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arXiv:0709.4266

Ontological models and the interpretation of contextuality

Harrigan, Nicholas, Terry Rudolph

Published Sep 26, 2007• 37 citations
arXivHTMLPDF

Abstract

Studying the extent to which realism is compatible with quantum mechanics teaches us something about the quantum mechanical universe, regardless of the validity of such realistic assumptions. It has also recently been appreciated that these kinds of studies are fruitful for questions relating to quantum information and computation. Motivated by this, we extend the ontological model formalism for realistic theories to describe a set of theories emphasizing the role of measurement and preparation devices by introducing `hidden variables' to describe them. We illustrate both the ontological model formalism and our generalization of it through a series of example models taken from the literature. Our extension of the formalism allows us to quantitatively analyze the meaning contextuality (a constraint on successful realistic theories), finding that - taken at face-value - it can be realized as a natural interaction between the configurations of a system and measurement device. However, we also describe a property that we call deficiency, which follows from contextuality, but does not admit such a natural interpretation. Loosely speaking, deficiency breaks a symmetry between preparations and measurements in quantum mechanics. It is the property that the set of ontic states which a system prepared in quantum state psi may actually be in, is strictly smaller than the set of ontic states which would reveal the measurement outcome psi with certainty.

DOI
10.48550/arxiv.0709.4266

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Studying the extent to which realism is compatible with quantum mechanics teaches us something about the quantum mechanical universe, regardless of the validity of such realistic assumptions. It has also recently been appreciated that these kinds of studies are fruitful for questions relating to quantum information and computation. Motivated by this, we extend the ontological model formalism for realistic theories to describe a set of theories emphasizing the role of measurement and preparation devices by introducing `hidden variables' to describe them. We illustrate both the ontological model formalism and our generalization of it through a series of example models taken from the literature. Our extension of the formalism allows us to quantitatively analyze the meaning contextuality (a constraint on successful realistic theories), finding that - taken at face-value - it can be realized as a natural interaction between the configurations of a system and measurement device. However, we also describe a property that we call deficiency, which follows from contextuality, but does not admit such a natural interpretation. Loosely speaking, deficiency breaks a symmetry between preparations and measurements in quantum mechanics. It is the property that the set of ontic states which a system prepared in quantum state psi may actually be in, is strictly smaller than the set of ontic states which would reveal the measurement outcome psi with certainty.
The main question under investigation in this thesis was the reality of the quantum state. We approached this problem by studying a recent no-go result by Pusey, Barrett and Rudolph, namely the PBR theorem. In Section 1 we provided a short introduction to quantum theory. A few relevant examples were covered, namely decompositions of quantum states, impossibility of the ignorance interpretation and the distinguishability of pure quantum states. Section 2 developed measure theoretic tools needed in the framework of ontological models. The Radon-Nikodym theorem was proven in order to justify the use of an alternative expression of the variational distance of probability measures. In Section 3 we developed a general framework for ontological models. In short, the ontological models framework can be considered the most general framework currently available for hidden variable theories and no-go results. We used the measure theoretic tools of Section 2 to make the formalism rigorous. Original research included in Section 3 was the characterization of a property called antidistinguishability for qubit states. A necessary and sufficient condition for antidistinguishability was given. It was then proven that any set of pure qubit states that is not antidistinguishable can be made antidistinguishable by adding a single carefully chosen state into the set. In the end of Section 3, some original observations were presented. Namely, a specific connection with contextuality was proven for sometimes ψ-ontic and never ψ-ontic ontological models. However, it was then noted that these observations were not enough to exclude never ψ-ontic ontological models, a feat that would have provided a new no-go theorem on its own. Contextuality in the ontological models framework was studied in Section 4. The main results were establishing preparation contextuality from the failure of maximal ψ-epistemicity and a proof of Bell's theorem based on preparation contextuality established this way. We concluded that ψ-ontic models cannot be Bell local based on these results. Finally in Section 5 the implications of ψ-ontology were discussed. By careful analysis of the results, it was noted that accepting the reality of the quantum state exposes explanatory gaps in the formalism. Possible solutions to the challenges introduced by these explanatory gaps were discussed through interpretations of quantum mechanics and the so-called measurement problem.
The circumstances of measurement have more direct significance in quantum than in classical physics, where they can be neglected for well-performed measurements. In quantum mechanics, the dispositions of the measuring apparatus-plus-environment of the system measured for a property are a non-trivial part of its formalization as the quantum observable. A straightforward formalization of context, via equivalence classes of measurements corresponding to sets of sharp target observables, was recently given for sharp quantum observables. Here, we show that quantum contextuality, the dependence of measurement outcomes on circumstances external to the measured quantum system, can be manifested not only as the strict exclusivity of different measurements of sharp observables or valuations but via quantitative differences in the property statistics across simultaneous measurements of generalized quantum observables, by formalizing quantum context via coexistent generalized observables rather than only its subset of compatible sharp observables. Here, the question of whether such quantum contextuality follows from basic quantum principles is then addressed, and it is shown that the Principle of Indeterminacy is sufficient for at least one form of non-trivial contextuality. Contextuality is thus seen to be a natural feature of quantum mechanics rather than something arising only from the consideration of impossible measurements, abstract philosophical issues, hidden-variables theories, or other alternative, classical models of quantum behavior.
