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arXiv:0911.4559 · Physical Review B

Bosonization of one-dimensional fermions out of equilibrium

Dmitri B. Gutman, Yuval Gefen, A. D. Mirlin

Published Feb 24, 2010• 107 citations
arXivHTMLPDF

Abstract

Bosonization technique for one-dimensional fermions out of equilibrium is developed in the framework of the Keldysh action formalism. We first demonstrate how this approach is implemented for free fermions and for the problem of nonequilibrium Fermi edge singularity. We then employ the technique to study an interacting quantum wire attached to two electrodes with arbitrary energy distributions. The nonequilibrium electron Green's functions, which can be measured via tunneling spectroscopy technique and carry the information about energy distribution, zero-bias anomaly, and dephasing, are expressed in terms of functional determinants of single-particle ``counting'' operators. The corresponding time-dependent scattering phase is found to be intrinsically related to ``fractionalization'' of electron-hole excitations in the tunneling process and at boundaries with leads. Results are generalized to the case of spinful particles as well to Green's functions at different spatial points (relevant to the problem of dephasing in Luttinger liquid interferometers). For double-step distributions, the dephasing rates are oscillatory functions of the interaction strength.

DOI
10.1103/physrevb.81.085436

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Bosonization technique for one-dimensional fermions out of equilibrium is developed in the framework of the Keldysh action formalism. We first demonstrate how this approach is implemented for free fermions and for the problem of nonequilibrium Fermi edge singularity. We then employ the technique to study an interacting quantum wire attached to two electrodes with arbitrary energy distributions. The nonequilibrium electron Green's functions, which can be measured via tunneling spectroscopy technique and carry the information about energy distribution, zero-bias anomaly, and dephasing, are expressed in terms of functional determinants of single-particle counting'' operators. The corresponding time-dependent scattering phase is found to be intrinsically related to fractionalization'' of electron-hole excitations in the tunneling process and at boundaries with leads. Results are generalized to the case of spinful particles as well to Green's functions at different spatial points (relevant to the problem of dephasing in Luttinger liquid interferometers). For double-step distributions, the dephasing rates are oscillatory functions of the interaction strength.
We develop a bosonization technique for one-dimensional fermions out of equilibrium. The approach is used to study a quantum wire attached to two electrodes with arbitrary energy distributions. The non-equilibrium electron Green function is expressed in terms of functional determinants of a single-particle"counting" operator with a time-dependent scattering phase. The result reveals an intrinsic relation of dephasing and energy redistribution in Luttinger-liquids to "fractionalization" of electron-hole excitations in the tunneling process and at boundaries with leads.
Non-equilibrium bosonization technique facilitates the solution of a number of important many-body problems out of equilibrium, including the Fermiedge singularity, the tunneling spectroscopy and full counting statistics of interacting fermions forming a Luttinger liquid.We generalize the method to non-equilibrium hard-core bosons (Tonks-Girardeau gas) and establish interrelations between all these problems.The results can be expressed in terms of Fredholm determinants of the Toeplitz type.We analyze the long time asymptotics of such determinants, using Szegő and Fisher-Hartwig theorems.Our analysis yields dephasing rates as well as power-law scaling behavior, with exponents depending not only on the interaction strength but also on the non-equilibrium state of the system.
We develop a general approach to nonequilibrium nanostructures formed by one-dimensional channels coupled by tunnel junctions and/or by impurity scattering.The formalism is based on nonequilibrium version of functional bosonization.A central role in this approach is played by the Keldysh action that has a form reminiscent of the theory of full counting statistics.To proceed with evaluation of physical observables, we assume the weak-tunneling regime and develop a real-time instanton method.A detailed exposition of the formalism is supplemented by two important applications: (i) tunneling into a biased Luttinger liquid with an impurity, and (ii) quantum-Hall Fabry-Pérot interferometry.
The properties of fermions in one dimension are markedly different from those in higher dimensions. In two or three dimensions, the many-body behaviour of fermions is described by the Fermi liquid model, whose most prominent result is that, instead of studying the behaviour of individual particles, it is better to describe the emergent phenomena of the whole system, known as quasiparticles. These are collective modes of excitations born out of particle-particle interactions, which resemble the constituent single particles, albeit with renormalised mass. In one dimension, however, the formation of such a correlated state is unfavourable and the quasiparticles are completely absent. Instead, 1D fermions are described by a model known as the Tomonaga-Luttinger liquid. Central to this model is the process of bosonisation, a mathematical technique which maps the excitation of fermions to bosonic modes of spin-density and charge-density waves. As a prerequisite of the bosonisation technique, the fermionic single-particle dispersion is approximated as a linear function. Consequently, the Luttinger liquid model is limited in its scope of applicability. Specifically, it is valid only in the vicinity of the Fermi points, where the excitation energy is low. Recent advancement in the theoretical field has expanded our understanding of 1D interacting fermions beyond the limit of linearity. The mobile-impurity model, proposed by L. Glazman and his co-authors, is a generalised model of 1D fermions which extends the scope of applicability of the Tomanaga-Luttinger model, accounting for the curvature of single-particle dispersion relations. It extends the region of validity of the tradition TLL theory from the neighbourhood of the Fermi points to a band which follows the single-particle dispersion. This thesis presents the results of an experimental work which provides direct evidence of non-linear behaviour predicted by the new model. It revolves around the measurement of the spectral function of electrons in surface-gate-defined quantum wires on a double-quantum-well, GaAs/AlGaAs device, and the comparison and fitting of the result to the non-linear theory. The spectral function is a theoretical concept frequently used in discussions on many-body problems. Its physical interpretation makes it closely related to experimental observables, such as the tunnelling current between the double quantum wells in this work. This thesis consists of three parts. Part one concerns the theories of the various many-body models and the experimental technique: Chapter 1 briefly introduces the concept of Fermi liquid, before focusing on a detailed account of the Luttinger-liquid model. The mobile-impurity model will be introduced in the framework of the Luttinger liquid model afterwards, followed by a review of experimental works reported in the literature on the study of TLL physics. In Chapter 2, the principles of the experimental tunnelling spectroscopy technique are described. The second part of the thesis details the structure of the test device used in the experiment and its fabrication. In particular, we will discuss the intricacies of the three-dimensional EBL fabrication process developed specifically for this project. The setup and running of the measurement circuit will also be discussed in this part of the thesis, in the context of a prerequisite sample characterisation measurement. In the final part of the work, data from the main experiment will be presented and analysed, in search for the electron-electron interaction effects which are predicted by the theoretical discussions in the first chapter.
The Luttinger liquid model, which describes interacting electrons in a single-channel quantum wire, is completely integrable in the absence of disorder and as such does not exhibit any relaxation to equilibrium. We consider relaxation processes induced by inelastic electron-electron interactions in a disordered Luttinger liquid, focusing on the equilibration rate and its essential differences from the electron-electron scattering rate as well as the rate of phase relaxation. In the first part of the paper, we review the basic concepts in a disordered Luttinger liquid at equilibrium. These include the elastic renormalization, dephasing, and interference-induced localization. In the second part, we formulate a conceptually important framework for systematically studying the nonequilibrium properties of a strongly correlated (non-Fermi) Luttinger liquid. We derive a coupled set of kinetic equations for the fermionic and bosonic distribution functions that describe the evolution of a nonequilibrium Luttinger liquid. Remarkably, the energy equilibration rate in the conducting disordered quantum wire (at sufficiently high temperature, when the localization effects are suppressed by dephasing) is shown to be on the order of the rate of elastic scattering off disorder, independent of the interaction constant and temperature.