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Quantum cryptography in real-life applications: assumptions and security

Yi Bing Zhao

Published Jan 1, 2009• 3 citations
OpenAlex

Abstract

Quantum cryptography, or quantum key distribution (QKD), provides a means of unconditionally secure communication. The security is in principle based on the fundamental laws of physics. Security proofs show that if quantum cryptography is appropriately implemented, even the most powerful eavesdropper cannot decrypt the message from a cipher. The implementations of quantum crypto-systems in real life may not fully comply with the assumptions made in the security proofs. Such discrepancy between the experiment and the theory can be fatal to the security of a QKD system. In this thesis we address a number of these discrepancies. A perfect single-photon source is often assumed in many security proofs. However, a weak coherent source is widely used in a real-life QKD implementation. Decoy state protocols have been proposed as a novel approach to dramatically improve the performance of a weak coherent source based QKD implementation without jeopardizing its security. Here, we present the first experimental demonstrations of decoy state protocols. Our experimental scheme was later adopted by most decoy state QKD implementations. In the security proof of decoy state protocols as well as many other QKD protocols, it is widely assumed that a sender generates a phase-randomized coherent state. This assumption has been enforced in few implementations. We close this gap in two steps: First, we implement and verify the phase randomization experimentally; second, we prove the security of a QKD implementation without the coherent state assumption. In many security proofs of QKD, it is assumed that all the detectors on the receiver's side have identical detection efficiencies. We show experimentally that this assumption may be violated in a commercial QKD implementation due to an eavesdropper's malicious manipulation. Moreover, we show that the eavesdropper can learn part of the final key shared by the legitimate users as a consequence of this violation of the assumptions.

Related papers

Quantum Cryptography: From Theory to Practice

Xiongfeng Ma

Quantum cryptography or quantum key distribution (QKD) applies fundamental laws of quantum physics to guarantee secure communication. The security of quantum cryptography was proven in the last decade. Many security analyses are based on the assumption that QKD system components are idealized. In practice, inevitable device imperfections may compromise security unless these imperfections are well investigated.\n\nA highly attenuated laser pulse which gives a weak coherent state is widely used in QKD experiments. A weak coherent state has multi-photon components, which opens up a security loophole to the sophisticated eavesdropper. With a small adjustment of the hardware, we will prove that the decoy state method can close this loophole and substantially improve the QKD performance. We also propose a few practical decoy state protocols, study statistical fluctuations and perform experimental demonstrations. Moreover, we will apply the methods from entanglement distillation protocols based on two-way classical communication to improve the decoy state QKD performance. Furthermore, we study the decoy state methods for other single photon sources, such as triggering parametric down-conversion (PDC) source. Note that our work, decoy state protocol, has attracted a lot of scientific and media interest. The decoy state QKD becomes a standard technique for prepare-and-measure QKD schemes.\n\nAside from single-photon-based QKD schemes, there is another type of scheme based on entangled photon sources. A PDC source is commonly used as an entangled photon source. We propose a model and post-processing scheme for the entanglement-based QKD with a PDC source. Although the model is proposed to study the entanglement-based QKD, we emphasize that our generic model may also be useful for other non-QKD experiments involving a PDC source. By simulating a real PDC experiment, we show that the entanglement-based QKD can achieve longer maximal secure distance than the single-photon-based QKD schemes.\n\nWe propose a time-shift attack that exploits the efficiency mismatch of two single photon detectors in a QKD system. This eavesdropping strategy can be realized by current technology. We will also discuss counter measures against the attack and study the security of a QKD system with efficiency mismatch detectors.

