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arXiv:0708.0212 · Physical Review B

Bosonization of strongly interacting one-dimensional electrons

К. А. Матвеев, Akira Furusaki, L. I. Glazman

Published Oct 31, 2007• 32 citations
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Abstract

Strong repulsive interactions in a one-dimensional electron system suppress the exchange coupling $J$ of electron spins to a value much smaller than the Fermi energy ${E}_{F}$. The conventional theoretical description of such systems based on the bosonization approach and the concept of Tomonaga-Luttinger liquid is applicable only at energies below $J$. In this paper, we develop a theoretical approach valid at all energies below the Fermi energy, including a broad range of energies between $J$ and ${E}_{F}$. The method involves bosonization of the charge degrees of freedom, while the spin excitations are treated exactly. We use this technique to calculate the spectral functions of strongly interacting electron systems at energies in the range $J⪡\ensuremath{\epsilon}⪡{E}_{F}$. We show that in addition to the expected features at the wave vector $k$ near the Fermi point ${k}_{F}$, the spectral function has a strong peak centered at $k=0$. Our theory also provides analytical description of the spectral function singularities near $3{k}_{F}$ (the ``shadow band'' features).

DOI
10.1103/physrevb.76.155440

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Strong repulsive interactions in a one-dimensional electron system suppress the exchange coupling JJJ of electron spins to a value much smaller than the Fermi energy EF{E}_{F}EF​. The conventional theoretical description of such systems based on the bosonization approach and the concept of Tomonaga-Luttinger liquid is applicable only at energies below JJJ. In this paper, we develop a theoretical approach valid at all energies below the Fermi energy, including a broad range of energies between JJJ and EF{E}_{F}EF​. The method involves bosonization of the charge degrees of freedom, while the spin excitations are treated exactly. We use this technique to calculate the spectral functions of strongly interacting electron systems at energies in the range J⪡\ensuremathϵ⪡EFJ⪡\ensuremath{\epsilon}⪡{E}_{F}J⪡\ensuremathϵ⪡EF​. We show that in addition to the expected features at the wave vector kkk near the Fermi point kF{k}_{F}kF​, the spectral function has a strong peak centered at k=0k=0k=0. Our theory also provides analytical description of the spectral function singularities near 3kF3{k}_{F}3kF​ (the ``shadow band'' features).
This dissertation is devoted to theoretical studies of strongly interacting one-dimensional and quasi one-dimensional electron systems. The properties of one-dimensional electron systems can be studied within the bosonization technique, which presents fermions as collective bosonic density excitations. The power of this approach is the ability to treat electron-electron interaction exactly in the low-energy limit. The approach predicts the failure of Fermi liquid and an absence of long-range order in one-dimensions. The low-energy description of one-dimensional interacting systems is called the Tomonaga-Luttinger liquid theory. For example, the edges of quantum Hall systems are one-dimensional and described by a chiral Tomonaga-Luttinger liquid. Another example is a quantum spin Hall system with helical edge states, which are also described by a Tomonaga-Luttinger liquid. In our first work, a study of magnetized edge states of quantum spin-Hall system is presented. A magnetic field dependent signature of such edges is obtained, which can be verified in a Coulomb drag experiment. The second part of the dissertation is devoted to quasi-one dimensional antiferromagnetic lattices. A spatially anisotropic lattice antiferromagnet can be viewed as an array of one dimensional spin chains coupled in a way to match the lattice symmetry. This allows to use the non-Abelian bosonization technique to describe the low-energy physics of spin chains and study the inter-chain interactions perturbatively. The work presented in the dissertation studies the effect of Dzyaloshinskii-Moriya interaction on the magnetic phase diagram of the spatially anisotropic kagome antiferromagnet. We predict a Dzyaloshinskii-Moriya interaction driven phase transition from Neel to Neel+dimer state. In the third work, a novel model of the fractional quantum Hall effect is given. Wave functions of two-dimensional electrons in strong and quantizing magnetic field are essentially one-dimensional. That invites one to use the one-dimensional phenomenological bosonization to describe the density fluctuations of the two-dimensional interacting electrons in magnetic field. Remarkably, the constructed trial bosonized fermion operator describing the electron states with a fixed Landau gauge momentum is effectively two-dimensional.
A system of one-dimensional electrons interacting via a short-range potential described by Hubbard model is considered in the regime of strong coupling using the Bethe ansatz approach. We study its momentum distribution function at zero temperature and find one additional singularity at the 3kF3{k}_{\mathrm{F}}3kF​ point. We identify that the second singularity is of the same Luttinger liquid type as the low-energy one at kF{k}_{\mathrm{F}}kF​. By calculating the spectral function simultaneously, we show that the second Luttinger liquid at 3kF3{k}_{\mathrm{F}}3kF​ is formed by charge modes only, unlike the known one around kF{k}_{\mathrm{F}}kF​ consisting of both spin and charge modes. This result reveals the ability of the spin-charge separation effect to split the Fermi point of free electrons into two, demonstrating its robustness beyond the low-energy limit of Luttinger liquid where it was originally found.
