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arXiv:1009.0940 · Physical Review E

Consistent thermodynamics for spin echoes

Charis Anastopoulos, Ntina Savvidou

Published Feb 28, 2011• 6 citations
arXivHTMLPDF

Abstract

Spin-echo experiments are often said to constitute an instant of antithermodynamic behavior in a concrete physical system that violates the second law of thermodynamics. We argue that a proper thermodynamic treatment of the effect should take into account the correlations between the spin and the translational degrees of freedom of the molecules. To this end, we construct an entropy functional using Boltzmann macrostates that incorporate both spin and translational degrees of freedom. With this definition there is nothing special in the thermodynamics of spin echoes: dephasing corresponds to Hamiltonian evolution and leaves the entropy unchanged; dissipation increases the entropy. In particular, there is no phase of entropy decrease in the echo. We also discuss the definition of macrostates from the underlying quantum theory and we show that the decay of net magnetization provides a faithful measure of entropy change.

DOI
10.1103/physreve.83.021118

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Spin-echo experiments are often said to constitute an instant of antithermodynamic behavior in a concrete physical system that violates the second law of thermodynamics. We argue that a proper thermodynamic treatment of the effect should take into account the correlations between the spin and the translational degrees of freedom of the molecules. To this end, we construct an entropy functional using Boltzmann macrostates that incorporate both spin and translational degrees of freedom. With this definition there is nothing special in the thermodynamics of spin echoes: dephasing corresponds to Hamiltonian evolution and leaves the entropy unchanged; dissipation increases the entropy. In particular, there is no phase of entropy decrease in the echo. We also discuss the definition of macrostates from the underlying quantum theory and we show that the decay of net magnetization provides a faithful measure of entropy change.
A consistent theory of non-equilibrium thermodynamics for Markovian open quantum systems has been developed in the late seventies in analogy with Classical Irreversible Thermodynamics. The time-evolution of these open systems is usually described by means of effective master equations in Lindblad form, that turn out to be reliable when there is a separation of time-scales between system and environment, such that memory effects are negligible and the so-called Markovian approximation is justified. In this framework, the variations of energy and entropy in the system are consistently described, distinguishing between heat and work contributions and providing a statement of the second law of thermodynamics as positivity of the entropy production.\nHowever, there is empirical evidence that many physical systems like photosynthetic complexes,\nopto-mechanical resonators and superconducting qubits, just to mention a few, experience more general non-Markovian dynamics. The formulation of the laws of thermodynamics in a non-Markovian setting is matter of current research and represents the main topic of the present work. As a first step, we show that the entropy production defined as in the Markovian case can be negative for a class of non-Markovian dynamics. We argue that this outcome should not be interpreted as a violation of the second law of thermodynamics because the environment must be explicitly taken into account in the balance of entropy in the non-Markovian setting. In order to justify this claim we adopt a more general point of view, studying a closed bipartite quantum system, such that each of the two subsystems plays the role of a finite environment out of equilibrium for the other one. We concentrate on the balance of energy first and construct an effective Hamiltonian for each subsystem using physically reasonable requirements; then we define heat and work as in the standard Markovian treatment, with the effective Hamiltonian replacing the free Hamiltonian. It turns out that, in our framework, the work power is perfectly balanced between subsystems, while the correlations can store a part of energy locally inaccessible and exchange it with both subsystems in the form of heat.\nConcerning the balance of entropy, a quite general formulation of the second law of thermodynamics can be given as follows: under the assumption of a factorized initial state for the compound system, the sum of the total variations of the entropies in the two subsystems is always nonnegative. We show with an explicit example that this general formulation does not correspond to the statement presented in the framework of Markovian master equations, which should not be considered a priori the second law of thermodynamics.\nIn the last part of the thesis we concentrate of the so-called fluctuation relations, that are results extending the thermodynamic formalism beyond the behavior of average quantities. After reviewing the main theoretical outcomes, such as the Jarzynski equality and the Crooks fluctuation theorem, we describe a proposal to access experimentally the work performed on an ensemble of diatomic molecules by a time-dependent electric field coupled with their vibrational degree of freedom. This procedure could then be used to test the quantum Jarzynski equality. With respect to the results so far appeared in the literature, in which the left-hand side of the equality is inferred from an experiment and the right-hand side is computed according to a model, in our proposed setting we should be able to estimate from the experiment both the left-hand side and the right-hand side of the equality, independently.