•Feb 26, 2009•21 citations

Practical security of quantum cryptography

Lars Lydersen

The peculiar properties of quantum mechanics enable possibilities not allowed by classical physics. In particular, two parties can generate a random, secret key at a distance, even though an eavesdropper can do anything permitted by the laws of physics. Measuring the quantum properties of the signals generating the key, would ultimately change them, and thus reveal the eavesdropper’s presence. This exchange of a random, secret key is known as quantum cryptography.\n\nQuantum cryptography can be, and has been proven unconditionally secure using perfect devices. However, when quantum cryptography is implemented, one must use components available with current technology. These are usually imperfect. Although the security of quantum cryptography has been proven for components with certain imperfections, the question remains: can quantum cryptography be implemented in a provable, unconditionally secure way, using components available with current technology? This thesis contains both a theoretical, and an experimental contribution to the answer of this question. On the experimental side, components used in, and complete quantum cryptography systems have been carefully examined for security loopholes. In particular, it turned out that two commercial quantum cryptography systems contained loopholes, which would allow an eavesdropper to capture the full secret key, without exposing her presence. Furthermore, this detector control attack could be implemented with current technology. The attack is applicable against a variety of quantum cryptography implementations and protocols.\n\nThe theoretical contribution consists of security proofs for quantum cryptography in a very general setting. Precisely, the security is proven with arbitrary individual imperfections in the source and detectors. These proofs should make it possible to use a wide array of imperfect devices in implementations of quantum cryptography.\n\nFinally, a secure detection scheme is proposed, immune to the detector control attack and compatible with those security proofs. Therefore, if this scheme is implemented correctly, it offers provable security.

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Security of the decoy state method for quantum key distribution

A S Trushechkin, E O Kiktenko, D A Kronberg +1 more

Abstract Quantum cryptography or, more precisely, quantum key distribution (QKD), is one of the advanced areas in the field of quantum technologies. The confidentiality of keys distributed with the use of QKD protocols is guaranteed by the fundamental laws of quantum mechanics. This paper is devoted to the decoy state method, a countermeasure against vulnerabilities caused by the use of coherent states of light for QKD protocols whose security is proved under the assumption of single-photon states. We give a formal security proof of the decoy state method against all possible attacks. We compare two widely known attacks on multiphoton pulses: photon-number splitting and beam splitting. Finally, we discuss the equivalence of polarization and phase coding.

arXiv:2101.10128•Physics-Uspekhi•Nov 22, 2020•41 citations

Beating Quantum Hackers

Feihu Xu

Cryptography plays a key role in today's digital society. The most widely used encryption method is the public-key algorithm, but its security relies on unproven computational assumptions. In contrast, quantum key distribution (QKD) is an unbreakable encryption algorithm. QKD has been proven to provide information-theoretic security rigorously based on the laws of physics. Despite the beauty of QKD theory, in practice, QKD still suffers from practical side-channel attacks, due to the imperfections of real-life implementations. Such discrepancy between the theory and the practice is fatal to the security of a QKD system. This thesis addresses a number of the discrepancies in a standard QKD implementation, and it offers efficient countermeasures to resolve these discrepancies. A novel protocol -- measurement-device-independent (MDI) QKD - was proposed to remove all detector side-channel attacks. To apply MDI-QKD in real life, I have proposed practical protocols, conducted the first rigorous finite-key security proof, designed methodologies to optimize parameters, and demonstrated MDI-QKD experimentally. These results allow MDI-QKD mature enough to be implemented in real-life. Based on the framework of MDI-QKD, the only security issue left is the source. To solve the loophole due to the imperfect encoder, I have experimentally implemented a recent protocol, which enables QKD loss-tolerant to source flaws. This experiment for the first time shows secure QKD with imperfect state preparations at long distances. Another vulnerable part in the source is the ability to generate true randomness. I have developed a compact and cost-effective quantum random number generator (QRNG) prototype, which has a real-time generation rate of 1 Gbit/s with excellent stability. The simplicity and speed of my prototype prove the feasibility of a robust, low-cost, and fast QRNG. In summary, MDI-QKD enables new scientific developments in the field of quantum cryptography. This thesis solves the major practical issues in the implementation of MDI-QKD. The combination of MDI-QKD, imperfect sources, and QRNG consists of the foundation of a future practical side-channel-free QKD protocol. The success of this protocol can substitute current classical cryptosystems by offering people an unconditionally secure infrastructure, which will be the ultimate dream for researchers in secure communication.