The properties of fermions in one dimension are markedly different from those in higher dimensions. In two or three dimensions, the many-body behaviour of fermions is described by the Fermi liquid model, whose most prominent result is that, instead of studying the behaviour of individual particles, it is better to describe the emergent phenomena of the whole system, known as quasiparticles. These are collective modes of excitations born out of particle-particle interactions, which resemble the constituent single particles, albeit with renormalised mass. In one dimension, however, the formation of such a correlated state is unfavourable and the quasiparticles are completely absent. Instead, 1D fermions are described by a model known as the Tomonaga-Luttinger liquid. Central to this model is the process of bosonisation, a mathematical technique which maps the excitation of fermions to bosonic modes of spin-density and charge-density waves. As a prerequisite of the bosonisation technique, the fermionic single-particle dispersion is approximated as a linear function. Consequently, the Luttinger liquid model is limited in its scope of applicability. Specifically, it is valid only in the vicinity of the Fermi points, where the excitation energy is low. Recent advancement in the theoretical field has expanded our understanding of 1D interacting fermions beyond the limit of linearity. The mobile-impurity model, proposed by L. Glazman and his co-authors, is a generalised model of 1D fermions which extends the scope of applicability of the Tomanaga-Luttinger model, accounting for the curvature of single-particle dispersion relations. It extends the region of validity of the tradition TLL theory from the neighbourhood of the Fermi points to a band which follows the single-particle dispersion. This thesis presents the results of an experimental work which provides direct evidence of non-linear behaviour predicted by the new model. It revolves around the measurement of the spectral function of electrons in surface-gate-defined quantum wires on a double-quantum-well, GaAs/AlGaAs device, and the comparison and fitting of the result to the non-linear theory. The spectral function is a theoretical concept frequently used in discussions on many-body problems. Its physical interpretation makes it closely related to experimental observables, such as the tunnelling current between the double quantum wells in this work. This thesis consists of three parts. Part one concerns the theories of the various many-body models and the experimental technique: Chapter 1 briefly introduces the concept of Fermi liquid, before focusing on a detailed account of the Luttinger-liquid model. The mobile-impurity model will be introduced in the framework of the Luttinger liquid model afterwards, followed by a review of experimental works reported in the literature on the study of TLL physics. In Chapter 2, the principles of the experimental tunnelling spectroscopy technique are described. The second part of the thesis details the structure of the test device used in the experiment and its fabrication. In particular, we will discuss the intricacies of the three-dimensional EBL fabrication process developed specifically for this project. The setup and running of the measurement circuit will also be discussed in this part of the thesis, in the context of a prerequisite sample characterisation measurement. In the final part of the work, data from the main experiment will be presented and analysed, in search for the electron-electron interaction effects which are predicted by the theoretical discussions in the first chapter.
Effects of long-range Coulomb interactions on the Fermi-edge singularity in optical spectra are investigated theoretically for one-dimensional spin-1/2 fermion systems with the use of the Tomonaga-Luttinger bosonization technique. Low-energy excitation spectrum near the Fermi level shows that dispersion of the charge-density fluctuation remains gapless but is nonlinear when the electron-electron (e-e) Coulomb interaction is of the ${\mathit{x}}^{\mathrm{\ensuremath{-}}1}$ type (i.e., an infinite force range). Temporal behavior of the current-current correlation function is calculated analytically for arbitrary force ranges, ${\ensuremath{\lambda}}_{\mathit{e}}$ and ${\ensuremath{\lambda}}_{\mathit{h}}$, of the e-e and the electron-hole (e-h) Coulomb interactions. (i) When both the e-e and the e-h interactions have large but finite force ranges (${\ensuremath{\lambda}}_{\mathit{e}}$\ensuremath{\infty} and ${\ensuremath{\lambda}}_{\mathit{h}}$\ensuremath{\infty}), the correlation function yields a power-law decay only for a long-time regime, which is determined by the force ranges as t>max[${\ensuremath{\lambda}}_{\mathit{e}}$,${\ensuremath{\lambda}}_{\mathit{h}}$]/vF{\mathit{v}}_{\mathit{F}}vF​. Corresponding optical spectrum near the Fermi edge (within an energy range of \ensuremath{\Elzxh}vF{\mathit{v}}_{\mathit{F}}vF​/max[${\ensuremath{\lambda}}_{\mathit{e}}$,${\ensuremath{\lambda}}_{\mathit{h}}$]) exhibits the power-law divergence or the power-law convergence, which is an ordinary Fermi-edge singularity. (ii) When either the e-e or the e-h interaction is of the ${\mathit{x}}^{\mathrm{\ensuremath{-}}1}$ type (i.e., ${\ensuremath{\lambda}}_{\mathit{e}}$\ensuremath{\rightarrow}\ensuremath{\infty} and/or ${\ensuremath{\lambda}}_{\mathit{h}}$\ensuremath{\rightarrow}\ensuremath{\infty}), an exponent of the correlation function is dependent on time to lead the faster decay than that of any power laws. Then the optical spectra show no power-law dependence and always converge (become zero) at the Fermi edge, which is in striking contrast to the ordinary power-law singularity. Relations between the spectral shape and a measurement time (frequency resolution) are also clarified. \textcopyright{} 1996 The American Physical Society.
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