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arXiv:1001.2442 · New Journal of Physics

Disordered topological quantum critical points in three-dimensional systems

Ryuichi Shindou, Ryota Nakai, Shuichi Murakami

Published Jun 17, 2010• 10 citations
arXivHTMLPDF

Abstract

Generic non-magnetic disorder effects on topological quantum critical points (TQCP), which intervene between the three-dimensional (3D) topological insulator and an ordinary insulator, are investigated in this work. We first show that, in such 3D TQCP, any backward-scattering process mediated by chemical-potential-type impurity is always cancelled by its time-reversal ( -reversal) counter-process because of the nontrivial Berry phase supported by these two processes in the momentum space. However, this cancellation can be generalized into only those backward-scattering processes that conserve a certain internal degree of freedom, i.e. the parity density, while the 'absolute' stability of the TQCP against any non-magnetic disorders is required by the bulk-edge correspondence. Motivated by this, we further derive the self-consistent Born-phase diagram and the quantum conductivity correction in the presence of generic non-magnetic disorder potentials. The distinctions and similarities between the case with only the chemical-potential-type disorder and that with the generic non-magnetic disorders are summarized.

DOI
10.1088/1367-2630/12/6/065008

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Generic non-magnetic disorder effects on topological quantum critical points (TQCP), which intervene between the three-dimensional (3D) topological insulator and an ordinary insulator, are investigated in this work. We first show that, in such 3D TQCP, any backward-scattering process mediated by chemical-potential-type impurity is always cancelled by its time-reversal ( -reversal) counter-process because of the nontrivial Berry phase supported by these two processes in the momentum space. However, this cancellation can be generalized into only those backward-scattering processes that conserve a certain internal degree of freedom, i.e. the parity density, while the 'absolute' stability of the TQCP against any non-magnetic disorders is required by the bulk-edge correspondence. Motivated by this, we further derive the self-consistent Born-phase diagram and the quantum conductivity correction in the presence of generic non-magnetic disorder potentials. The distinctions and similarities between the case with only the chemical-potential-type disorder and that with the generic non-magnetic disorders are summarized.
We discuss the effects of disorder in time-reversal-invariant topological insulators and superconductors in three spatial dimensions. For three-dimensional topological insulator in the symplectic (AII) symmetry class, the phase diagram in the presence of disorder and a mass term, which drives a transition between trivial and topological insulator phases, is computed numerically by the transfer matrix method. The numerics is supplemented by a field-theory analysis (the large-Nf{N}_{f}Nf​ expansion, where Nf{N}_{f}Nf​ is the number of valleys or Dirac cones), from which we obtain the correlation length exponent, and several anomalous dimensions at a nontrivial critical point separating a metallic phase and a Dirac semimetal. A similar-field theory approach is developed for disorder-driven transitions in symmetry classes AIII, CI, and DIII. For these three symmetry classes, where topological superconductors are characterized by integer topological invariant, a complementary description is given in terms of the nonlinear sigma model supplemented with a topological term, which is a three-dimensional analog of the Pruisken term in the integer quantum Hall effect.
A generic two-dimensional disordered topological superconductor in symmetry class D exhibits rich phenomenology and multiple phases: diffusive thermal metal (DTM), Anderson insulator (AI), and thermal quantum Hall (TQH) phase (a topological superconductor). We numerically investigate the phase diagram of a lattice model of such class-D superconductor, specifically focusing on transitions between the phases and the associated universal critical behaviors. We confirm the existence of a tricritical point and its repulsive nature at the point on the phase diagram where the three phases meet. We characterize the critical behaviors at various critical points and the tricritical point using numerical evaluation of the localization length, the conductance (or conductivity), and the density of states. We conclude that the two metal-insulator transitions (DTM-TQH and DTM-AI) belong to the same universality class, whereas the tricritical point represents a distinct universality class.
We study the interplay between two nontrivial boundary effects: (1) the two-dimensional (2d2d2d) edge states of three-dimensional (3d3d3d) strongly interacting bosonic symmetry-protected topological states, and (2) the boundary fluctuations of 3d3d3d bulk disorder-to-order phase transitions. We then generalize our study to 2d2d2d gapless states localized at an interface embedded in a 3d3d3d bulk, when the bulk undergoes a quantum phase transition. Our study is based on generic long-wavelength descriptions of these systems and controlled analytic calculations. Our results are summarized as follows: (i) The edge state of a prototype bosonic symmetry-protected state can be driven to a new fixed point by coupling to the boundary fluctuations of a bulk quantum phase transition; (ii) the states localized at a 2d2d2d interface of a 3dSU(N)3d\phantom{\rule{4pt}{0ex}}\mathrm{SU}(N)3dSU(N) quantum antiferromagnet may be driven to a new fixed point by coupling to the bulk quantum critical modes. Properties of the new fixed points identified are also studied.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
Of the available classes of insulators which have been shown to contain topologically nontrivial properties, one of the most important is class AII, which contains systems that possess time-reversal symmetry TTT with ${T}^{2}=\ensuremath{-}1.$ This class has been the subject of significant attention as it encompasses nontrivial Z2{Z}_{2}Z2​ topological insulators such as the quantum spin Hall (QSH) state and the three-dimensional strong topological insulator. One of the defining properties of this system is the robustness of the state under the addition of disorder that preserves T.T.T. In this Rapid Communication, we explore the phase diagram of the disordered QSH state as a function of disorder strength and chemical potential by examining the entanglement spectrum for disordered class-AII symplectic systems. As for the case of the TTT-breaking Chern insulator, we show that there is a correspondence between the level-spacing statistics of the Hamiltonian and that of the level-spacing statistics of the entanglement spectrum. We observe a feature in the statistics of the entanglement spectrum that aids the identification of delocalized states and consequently critical energies across which phase transitions occur.
Four-component massive and massless Dirac fermions in the presence of long range Coulomb interaction and chemical potential disorder exhibit striking fermionic quantum criticality. For an odd number of flavors of Dirac fermions, the sign of the Dirac mass distinguishes the topological and the trivial band insulator phases, and the gapless semimetallic phase corresponds to the quantum critical point that separates the two. Up to a critical strength of disorder, the semimetallic phase remains stable, and the universality class of the direct phase transition between two insulating phases is unchanged. Beyond the critical strength of disorder the semimetallic phase undergoes a phase transition into a disorder controlled diffusive metallic phase, and there is no longer a direct phase transition between the two types of insulating phases.