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arXiv:0908.2147 · Physical Review B

Time-reversal symmetry breaking at the edge states of a three-dimensional topological band insulator

Cenke Xu

Published Jan 26, 2010• 17 citations
arXivHTMLPDF

Abstract

We study the time-reversal $(T)$ symmetry breaking of two-dimensional helical Fermi liquid, with application to the edge states of three-dimensional (3D) topological band insulators with only one two-component Dirac fermion at finite chemical potential, as well as other systems with spin-orbit coupling. The $T$-breaking Ising order parameter is not overdamped and the theory is different from the ordinary Hertz-Millis theory for order parameters at zero momentum. We argue that the $T$-breaking phase transition is a 3D Ising transition, and the quasiparticles are well defined in the quantum critical regime.

DOI
10.1103/physrevb.81.020411

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Quantum critical points of helical Fermi liquids

Cenke Xu

Following our previous work, we study the quantum phase transitions, which spontaneously develop ferromagnetic spin order in helical Fermi liquids, which breaks continuous spin-space rotation symmetry, with the application to the edge states of three-dimensional topological band insulators. With finite Fermi surface, the critical point has both $z=3$ overdamped and $z=2$ propagating quantum critical modes, and the $z=3$ mode will lead to non-Fermi-liquid behavior on the entire Fermi surface. In the ordered phase, the Goldstone mode is overdamped, unless it propagates along special directions, and quasiparticle is ill defined on most parts of the Fermi surface except for special points. Generalizations of our results to other systems with spin-orbit couplings are also discussed.

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Symmetry enforced non-Abelian topological order at the surface of a topological insulator

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The surfaces of three-dimensional topological insulators (3D TIs) are generally described as Dirac metals, with a single Dirac cone. It was previously believed that a gapped surface implied breaking of either time-reversal $\mathcal{T}$ or $\text{U}(1)$ charge conservation symmetry. Here, we discuss a possibility in the presence of interactions, a surface phase that preserves all symmetries but is nevertheless gapped and insulating. Then, the surface must develop topological order of a kind that can not be realized in a two-dimensional (2D) system with the same symmetries. We discuss candidate surface states, non-Abelian quantum Hall states which, when realized in 2D, have ${\ensuremath{\sigma}}_{xy}=\frac{1}{2}$ and hence break $\mathcal{T}$ symmetry. However, by constructing an exactly soluble 3D lattice model, we show they can be realized as $\mathcal{T}$-symmetric surface states. The corresponding 3D phases are confined, and have $\ensuremath{\theta}=\ensuremath{\pi}$ magnetoelectric response. Two candidate states have the same 12-particle topological order, the (Read-Moore) Pfaffian state with the neutral sector reversed, which we term T-Pfaffian topological order, but differ in their $\mathcal{T}$ transformation. Although we are unable to connect either of these states directly to the superconducting TI surface, we argue that one of them describes the 3D TI surface, while the other differs from it by a bosonic topological phase. We also discuss the 24-particle Pfaffian-antisemion topological order (which can be connected to the superconducting TI surface) and demonstrate that it can be realized as a $\mathcal{T}$-symmetric surface state.

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We extend a recently developed "tangent fermion" method to discretize the Hamiltonian of a helical Luttinger liquid on a one-dimensional lattice, including two-particle backscattering processes that may open a gap in the spectrum. The fermion-doubling obstruction of the sine dispersion is avoided by working with a tangent dispersion, preserving the time-reversal symmetry of the Hamiltonian. The numerical results from a tensor network calculation on a finite lattice confirm the expectation from infinite-system analytics, that a gapped phase with spontaneously broken time-reversal symmetry emerges when the Fermi level is tuned to the Dirac point and the Luttinger parameter crosses a critical value.

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A time-reversal invariant topological phase at the surface of a 3D topological insulator

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Abstract A 3D fermionic topological insulator has a gapless Dirac surface state protected by time-reversal symmetry and charge conservation symmetry. The surface state can be gapped by introducing ferromagnetism to break time-reversal symmetry, introducing superconductivity to break charge conservation, or entering a topological phase. In this paper, we construct a minimal gapped topological phase that preserves both time-reversal and charge conservation symmetries and supports Ising-type non-Abelian anyons. This phase can be understood heuristically as emerging from a surface s-wave superconducting state via the condensation of eight-vortex composites. The topological phase inherits vortices supporting Majorana zero modes from the surface superconducting state. However, since it is time-reversal invariant, the surface topological phase is a distinct phase from the Ising topological phase, which can be viewed as a quantum-disordered spin-polarized p x + ip y superconductor. We discuss the anyon model of this topological phase and the manner in which time-reversal symmetry is realized in it. We also study the interfaces between the topological state and other surface gapped phases.

arXiv:1306.3230•Journal of Statistical Mechanics Theory and Experiment•Sep 1, 2013•182 citations

Quantum field theoretic descriptions of topological phases in two and three dimensions

Gil Young Cho

Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. 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As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.