Abstract Part II of this two-part paper refutes the beliefs about the statistical interpretation of thermodynamics, and the association of entropy with disorder that are summarized in Part I. The refutation of the statistical approach is based on either a nonstatistical unified quantum theory of mechanics and thermodynamics, or an almost equivalent, novel, nonquantal exposition of thermodynamics. Entropy is shown to be: (i) valid for any system (both macroscopic and microscopic, including one-particle systems), and any state (both thermodynamic or stable equilibrium, and not stable equilibrium); (ii) a measure of the quantum-theoretic pliable shape of the molecules of a system; and (iii) a monotonic indicator of order. In contrast to statistics which associates a thermodynamic equilibrium macrostate with the largest number of compatible microstates, the second law avers that, for each set of values of energy, volume, and amounts of constituents of either a macroscopic or a microscopic system, there exists one and only one thermodynamic or stable equilibrium state. So, even if Boltzmann’s definition were used, a thermodynamic equilibrium state is one of perfect order.
The second law of thermodynamics states that the entropy of an isolated system can only increase over time. This appears to conflict with the reversible evolution of isolated quantum systems under the Schrödinger equation, which preserves the von Neumann entropy. Nonetheless, one finds that with respect to many observables, expectation values approach a fixed value—their equilibrium value. This ultimately raises the question: ? For classical systems, one introduces the assumption of a low-entropy initial state along with the concept of ignorance about the microscopic details of the physical system, leading to a statistical interpretation of the second law. By considering the observables through which we examine quantum systems, both these assumptions can be incorporated, building upon recent studies of the of observables. While the statistical behavior of observable expectation values is well established, a quantitative connection to entropy increase has been lacking so far. In deriving novel bounds for the equilibration of observables, and considering the entropy of the system relative to observables, we recover a variant of the second law: the entropy with respect to a given observable tends toward its equilibrium value in the course of the system’s unitary evolution. These results also support recent findings that question the necessity of nonintegrability for equilibration in quantum systems. We further illustrate our bounds using numerical results from the paradigmatic example of a quantum Ising model on a chain of spins. There, we observe entropy increasing up to equilibrium values, as well as fluctuations, which expose the underlying reversible evolution in accordance with the derived bounds.
In echo experiments, imperfect time-reversal operations are performed on a subset of the total number of degrees of freedom. To capture the physics of these experiments, we introduce a partial fidelity M(B)(t), the Boltzmann echo, where only part of the system's degrees of freedom can be time reversed. We present a semiclassical calculation of M(B)(t). We show that, as the time-reversal operation is performed more and more accurately, the decay rate of M(B)(t) saturates at a value given by the decoherence rate of the controlled degrees of freedom due to their coupling to uncontrolled ones. We connect these results with NMR spin echo experiments.
Since the days of Boltzmann the foundation of thermodynamics has been subject to an ongoing discussion. Various problems like the precise definition of entropy, the origin of the second law, etc. have always been issues. For a long time the discussion has not been in the center of interest, for statistical physics work extremely well from a practical point of view. But now, as research deals with single small objects like molecules or atoms, the question arises whether or not thermodynamics are applicable to them, which leads back to the old question of the foundation of thermodynamics. We examine whether thermodynamics can be viewed as emerging from Schrödinger-type quantum dynamics. Therefore we partially transfer concepts of thermodynamical behavior in Gamma-space to the Hilbertspace of compound systems. Central roles play the local Von Neumann entropy of a system and the inevitability of entanglement with its environment, causing it to increase.