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arXiv:0910.4128 · IEEE Transactions on Communications

Secure Communication in the Low-SNR Regime

M. Cenk Gursoy

Published Feb 22, 2012• 37 citations
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Abstract

Secrecy capacity of a multiple-antenna wiretap channel is studied in the low signal-to-noise ratio (SNR) regime. Expressions for the first and second derivatives of the secrecy capacity with respect to SNR at SNR = 0 are derived. Transmission strategies required to achieve these derivatives are identified. In particular, it is shown that it is optimal in the low-SNR regime to transmit in the maximal-eigenvalue eigenspace of φ = Hm†Hm- Nm/NeHe†Hewhere Hmand Hedenote the channel matrices associated with the legitimate receiver and eavesdropper, respectively, and Nmand Neare the noise variances at the receiver and eavesdropper, respectively. Energy efficiency is analyzed by finding the minimum bit energy required for secure and reliable communications, and the wideband slope. Increased bit energy requirements under secrecy constraints are quantified. Finally, the impact of fading is investigated, and the benefits of fading in terms of energy efficiency are shown.

DOI
10.1109/tcomm.2012.021712.090634

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Secrecy capacity of a multiple-antenna wiretap channel is studied in the low signal-to-noise ratio (SNR) regime. Expressions for the first and second derivatives of the secrecy capacity with respect to SNR at SNR = 0 are derived. Transmission strategies required to achieve these derivatives are identified. In particular, it is shown that it is optimal in the low-SNR regime to transmit in the maximal-eigenvalue eigenspace of φ = Hm†Hm- Nm/NeHe†Hewhere Hmand Hedenote the channel matrices associated with the legitimate receiver and eavesdropper, respectively, and Nmand Neare the noise variances at the receiver and eavesdropper, respectively. Energy efficiency is analyzed by finding the minimum bit energy required for secure and reliable communications, and the wideband slope. Increased bit energy requirements under secrecy constraints are quantified. Finally, the impact of fading is investigated, and the benefits of fading in terms of energy efficiency are shown.
Secrecy capacity of a multiple-antenna wiretap channel is studied in the low signal-to-noise ratio (SNR) regime. Expressions for the first and second derivatives of the secrecy capacity with respect to SNR at SNR = 0 are derived. Transmission strategies required to achieve these derivatives are identified. In particular, it is shown that it is optimal in the low-SNR regime to transmit in the maximum-eigenvalue eigenspace of Phi = HmdaggerHm- Nm/NeHedaggerHewhere Hmand Hedenote the channel matrices associated with the legitimate receiver and eavesdropper, respectively, and Nmand Neare the noise variances at the receiver and eavesdropper, respectively. Energy efficiency is analyzed by finding the minimum bit energy required for secure and reliable communications, and the wideband slope. Increased bit energy requirements under secrecy constraints are quantified. Finally, the impact of fading is investigated.
The role of multiple antennas for secure communication is investigated within the framework of Wyner's wiretap channel. We characterize the secrecy capacity in terms of generalized eigenvalues when the sender and eavesdropper have multiple antennas, the intended receiver has a single antenna, and the channel matrices are fixed and known to all the terminals, and show that a beamforming strategy is capacity-achieving. In addition, we show that in the high signal-to-noise (SNR) ratio regime the penalty for not knowing eavesdropper's channel is small--a simple ``secure space-time code'' that can be thought of as masked beamforming and radiates power isotropically attains near-optimal performance. In the limit of large number of antennas, we obtain a realization-independent characterization of the secrecy capacity as a function of the number βββ: the number of eavesdropper antennas per sender antenna. We show that the eavesdropper is comparatively ineffective when β<1β<1β<1, but that for β≥2β\ge2β≥2 the eavesdropper can drive the secrecy capacity to zero, thereby blocking secure communication to the intended receiver. Extensions to ergodic fading channels are also provided.
We consider secret-key agreement with public discussion over Rayleigh fast-fading channels with transmit, receive and eavesdropper correlation. The legitimate receiver along with the eavesdropper are assumed to have perfect channel knowledge while the transmitter has only knowledge of the correlation matrices. We analyze the secret-key capacity in the low signal-to-noise ratio (SNR) regime. We derive closed-form expressions for the first and the second derivatives of the secret-key capacity with respect to SNR at SNR= 0, for arbitrary correlation matrices and number of transmit, receive and eavesdropper antennas. Moreover, we identify optimal transmission strategies achieving these derivatives. For instance, we prove that achieving the first and the second derivatives requires a uniform power distribution between the eigenvectors spanning the maximal-eigenvalue eigenspace of the transmit correlation matrix. We also compare the optimal transmission scheme to a simple uniform power allocation. Finally, we express the minimum energy required for sharing a secret-key bit as well as the wideband slope in terms of the system parameters.
The role of multiple antennas for secure communication is investigated within the framework of Wyner's wiretap channel. We characterize the secrecy capacity in terms of generalized eigenvalues when the sender and eavesdropper have multiple antennas, the intended receiver has a single antenna, and the channel matrices are fixed and known to all the terminals, and show that a beamforming strategy is capacity-achieving. In addition, we study a masked beamforming scheme that radiates power isotropically in all directions and show that it attains near-optimal performance in the high SNR regime. Insights into the scaling behavior of the capacity in the large antenna regime as well as extensions to ergodic fading channels are also provided.
In this paper, we investigate the ergodic secrecy capacity of a block-fading wiretap channel with limited channel knowledge at the transmitter. We consider that the legitimate receiver, the eavesdropper, and the transmitter are equipped with multiple antennas and that the receiving nodes are aware of their respective channel matrices. On the other hand, the transmitter is only provided by a B-bit feedback of the main channel state information. The feedback bits are sent by the legitimate receiver, at the beginning of each fading block, over an error-free public link with limited capacity. The statistics of the main and the eavesdropper channel state information are known at all nodes. Assuming an average transmit power constraint, we establish upper and lower bounds on the ergodic secrecy capacity. Then, we present a framework to design the optimal codebooks for feedback and transmission. In addition, we show that the proposed lower and upper bounds coincide asymptotically, as the capacity of the feedback link becomes large, i.e., B→∞, hence fully characterizing the ergodic secrecy capacity in this case. Besides, we analyze the asymptotic behavior of the presented secrecy rates, at high signal-to-noise ratio, and evaluate the gap between the bounds.
We consider the problem of secure communication in wireless fading channels in the presence of quantized version of the receivers channel sate information at transmit side. The transmitter has multiple antennas and is able to simultaneously transmits an information bearing signal and artificial noise. For general values of signal to noise ratio (SNR), we obtain the exact closed-form expression for the distribution function of output signal to interference plus noise ratio at the legitimate receiver and a lower bound of the ergodic secrecy capacity can be obtain by using simple numerical integration. For the interference-limited case, we obtained a closed-form expression for a lower bound of secrecy capacity. Our results apply to arbitrary number of antennas and number of feedback bits. The analytical and numerical results show that the ergodic secrecy capacity lower bound approaches to a constant as the SNR of system grows large. In addition, we find that, for system with reasonable number of feedback bits, the optimal power allocation strategy should allocate most of the available power to the information signal.