•Jan 1, 2013•0 citations

Global phase diagram of two-dimensional Dirac fermions in random potentials

Shinsei Ryu, Christopher Mudry, A. W. W. Ludwig +1 more

Anderson localization is studied for two flavors of massless Dirac fermions in two-dimensional space perturbed by static disorder that is invariant under a chiral symmetry (chS) and a time-reversal symmetry (TRS) operation which, when squared, is equal either to plus or minus the identity. The former TRS (symmetry class BDI) can, for example, be realized when the Dirac fermions emerge from spinless fermions hopping on a two-dimensional lattice with a linear energy dispersion such as the honeycomb lattice (graphene) or the square lattice with $\ensuremath{\pi}$ flux per plaquette. The latter TRS is realized by the surface states of three-dimensional ${\mathbb{Z}}_{2}^{\phantom{\rule{4pt}{0ex}}}$-topological band insulators in symmetry class CII. In the phase diagram parametrized by the disorder strengths, there is an infrared stable line of critical points for both symmetry classes BDI and CII. Here we discuss a ``global phase diagram'' in which disordered Dirac fermion systems in all three chiral symmetry classes, AIII, CII, and BDI, occur in four quadrants, sharing one corner which represents the clean Dirac fermion limit. This phase diagram also includes symmetry classes AII [e.g., appearing at the surface of a disordered three-dimensional ${\mathbb{Z}}_{2}^{\phantom{\rule{4pt}{0ex}}}$-topological band insulator in the spin-orbit (symplectic) symmetry class] and D (e.g., the random bond Ising model in two dimensions) as boundaries separating regions of the phase diagram belonging to the three chS classes AIII, BDI, and CII. Moreover, we argue that physics of Anderson localization in the CII phase can be presented in terms of a non-linear-$\ensuremath{\sigma}$ model (NL$\ensuremath{\sigma}$M) with a ${\mathbb{Z}}_{2}^{\phantom{\rule{4pt}{0ex}}}$-topological term. We thereby complete the derivation of topological or Wess-Zumino-Novikov-Witten terms in the NL$\ensuremath{\sigma}$M description of disordered fermionic models in all ten symmetry classes relevant to Anderson localization in two spatial dimensions.