What does quantum physics tell us about the nature of reality, specifically the parts of reality we do not directly perceive called hidden variables? One may think it could tell us a lot because of our enhanced technological sensing abilities that delve into the realms that quantum physics covers so well. Surprisingly, it seems to surround us in a deeper mystery rather than reveal more of nature's secrets. It seems that we cannot escape from philosophical consideration when dealing with what is hidden in quantum physics. In Part I we will look at how Epistemology and Ontology bear upon Hidden Variables. In Part II we will consider Hidden Variables in the light of Contextuality, and Non-Classicality. Inevitably questions of subjectivity and objectivity arise in dealing with states of observation. How should we think about these states? Perhaps it is a question of the meaning associated with our knowledge of a state-that is, a question of ontology or epistemology. The issue of ontic and epistemic states is particularly important when considering hidden variables in quantum physics because, as one may argue, the interpretation of quantum states as either ontic or epistemic will naturally lead to different assumptions about how reality is constructed; if it is constructed or not. It also raises the question of what attributes we are able to observe simultaneously and that brings contextuality into the discussion. If it turns out that reality is constructed contextually what does that imply about ontological realism? If on the other hand reality is constructed non-contextually what does that imply about ontological realism? Many implications can arise when considering these questions from a quantum physical point of view. In this paper I shall discuss how quantum physics provides some answers to these questions by considering quantum physical states and their measurements.
The conspiracy of ontic states responding to measurements contextually to comply with noncontextual quantum mechanical probabilities is analyzed for general ontological models. A general physical picture of ontological space structure and how ontic states are disturbed by measurement contexts is presented. A common assumption in ontological models called $\ensuremath{\lambda}$ sufficiency is analyzed and argued to be inconsistent with measurement contextuality for ontological models with certain symmetry in ontic space with respect to quantum states and measurements.
Since being defined by Kochen and Specker, and separately by Bell, contextuality has been proposed as one of the key phenomena that distinguishing quantum theory from classical theories. However, with the rise of quantum information contextuality's position as the leading definition of the quantum/classical boundary has been called into question. This is due to the fact that a contextual explanation is required by subtheories that offer no exponential quantum computational advantage over classical computation. In this thesis, submitted in requirement for a PhD in physics with quantum information, we shall explore this unwanted contextuality, and show that generalized contextuality is more prevalent than was previously thought. \n \nFirst we will show that the single-qubit stabilizer subtheory, which was previously thought of as a non-contextual subtheory, requires a generalized contextual ontological model, when transformations are included in the operational description. In addition to this we show that the even smaller single-rebit stabilizer subtheory, a strict subtheory of the single-qubit stabilizer subtheory, must also admit a generalized contextual ontological model, again when transformations are included in the operational description. We then show that both these subtheories require negatively represented quasi-probability representations, re-establishing the link between contextuality and negativity for transformations. We also investigate the representation of transformations in generic quasi-probability representations, showing that under a reasonable assumption almost-all unitaries must be negatively represented by a finite quasi-probability representation. \n \nSecond we will investigate the efficiently simulable n-qubit stabilizer subtheory, which exhibits all forms of contextuality and thus represents the main obstacle to identifying contextuality as a resource for quantum computation. To this end we present an attempt at constructing a model based on a frame-switching Wigner function. This leads us to constructing a contextual ψ-epistemic ontological model of the n-qubit stabilizer formalism. We shall see that this model is outcome deterministic, which is one of the core assumptions in the definition of traditional non-contextuality. This model then will lead us to a result that proves that any ontological model of the n-qubit stabilizer formalism requires at least n-1 generators to be encoded in the ontology of the model. As n-1 generators represents almost full knowledge about the stabilizer state, we therefore posit that ψ-onicity, a more controversial notion of non-classicality, is actually the resource for quantum computation.
Since the famous debates of Einstein & Bohr, physicists have argued about the nature of the quantum state. Is it best thought of as describing the-way-things-are out there in the world, or merely as a description of our knowledge of such things? In more recent years, this has been termed the ψ-epistemic/ψ-ontic debate, and that distinction has been given a mathematical definition within the ontological models formalism. This formalism is a framework for describing a large class of interpretations of quantum mechanics. Here we show that consideration of sequential measurements, and the fact that the quantum state changes during measurements, has been a neglected topic in this area as it places nontrivial restrictions on the structure of ψ-epistemic ontological models. \n \nWe do this by finding a general restriction on the structure of ψ-epistemic models, although not one that is strong enough to rule them out categorically. We then apply this restriction to all of the known examples of ψ-epistemic ontological models and show that they can’t represent sequential measurements. We also present a new version of the ontological models formalism, based on hidden Markov models, which we develop briefly and describe how it may be useful for either proving a no-go theorem (i.e. ‘ψ-epistemic models can’t exist’) or for learning more about the structure of ψ-epistemic models and how to construct them.