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arXiv:0802.3177 · Physical Review A

General theory of decoy-state quantum cryptography with source errors

Xiang‐Bin Wang, Cheng-Zhi Peng, Jun Zhang, Lin Mei Yang, Jian-Wei Pan

Published Apr 16, 2008• 116 citations
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Abstract

The existing theory of decoy-state quantum cryptography assumes the exact control of each state from Alice's source. Such exact control is impossible in practice. We develop the theory of decoy-state method so that it is unconditionally secure even if there are state errors of sources, if the range of a few parameters in the states are known. This theory simplifies the practical implementation of the decoy-state quantum key distribution because the unconditional security can be achieved with a slightly shortened final key, even though the small errors of pulses are not corrected.

DOI
10.1103/physreva.77.042311

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The existing theory of decoy-state quantum cryptography assumes the exact control of each state from Alice's source. Such exact control is impossible in practice. We develop the theory of decoy-state method so that it is unconditionally secure even if there are state errors of sources, if the range of a few parameters in the states are known. This theory simplifies the practical implementation of the decoy-state quantum key distribution because the unconditional security can be achieved with a slightly shortened final key, even though the small errors of pulses are not corrected.
We present a review on the historic development of the decoy state method, including the background, principles, methods, results and development. We also clarify some delicate concepts. Given an imperfect source and a very lossy channel, the photon-number-splitting (PNS) attack can make the quantum key distribution (QKD) in practice totally insecure. Given the result of ILM-GLLP, one knows how to distill the secure final key if he knows the fraction of tagged bits. The purpose of decoy state method is to do a tight verification of the the fraction of tagged bits. The main idea of decoy-state method is changing the intensities of source light and one can verify the fraction of tagged bits of certain intensity by watching the the counting rates of pulses of different intensities. Since the counting rates are small quantities, the effect of statistical fluctuation is very important. It has been shown that 3-state decoy-state method in practice can work even with the fluctuations and other errors.
The existing theory of decoy-state quantum cryptography assumes that the dark count rate is a constant, but in practice there exists fluctuation. We develop a new scheme of the decoy state, achieve a more practical key generation rate in the presence of fluctuation of the dark count rate, and compare the result with the result of the decoy-state without fluctuation. It is found that the key generation rate and maximal secure distance will be decreased under the influence of the fluctuation of the dark count rate.
Quantum cryptography, or quantum key distribution (QKD), provides a means of unconditionally secure communication. The security is in principle based on the fundamental laws of physics. Security proofs show that if quantum cryptography is appropriately implemented, even the most powerful eavesdropper cannot decrypt the message from a cipher. The implementations of quantum crypto-systems in real life may not fully comply with the assumptions made in the security proofs. Such discrepancy between the experiment and the theory can be fatal to the security of a QKD system. In this thesis we address a number of these discrepancies. A perfect single-photon source is often assumed in many security proofs. However, a weak coherent source is widely used in a real-life QKD implementation. Decoy state protocols have been proposed as a novel approach to dramatically improve the performance of a weak coherent source based QKD implementation without jeopardizing its security. Here, we present the first experimental demonstrations of decoy state protocols. Our experimental scheme was later adopted by most decoy state QKD implementations. In the security proof of decoy state protocols as well as many other QKD protocols, it is widely assumed that a sender generates a phase-randomized coherent state. This assumption has been enforced in few implementations. We close this gap in two steps: First, we implement and verify the phase randomization experimentally; second, we prove the security of a QKD implementation without the coherent state assumption. In many security proofs of QKD, it is assumed that all the detectors on the receiver's side have identical detection efficiencies. We show experimentally that this assumption may be violated in a commercial QKD implementation due to an eavesdropper's malicious manipulation. Moreover, we show that the eavesdropper can learn part of the final key shared by the legitimate users as a consequence of this violation of the assumptions.
Quantum cryptography or quantum key distribution (QKD) applies fundamental laws of quantum physics to guarantee secure communication. The security of quantum cryptography was proven in the last decade. Many security analyses are based on the assumption that QKD system components are idealized. In practice, inevitable device imperfections may compromise security unless these imperfections are well investigated.\n\nA highly attenuated laser pulse which gives a weak coherent state is widely used in QKD experiments. A weak coherent state has multi-photon components, which opens up a security loophole to the sophisticated eavesdropper. With a small adjustment of the hardware, we will prove that the decoy state method can close this loophole and substantially improve the QKD performance. We also propose a few practical decoy state protocols, study statistical fluctuations and perform experimental demonstrations. Moreover, we will apply the methods from entanglement distillation protocols based on two-way classical communication to improve the decoy state QKD performance. Furthermore, we study the decoy state methods for other single photon sources, such as triggering parametric down-conversion (PDC) source. Note that our work, decoy state protocol, has attracted a lot of scientific and media interest. The decoy state QKD becomes a standard technique for prepare-and-measure QKD schemes.\n\nAside from single-photon-based QKD schemes, there is another type of scheme based on entangled photon sources. A PDC source is commonly used as an entangled photon source. We propose a model and post-processing scheme for the entanglement-based QKD with a PDC source. Although the model is proposed to study the entanglement-based QKD, we emphasize that our generic model may also be useful for other non-QKD experiments involving a PDC source. By simulating a real PDC experiment, we show that the entanglement-based QKD can achieve longer maximal secure distance than the single-photon-based QKD schemes.\n\nWe propose a time-shift attack that exploits the efficiency mismatch of two single photon detectors in a QKD system. This eavesdropping strategy can be realized by current technology. We will also discuss counter measures against the attack and study the security of a QKD system with efficiency mismatch detectors.