simulations, which did not find superconductivity for $U\ensuremath{\lesssim}4t$. Both the gap parameter and the order parameter have a domelike shape as a function of nnn with a maximum for $n\ensuremath{\approx}0.8$. Expectation values for the energy, the particle number, and the superconducting order parameter are calculated using a linked-cluster expansion up to second order in UUU. In this way large systems (millions of sites) can be readily treated and well converged results are obtained. A big size is indeed required to see that the gap becomes very small at half filling and probably tends to zero in the thermodynamic limit, whereas away from half filling a finite asymptotic limit is reached. For a lattice of a given size the order parameter becomes finite only above a minimal coupling strength Uc{U}_{c}Uc​. This threshold value decreases steadily with increasing system size, which indicates that superconductivity exists for arbitrarily small UUU for an infinite system. For moderately large systems the size dependence is quite irregular, due to variations in level spacings at the Fermi energy. The fluctuations die out if the gap parameter spans several level spacings.
A variational ground state of the repulsive Hubbard model on a square lattice is investigated numerically for an intermediate coupling strength (U=8t)(U=8t)(U=8t) and for moderate sizes (from $6\ifmmode\times\else\texttimes\fi{}6$ to $10\ifmmode\times\else\texttimes\fi{}10$). Our ansatz is superior to other widely used variational wave functions. The results for order parameters and correlation functions provide insight into the antiferromagnetic state at half-filling as well as strong evidence for a superconducting phase away from half-filling.
The two-dimensional Hubbard model near half-filling is studied using a configuration-interaction method. Superconducting order-parameter and spin-spin correlation functions are calculated as functions of distance to probe for superconductivity and antiferromagnetism. Consistent with our previous results, these more extensive calculations point toward d-wave superconductivity in the ground state of the two-dimensional repulsive Hubbard model. The d-wave correlations tend to increase with interaction strength, size of the state space used in the calculation, and doping away from half-filling. The superconducting correlations on the Fermi surface are interpreted as d-wave pairing between spin density-wave quasiparticles.
Superconducting correlation of the Hubbard model on a square lattice is reinvestigated by quantum Monte Carlo method. Results from more than one order of magnitude larger Monte Carlo steps than before are presented to discuss the convergence of the data to the ground state. By examining the dependence on the choice of initial trial states as well as on the Trotter number in detail, the superconducting correlation in the ground state is reliably obtained up to 12×12 lattice away from the half-filling and up to 16×16 lattice at the half-filling, which substantially improve former results near the half-filling. Various channels of pairing in the ground state show no system size dependence and remain quite short ranged at any filling including the region close to the half-filling. Numerical data show further evidence that neither extended s - nor d -wave superconducting state is possible in the two-dimensional Hubbard model.
The repulsive two-dimensional Hubbard model is analysed within a functional renormalisation group (RG) approach. The flow equation for the effective interactions is evaluated on 1-loop level. The effective interactions diverge at a finite energy scale which is exponentially small for small bare interactions. To analyse the nature of the instabilities signalled by the diverging interactions, we compute the flow of the superconducting susceptibilities for various pairing symmetries and also charge and spin density susceptibilities. Depending on the choice of the model parameters (hopping amplitudes, interaction strength and band-filling) we find spin density wave instabilities or d-wave superconductivity as leading instability close to half-filling. This calculation establishes the existence of d-wave superconductivity in the Hubbard model beyond doubt.
Recent refinements of analytical and numerical methods have improved our understanding of the ground-state phase diagram of the two-dimensional (2D) Hubbard model. Here, we focus on variational approaches, but comparisons with both quantum cluster and Gaussian Monte Carlo methods are also made. Our own ansatz leads to an antiferromagnetic ground state at half filling with a slightly reduced staggered order parameter (as compared to simple mean-field theory). Away from half filling, we find d-wave superconductivity, but confined to densities where the Fermi surface passes through the antiferromagnetic zone boundary (if hopping between both nearest-neighbour and next-nearest-neighbour sites is considered). Our results agree surprisingly well with recent numerical studies using the quantum cluster method. An interesting trend is found by comparing gap parameters Δ (antiferromagnetic or superconducting) obtained with different variational wave functions. Δ varies by an order of magnitude and thus cannot be taken as a characteristic energy scale. In contrast, the order parameter is much less sensitive to the degree of sophistication of the variational schemes, at least at and near half filling.