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arXiv:0706.2774

Tunneling into low-dimensional and strongly correlated conductors

Kelly R. Patton

Published Jun 19, 2007• 0 citations
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Abstract

A general nonperturbative theory of the low-energy electron propagator is developed and used to calculate the single-particle density of states in a variety of systems. This method involves the decoupling of the electron-electron interaction through a Hubbard-Stratonovich transformation, followed by a saddle-point approximation of the remaining functional integral. The final expression is found to be the tunneling analog of the infrared catastrophe that occurs in the x-ray edge problem; here, the host system responds to the potential produced by the abrupt addition of an electron during a tunneling event. This response can lead to a suppression in the tunneling density of states near the Fermi energy. This method is adaptable to lattice or continuum models of any dimensionality, with or without translational invariance. When applied, the exact density of states is obtained for the Tomonaga-Luttinger model, and the pseudogap of a fractional quantum Hall fluid is recovered.

DOI
10.48550/arxiv.0706.2774

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A general nonperturbative theory of the low-energy electron propagator is developed and used to calculate the single-particle density of states in a variety of systems. This method involves the decoupling of the electron-electron interaction through a Hubbard-Stratonovich transformation, followed by a saddle-point approximation of the remaining functional integral. The final expression is found to be the tunneling analog of the infrared catastrophe that occurs in the x-ray edge problem; here, the host system responds to the potential produced by the abrupt addition of an electron during a tunneling event. This response can lead to a suppression in the tunneling density of states near the Fermi energy. This method is adaptable to lattice or continuum models of any dimensionality, with or without translational invariance. When applied, the exact density of states is obtained for the Tomonaga-Luttinger model, and the pseudogap of a fractional quantum Hall fluid is recovered.
We develop a nonperturbative method to calculate the electron propagator in low-dimensional and strongly correlated electron systems. The method builds on our earlier work using a Hubbard-Stratonovich transformation to map the tunneling problem to the x-ray edge problem, which accounts for the infrared catastrophe caused by the sudden introduction of a new electron into a conductor during a tunneling event. Here we use a cumulant expansion to include fluctuations about this x-ray edge limit. We find that the dominant effect of electron-electron interaction at low energies is to correct the noninteracting Green's function by a factor ${e}^{\ensuremath{-}S∕\ensuremath{\hbar}}$, where SSS can be interpreted as the Euclidean action for a density field describing the time-dependent charge distribution of the newly added electron. Initially localized, this charge distribution spreads in time as the electron is accommodated by the host conductor, and during this relaxation process action is accumulated according to classical electrostatics with a screened interaction. The theory applies to lattice or continuum models of any dimensionality, with or without translational invariance. In one dimension the method correctly predicts a power-law density of states for electrons with short-range interaction and no disorder, and when applied to the solvable Tomonaga-Luttinger model, the exact density of states is obtained.
The tunneling density of states exhibits anomalies (cusps, algebraic suppressions, and pseudogaps) at the Fermi energy in a wide variety of low-dimensional and strongly correlated electron systems. We argue that in many cases these spectral anomalies are caused by an infrared catastrophe in the screening response to the sudden introduction of a new electron into the system during a tunneling event. A nonperturbative functional integral method is introduced to account for this effect, making use of methods developed for the x-ray edge singularity problem. The formalism is applicable to lattice or continuum models of any dimensionality, with or without translational invariance. An approximate version of the technique is applied to the 1D electron gas and the 2D Hall fluid, yielding qualitatively correct results.
In previous work [K. R. Patton and M. R. Geller, Phys. Rev. B 72, 125108 (2005)] we have proposed that the non-Fermi-liquid spectral properties in a variety of low-dimensional and strongly correlated electron systems are caused by the infrared catastrophe, and we used an exact functional integral representation for the interacting Green's function to map the tunneling problem onto the x-ray edge problem, plus corrections. The corrections are caused by the recoil of the tunneling particle, and, in systems where the method is applicable, are not expected to change the qualitative form of the tunneling density of states (DOS). Qualitatively correct results were obtained for the DOS of the one-dimensional electron gas and two-dimensional Hall fluid when the corrections to the x-ray edge limit were neglected and when the corresponding Nozi\`eres-De Dominicis integral equations were solved by resummation of a divergent perturbation series. Here we reexamine the x-ray edge limit for these two models by solving these integral equations exactly, finding the expected modifications of the DOS exponent in the one-dimensional case but finding no changes in the DOS of the two-dimensional Hall fluid with short-range interaction. Our analysis provides an exact solution of the Nozi\`eres-De Dominicis equation for the two-dimensional electron gas in the lowest Landau level.