arXiv:1111.3249•Physical Review B•Jun 8, 2012•16 citations
We study the time-reversal (T)(T)(T) symmetry breaking of two-dimensional helical Fermi liquid, with application to the edge states of three-dimensional (3D) topological band insulators with only one two-component Dirac fermion at finite chemical potential, as well as other systems with spin-orbit coupling. The TTT-breaking Ising order parameter is not overdamped and the theory is different from the ordinary Hertz-Millis theory for order parameters at zero momentum. We argue that the TTT-breaking phase transition is a 3D Ising transition, and the quasiparticles are well defined in the quantum critical regime.
Following our previous work, we study the quantum phase transitions, which spontaneously develop ferromagnetic spin order in helical Fermi liquids, which breaks continuous spin-space rotation symmetry, with the application to the edge states of three-dimensional topological band insulators. With finite Fermi surface, the critical point has both z=3z=3z=3 overdamped and z=2z=2z=2 propagating quantum critical modes, and the z=3z=3z=3 mode will lead to non-Fermi-liquid behavior on the entire Fermi surface. In the ordered phase, the Goldstone mode is overdamped, unless it propagates along special directions, and quasiparticle is ill defined on most parts of the Fermi surface except for special points. Generalizations of our results to other systems with spin-orbit couplings are also discussed.
The surfaces of three-dimensional topological insulators (3D TIs) are generally described as Dirac metals, with a single Dirac cone. It was previously believed that a gapped surface implied breaking of either time-reversal T\mathcal{T}T or U(1)\text{U}(1)U(1) charge conservation symmetry. Here, we discuss a possibility in the presence of interactions, a surface phase that preserves all symmetries but is nevertheless gapped and insulating. Then, the surface must develop topological order of a kind that can not be realized in a two-dimensional (2D) system with the same symmetries. We discuss candidate surface states, non-Abelian quantum Hall states which, when realized in 2D, have ${\ensuremath{\sigma}}_{xy}=\frac{1}{2}$ and hence break T\mathcal{T}T symmetry. However, by constructing an exactly soluble 3D lattice model, we show they can be realized as T\mathcal{T}T-symmetric surface states. The corresponding 3D phases are confined, and have $\ensuremath{\theta}=\ensuremath{\pi}$ magnetoelectric response. Two candidate states have the same 12-particle topological order, the (Read-Moore) Pfaffian state with the neutral sector reversed, which we term T-Pfaffian topological order, but differ in their T\mathcal{T}T transformation. Although we are unable to connect either of these states directly to the superconducting TI surface, we argue that one of them describes the 3D TI surface, while the other differs from it by a bosonic topological phase. We also discuss the 24-particle Pfaffian-antisemion topological order (which can be connected to the superconducting TI surface) and demonstrate that it can be realized as a T\mathcal{T}T-symmetric surface state.
We extend a recently developed "tangent fermion" method to discretize the Hamiltonian of a helical Luttinger liquid on a one-dimensional lattice, including two-particle backscattering processes that may open a gap in the spectrum. The fermion-doubling obstruction of the sine dispersion is avoided by working with a tangent dispersion, preserving the time-reversal symmetry of the Hamiltonian. The numerical results from a tensor network calculation on a finite lattice confirm the expectation from infinite-system analytics, that a gapped phase with spontaneously broken time-reversal symmetry emerges when the Fermi level is tuned to the Dirac point and the Luttinger parameter crosses a critical value.
Abstract A 3D fermionic topological insulator has a gapless Dirac surface state protected by time-reversal symmetry and charge conservation symmetry. The surface state can be gapped by introducing ferromagnetism to break time-reversal symmetry, introducing superconductivity to break charge conservation, or entering a topological phase. In this paper, we construct a minimal gapped topological phase that preserves both time-reversal and charge conservation symmetries and supports Ising-type non-Abelian anyons. This phase can be understood heuristically as emerging from a surface s-wave superconducting state via the condensation of eight-vortex composites. The topological phase inherits vortices supporting Majorana zero modes from the surface superconducting state. However, since it is time-reversal invariant, the surface topological phase is a distinct phase from the Ising topological phase, which can be viewed as a quantum-disordered spin-polarized p x + ip y superconductor. We discuss the anyon model of this topological phase and the manner in which time-reversal symmetry is realized in it. We also study the interfaces between the topological state and other surface gapped phases.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.
Anderson localization is studied for two flavors of massless Dirac fermions in two-dimensional space perturbed by static disorder that is invariant under a chiral symmetry (chS) and a time-reversal symmetry (TRS) operation which, when squared, is equal either to plus or minus the identity. The former TRS (symmetry class BDI) can, for example, be realized when the Dirac fermions emerge from spinless fermions hopping on a two-dimensional lattice with a linear energy dispersion such as the honeycomb lattice (graphene) or the square lattice with $\ensuremath{\pi}$ flux per plaquette. The latter TRS is realized by the surface states of three-dimensional Z2{\mathbb{Z}}_{2}^{\phantom{\rule{4pt}{0ex}}}Z2​-topological band insulators in symmetry class CII. In the phase diagram parametrized by the disorder strengths, there is an infrared stable line of critical points for both symmetry classes BDI and CII. Here we discuss a ``global phase diagram'' in which disordered Dirac fermion systems in all three chiral symmetry classes, AIII, CII, and BDI, occur in four quadrants, sharing one corner which represents the clean Dirac fermion limit. This phase diagram also includes symmetry classes AII [e.g., appearing at the surface of a disordered three-dimensional Z2{\mathbb{Z}}_{2}^{\phantom{\rule{4pt}{0ex}}}Z2​-topological band insulator in the spin-orbit (symplectic) symmetry class] and D (e.g., the random bond Ising model in two dimensions) as boundaries separating regions of the phase diagram belonging to the three chS classes AIII, BDI, and CII. Moreover, we argue that physics of Anderson localization in the CII phase can be presented in terms of a non-linear-$\ensuremath{\sigma}$ model (NL$\ensuremath{\sigma}$M) with a Z2{\mathbb{Z}}_{2}^{\phantom{\rule{4pt}{0ex}}}Z2​-topological term. We thereby complete the derivation of topological or Wess-Zumino-Novikov-Witten terms in the NL$\ensuremath{\sigma}$M description of disordered fermionic models in all ten symmetry classes relevant to Anderson localization in two spatial dimensions.