•Jun 1, 2015•1 citation

Quantum cryptography: theory and practice

Xiongfeng Ma

A highly attenuated laser pulse which gives a weak coherent state is widely used in quantum key distribution (QKD) experiments. A weak coherent state has multi-photon components, which opens up a security loophole to the sophisticated eavesdropper. With a small adjustment of the hardware, we prove that the decoy state method can close this loophole and substantially improve the QKD performance. We also propose a few practical decoy state protocols, study statistical fluctuations and perform experimental demonstrations. Moreover, we apply the methods from entanglement distillation protocols based on two-way classical communication to improve the decoy state QKD performance. Furthermore, we study the decoy state methods for other single photon sources, such as triggering parametric down-conversion (PDC) source. We propose a model and post-processing scheme for the entanglement-based QKD with a PDC source. Although the model is proposed to study the entanglement-based QKD, we emphasize that our generic model may also be useful for other non-QKD experiments involving a PDC source. By simulating a real PDC experiment, we show that the entanglement-based QKD can achieve longer maximal secure distance than the single-photon-based QKD schemes. We present a time-shift attack that exploits the efficiency mismatch of two single photon detectors in a QKD system. This eavesdropping strategy can be realized by current technology. We also discuss counter measures against the attack and study the security of a QKD system with efficiency mismatch detectors.

arXiv:0808.1385•Aug 10, 2008•9 citations

Security of quantum key distribution with realistic sources

Xoel Sixto

Quantum Key Distribution (QKD) offers information-theoretic security grounded in the laws of quantum mechanics rather than computational assumptions. While its theoretical foundations are robust, practical implementations necessarily deviate from the idealized models assumed in security analyses, opening the door to side-channel attacks and implementation loopholes. In particular, most research to date has focused on mitigating vulnerabilities in the measurement devices, leading to the development of Measurement-Device-Independent QKD (MDI-QKD) and Twin-Field QKD (TF-QKD), which effectively close all receiver-side loopholes. By contrast, the security of the source has remained less explored, despite being critical for the overall integrity of QKD systems. The goal of this thesis is to develop security proofs that explicitly account for realistic imperfections in QKD sources. Special emphasis is placed on three main aspects: correlations between emitted pulses that violate independence assumptions, imperfect phase randomization arising from practical modulation schemes, and leakage of internal settings through passive or active side channels. By formulating rigorous methods to analyze these imperfections, the work aims to provide a framework that enables practitioners to quantify and mitigate implementation risks systematically. Additionally, this thesis seeks to clarify under which conditions the commonly used decoy-state method remains secure, and to what extent source assumptions can be relaxed without compromising performance. This thesis aims to advance the understanding of how real-world deviations impact QKD security and to contribute to the development of protocols and devices. Ultimately, this work is motivated by the ambition to help bring QKD from a theoretically promising idea to a mature technology deployable with confidence in practical scenarios.