Power-law suppression of local electronic tunneling density of states (TDOS) in the zero-energy limit is a hallmark of the Luttinger liquid (LL) phase of the interacting one-dimensional electron system. We present a theoretical model which hosts the LL state with the surprising feature of enhancement rather than suppression in local TDOS originating from nonlocal and repulsive density-density interactions. Importantly, we find enhancement of TDOS in the manifold of parameter space where the system is stable in the renormalization group (RG) sense. We argue that enhancement of TDOS along with RG stability is possible only when the system has broken parity symmetry about the position of local TDOS enhancement. Such a model could be realized on the edge states of a bilayer quantum Hall system where both intralayer and interlayer density-density interactions are present mimicking the role of local and nonlocal interactions, respectively.
A methodology is introduced for the systematic treatment of electron-electron correlations in solids and other interacting quantum NNN-particle systems. The method is developed within the framework of electronic structure theory (band theory) but, in contrast to conventional approaches, which are based on the single-particle picture, it is formulated within a many-particle picture in which nnn particles in ddd-dimensional phase space are treated as a single particle in a phase space of nd\mathrm{nd}nd dimensions. In this phase space, interparticle interactions appear as external potentials allowing the treatment of the system of particles through the use of single-particle methods, while at the same time allowing a systematic, direct, and nonperturbative treatment of interparticle interactions. The method makes use of the invariance of the Hamiltonian describing an interacting-particle system under partitioning into subsystems of nnn particles. This treatment leads to exact results in the limit $n\ensuremath{\rightarrow}N$. Based on such partitioning, we propose a generalization of density functional theory and an appropriately defined local density approximation to treat the interactions between the nnn-particle units in a system of N> nN>~nN> n particles. This approach yields nnn-particle correlated densities and nnn-particle states which can be used in an analysis of the electronic properties of materials, such as total energy, phase stability, electronic transport, and others. We use the formal construct of multiple-scattering theory to develop the method for the calculation of the two-particle electronic structure of a solid and the corresponding total energy of the ground state. We also illustrate some of the properties of the method in terms of a Hubbard model Hamiltonian on a linear ring. Various features of the method and further possible applications are presented in a discussion section.
Though most fermionic Mott insulators order at low temperatures, ordering is ancillary to their insulating behavior. Our emphasis here is on disentangling ordering from the intrinsic strongly correlated physics of a doped half-filled band. To this end, we focus on the two-dimensional Hubbard model. Because the charge gap arises from on-site correlations, we have been refining the nonperturbative approach of Matsumoto and Mancini [Phys. Rev. B 55, 2095 (1997)] which incorporates local physics. Crucial to this method is a self-consistent two-site dynamical cluster expansion which builds in the nearest-neighbor energy scale J. At half-filling, we find that the spectral function possesses a gap of order U and is devoid of any coherent quasiparticle peaks although ordering or charge fractionalization are absent. At low temperatures, local antiferromagnetic correlations emerge. In the doped case, we find that the Fermi surface exceeds the Luttinger volume. The breakdown of Luttinger's theorem in the underdoped regime is traced both to the dynamically generated Mott gap as well to a nonvanishing of the imaginary part of the self-energy at the Fermi level. Spectral weight transfer across the Mott gap also emerges as a ubiquitous feature of a doped Mott insulator and suggests that high- and low-energy scales are inseparable. Additionally in the underdoped regime, we find that a pseudogap exists in the single-particle density of states as well as in the heat capacity. The pseudogap (which is set by the energy scale t2/U){t}^{2}/U)t2/U) is argued to be a ubiquitous feature of a lightly doped Mott state and simply represents the fact that hole transport involves double occupancy. In analogy with the Mott gap and antiferromagnetism, we propose that ordering may also accompany the formation of a pseudogap. We suggest a current pattern within a one-band model that preserves translational but breaks time-reversal symmetry along the canonical x and y axes but not along $x=\ifmmode\pm\else\textpm\fi{}y$ that is consistent with the experimental observations. Finally, we show that the Hall coefficient in a doped Mott insulator must change sign at a doping level x<1/3.x<1/3.x<1/3. The sign change is tied to a termination of strong correlation physics in the doped Mott state.