•Nov 7, 2025•0 citations
Quantum cryptography, or quantum key distribution (QKD), provides a means of unconditionally secure communication. The security is in principle based on the fundamental laws of physics. Security proofs show that if quantum cryptography is appropriately implemented, even the most powerful eavesdropper cannot decrypt the message from a cipher.
The implementations of quantum crypto-systems in real life may not fully comply with the assumptions made in the security proofs. Such discrepancy between the experiment and the theory can be fatal to the security of a QKD system. In this thesis we address a number of these discrepancies.
A perfect single-photon source is often assumed in many security proofs. However, a weak coherent source is widely used in a real-life QKD implementation. Decoy state protocols have been proposed as a novel approach to dramatically improve the performance of a weak coherent source based QKD implementation without jeopardizing its security. Here, we present the first experimental demonstrations of decoy state protocols. Our experimental scheme was later adopted by most decoy state QKD implementations.
In the security proof of decoy state protocols as well as many other QKD protocols, it is widely assumed that a sender generates a phase-randomized coherent state. This assumption has been enforced in few implementations. We close this gap in two steps: First, we implement and verify the phase randomization experimentally; second, we prove the security of a QKD implementation without the coherent state assumption.
In many security proofs of QKD, it is assumed that all the detectors on the receiver's side have identical detection efficiencies. We show experimentally that this assumption may be violated in a commercial QKD implementation due to an eavesdropper's malicious manipulation. Moreover, we show that the eavesdropper can learn part of the final key shared by the legitimate users as a consequence of this violation of the assumptions.
Quantum cryptography or quantum key distribution (QKD) applies fundamental laws of quantum physics to guarantee secure communication. The security of quantum cryptography was proven in the last decade. Many security analyses are based on the assumption that QKD system components are idealized. In practice, inevitable device imperfections may compromise security unless these imperfections are well investigated.\n\nA highly attenuated laser pulse which gives a weak coherent state is widely used in QKD experiments. A weak coherent state has multi-photon components, which opens up a security loophole to the sophisticated eavesdropper. With a small adjustment of the hardware, we will prove that the decoy state method can close this loophole and substantially improve the QKD performance. We also propose a few practical decoy state protocols, study statistical fluctuations and perform experimental demonstrations. Moreover, we will apply the methods from entanglement distillation protocols based on two-way classical communication to improve the decoy state QKD performance. Furthermore, we study the decoy state methods for other single photon sources, such as triggering parametric down-conversion (PDC) source. Note that our work, decoy state protocol, has attracted a lot of scientific and media interest. The decoy state QKD becomes a standard technique for prepare-and-measure QKD schemes.\n\nAside from single-photon-based QKD schemes, there is another type of scheme based on entangled photon sources. A PDC source is commonly used as an entangled photon source. We propose a model and post-processing scheme for the entanglement-based QKD with a PDC source. Although the model is proposed to study the entanglement-based QKD, we emphasize that our generic model may also be useful for other non-QKD experiments involving a PDC source. By simulating a real PDC experiment, we show that the entanglement-based QKD can achieve longer maximal secure distance than the single-photon-based QKD schemes.\n\nWe propose a time-shift attack that exploits the efficiency mismatch of two single photon detectors in a QKD system. This eavesdropping strategy can be realized by current technology. We will also discuss counter measures against the attack and study the security of a QKD system with efficiency mismatch detectors.
The peculiar properties of quantum mechanics enable possibilities not allowed by classical physics. In particular, two parties can generate a random, secret key at a distance, even though an eavesdropper can do anything permitted by the laws of physics. Measuring the quantum properties of the signals generating the key, would ultimately change them, and thus reveal the eavesdropper’s presence. This exchange of a random, secret key is known as quantum cryptography.\n\nQuantum cryptography can be, and has been proven unconditionally secure using perfect devices. However, when quantum cryptography is implemented, one must use components available with current technology. These are usually imperfect. Although the security of quantum cryptography has been proven for components with certain imperfections, the question remains: can quantum cryptography be implemented in a provable, unconditionally secure way, using components available with current technology? This thesis contains both a theoretical, and an experimental contribution to the answer of this question. On the experimental side, components used in, and complete quantum cryptography systems have been carefully examined for security loopholes. In particular, it turned out that two commercial quantum cryptography systems contained loopholes, which would allow an eavesdropper to capture the full secret key, without exposing her presence. Furthermore, this detector control attack could be implemented with current technology. The attack is applicable against a variety of quantum cryptography implementations and protocols.\n\nThe theoretical contribution consists of security proofs for quantum cryptography in a very general setting. Precisely, the security is proven with arbitrary individual imperfections in the source and detectors. These proofs should make it possible to use a wide array of imperfect devices in implementations of quantum cryptography.\n\nFinally, a secure detection scheme is proposed, immune to the detector control attack and compatible with those security proofs. Therefore, if this scheme is implemented correctly, it offers provable security.
Abstract Quantum cryptography or, more precisely, quantum key distribution (QKD), is one of the advanced areas in the field of quantum technologies. The confidentiality of keys distributed with the use of QKD protocols is guaranteed by the fundamental laws of quantum mechanics. This paper is devoted to the decoy state method, a countermeasure against vulnerabilities caused by the use of coherent states of light for QKD protocols whose security is proved under the assumption of single-photon states. We give a formal security proof of the decoy state method against all possible attacks. We compare two widely known attacks on multiphoton pulses: photon-number splitting and beam splitting. Finally, we discuss the equivalence of polarization and phase coding.
Cryptography plays a key role in today's digital society. The most widely used encryption method is the public-key algorithm, but its security relies on unproven computational assumptions. In contrast, quantum key distribution (QKD) is an unbreakable encryption algorithm. QKD has been proven to provide information-theoretic security rigorously based on the laws of physics. Despite the beauty of QKD theory, in practice, QKD still suffers from practical side-channel attacks, due to the imperfections of real-life implementations. Such discrepancy between the theory and the practice is fatal to the security of a QKD system. This thesis addresses a number of the discrepancies in a standard QKD implementation, and it offers efficient countermeasures to resolve these discrepancies. A novel protocol -- measurement-device-independent (MDI) QKD - was proposed to remove all detector side-channel attacks. To apply MDI-QKD in real life, I have proposed practical protocols, conducted the first rigorous finite-key security proof, designed methodologies to optimize parameters, and demonstrated MDI-QKD experimentally. These results allow MDI-QKD mature enough to be implemented in real-life. Based on the framework of MDI-QKD, the only security issue left is the source. To solve the loophole due to the imperfect encoder, I have experimentally implemented a recent protocol, which enables QKD loss-tolerant to source flaws. This experiment for the first time shows secure QKD with imperfect state preparations at long distances. Another vulnerable part in the source is the ability to generate true randomness. I have developed a compact and cost-effective quantum random number generator (QRNG) prototype, which has a real-time generation rate of 1 Gbit/s with excellent stability. The simplicity and speed of my prototype prove the feasibility of a robust, low-cost, and fast QRNG. In summary, MDI-QKD enables new scientific developments in the field of quantum cryptography. This thesis solves the major practical issues in the implementation of MDI-QKD. The combination of MDI-QKD, imperfect sources, and QRNG consists of the foundation of a future practical side-channel-free QKD protocol. The success of this protocol can substitute current classical cryptosystems by offering people an unconditionally secure infrastructure, which will be the ultimate dream for researchers in secure communication.
A highly attenuated laser pulse which gives a weak coherent state is widely used in quantum key distribution (QKD) experiments. A weak coherent state has multi-photon components, which opens up a security loophole to the sophisticated eavesdropper. With a small adjustment of the hardware, we prove that the decoy state method can close this loophole and substantially improve the QKD performance. We also propose a few practical decoy state protocols, study statistical fluctuations and perform experimental demonstrations. Moreover, we apply the methods from entanglement distillation protocols based on two-way classical communication to improve the decoy state QKD performance. Furthermore, we study the decoy state methods for other single photon sources, such as triggering parametric down-conversion (PDC) source. We propose a model and post-processing scheme for the entanglement-based QKD with a PDC source. Although the model is proposed to study the entanglement-based QKD, we emphasize that our generic model may also be useful for other non-QKD experiments involving a PDC source. By simulating a real PDC experiment, we show that the entanglement-based QKD can achieve longer maximal secure distance than the single-photon-based QKD schemes. We present a time-shift attack that exploits the efficiency mismatch of two single photon detectors in a QKD system. This eavesdropping strategy can be realized by current technology. We also discuss counter measures against the attack and study the security of a QKD system with efficiency mismatch detectors.
Quantum Key Distribution (QKD) offers information-theoretic security grounded in the laws of quantum mechanics rather than computational assumptions. While its theoretical foundations are robust, practical implementations necessarily deviate from the idealized models assumed in security analyses, opening the door to side-channel attacks and implementation loopholes. In particular, most research to date has focused on mitigating vulnerabilities in the measurement devices, leading to the development of Measurement-Device-Independent QKD (MDI-QKD) and Twin-Field QKD (TF-QKD), which effectively close all receiver-side loopholes. By contrast, the security of the source has remained less explored, despite being critical for the overall integrity of QKD systems. The goal of this thesis is to develop security proofs that explicitly account for realistic imperfections in QKD sources. Special emphasis is placed on three main aspects: correlations between emitted pulses that violate independence assumptions, imperfect phase randomization arising from practical modulation schemes, and leakage of internal settings through passive or active side channels. By formulating rigorous methods to analyze these imperfections, the work aims to provide a framework that enables practitioners to quantify and mitigate implementation risks systematically. Additionally, this thesis seeks to clarify under which conditions the commonly used decoy-state method remains secure, and to what extent source assumptions can be relaxed without compromising performance. This thesis aims to advance the understanding of how real-world deviations impact QKD security and to contribute to the development of protocols and devices. Ultimately, this work is motivated by the ambition to help bring QKD from a theoretically promising idea to a mature technology deployable with confidence in practical scenarios.