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arXiv:quant-ph/0611029 · Advanced Science Letters

Quantum Randomness and Value Indefiniteness

Cristian S. Calude, Karl Svozil

Published Dec 1, 2008• 91 citations
arXivHTMLPDF

Abstract

As computability implies value definiteness, certain sequences of quantum outcomes cannot be computable.
DOI
10.1166/asl.2008.016

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The ability to transfer information securely is essential in the modern world we live in. While the field of cryptography has long researched ways to do this, events over the last couple of years have brought the issues of secure information transfer squarely into the public eye. As a consequence, security and cryptography have quickly become issues of social and political importance, sparking debates about the values of privacy and the role of government. An essential ingredient of modern cryptography is the generation of randomness: cryptographic techniques are built on the premise that one has access to random bits. It is well known, however, that computers cannot produce algorithmically random sequences – that is, sequences with maximal algorithmic information content – but are doomed to produce ‘pseudorandomness’. This lack of randomness can be, and has been, exploited to compromise security, see [4]. The active field of quantum information theory has proposed approaches to provide supposedly ‘unbreakable’ security by exploiting various quantum phenomena. This security unfortunately relies on assumptions about the nature of quantum measurements and their ability to generate random bits. Anton Zeilinger summarises this by postulating that the simplest quantum systems, qubit, can hold only one bit of classical information [6]. This foundational principle is in line with a wider paradigm shift to view quantum information as an extension of classical information, but it is nonetheless unsatisfying to simply postulate this principle, given its importance in determining the practical advantages of quantum information theory. In order to understand better how quantum mechanics can help generate meaningful information, we instead look to relate the outcomes of quantum measurements to formal properties of the system based on more fundamental assumptions. Indeed, we have shown that a) some of the postulated properties of quantum information follow from the formal structure of the theory and b) a purely formal notion of information within a quantum world can generate, via measurement, meaningful and useful information in the macroscopic world (for example, in cryptography). The indeterminism of quantum measurements can be formalised via the notion of value indefiniteness. To explain this concept, let us consider an arbitrary quantum system and ask whether the outcome of a measurement of any observable quantity A (such as the energy of the system, its angular momentum (spin), etc.) is determined prior to the measurement. If this is the case, then we say the observable is value definite with value v(A); otherwise, the observable is value indefinite and v(A) is undefined. Mathematically, one can reduce all observable quantities to so-called projection observables, which can only take the values 0 or 1. Thus, the question of whether the outcome of several measurements can be simultaneously determined in advance can be rephrased in terms of the information ‘carried’ by a particular system in a definite quantum state. Classically, one expects that all quantities are determined in advance, and hence all observables are value definite. Quantum mechanically, however, the belief is that this is not the case, and the information content of quantum systems is limited. Formulating carefully the notion of value indefiniteness allows us to formalise the notion of (quantum) indeterminism; however, this doesn’t help clarify whether quantum systems are indeed value indefinite or not. Staying in this formal framework, the Kochen-Specker theorem [5] provides a first positive result, showing that at least some observables must be value indefinite if one makes the assumption known as non-contextuality, which states that any definite values that exist must be independent of other compatible measurements that may or may not be performed on the system. Under the same assumption, this theorem can be strengthened to show that only one single observable can have the definite value 1 (see [2]). Furthermore, only observables that can be measured simultaneously with this single one can have the definite value 0; the rest must all be value indefinite. Since the preparation of a system involves precisely ensuring that, usually via measurement, the system is in a definite state with respect to some desired observable, this result shows that no other incompatible observable can be value definite. That is, preparing a system in a definite state by making the ‘preparation’ observable value definite specifies completely the information content of the quantum system. This is an example of syntactical quantum information acquiring meaning at the level of the quantum itself. Can the syntactical information at the level of the quantum generate meaning outside the quantum, that is, at the macroscopic level? The results cited above hold in the Hilbert-space framework of quantum mechanics and are formulated only in terms of a syntactical notion of information. Their real importance becomes evident when one interprets them in the context of quantum measurements. Specifically, if we prepare a quantum system in a known state, they allow us to ‘locate’ observables which we can measure, but which are value indefinite; that is, observables whose measurement results are not specified by any pre-existing property of the quantum system. Furthermore, with respect to a mathematical model of unpredictability which we developed in [3], the results of these measurements can be shown to be absolutely unpredictable. In this way we get a mathematical explanation and justification of the largely accepted intuition that quantum mechanics is inherently unpredictable, and that this unpredictability arises from the phenomenon of indefiniteness within the quantum world. Furthermore, if one considers a hypothetical infinite sequence generated by the repeated measurement of a quantum value indefinite observable, one can prove that these sequences must be strongly incomputable, technically ‘bi-immune’ [1]. Such sequences cannot be generated by any Turing machine or classical computer, showing that value indefiniteness leads to a clear classical/quantum split in a purely algorithmic context. Importantly, bi-immunity is a property of observed, macroscopic quantities, quite separate from the quantum framework in which the value indefiniteness is formalised. This form of macroscopic meaning created from the lack of syntactic information is precisely the scenario that quantum random number generators try to create, and which is essential for the development and certification of quantum cryptographic systems. The fact that the macroscopic information created goes beyond anything classically obtainable serves as a valuable practical resource, outside of and removed from the quantum formalism. To conclude, quantum information creates meaning within the quantum and via measure- ment, the lack of information within the quantum, creates meaning and valuable information at the macroscopic level. Acknowledgments The second author thanks Prof. S. Marcus for useful conversations on quantum information theory. This work was supported in part by Marie Curie FP7-PEOPLE-2010-IRSES Grant RANPHYS. References and Notes Abbott, A.A.; Calude, C.S.; Svozil, K. Strong Kochen-Specker theorem and incomputability of quantum randomness. Physical Review A 2012, 86, 062109. Abbott, A.A.; Calude, C.S.; Svozil, K. Value-indefinite observables are almost everywhere. Physical Review A 2013, 89, 032109. Abbott, A.A.; Calude, C.S.; Svozil, K. On the unpredictability of individual quantum measurement outcomes. CDMTCS Research Report 2014, 458. Calude, C.S. Quantum randomness & cryptology. CyberTalk 2013, 3, 42–43. Kochen, S.; Specker, E. The problem of hidden variables in quantum mechanics. Journal of Mathematics and Mechanics 1967, 17, 59–87. Zeilinger, A. A foundational principle for quantum mechanics. Foundations of Physics 1999, 29(4),631–643.

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The outcomes of quantum measurements are generally considered to be random, but despite the fact that this randomness is an important element in quantum information theory, its nature is not well understood. In this thesis, we study several issues relating to the origin and certification of quantum randomness and unpredictability. One of the key results in forming our understanding of quantum mechanics as an intrinsically indeterministic theory is the Kochen-Specker theorem, which shows the impossibility to consistently assign simultaneous noncontextual definite values to all quantum mechanical observables prior to measurement. However, the theorem, under the assumption that any definite values must be noncontextual, only strictly shows that some observables must be value indefinite. We strengthen this result, proving a stronger variant of the Kochen-Specker theorem showing that, under the same assumption, if a system is prepared in an arbitrary state j i, then every observable A is value indefinite unless j i is an eigenstate of A. The indeterministic nature of quantum measurements does little to explain how the quality of quantum randomness differs from classical randomness. We show that, subject to certain physical assumptions, a sequence of bits generated by the measurement of value indefinite observables is guaranteed, in the infinite limit, to be strongly incomputable. We further discuss how this can be used to build a quantum random number generator certified by value indefiniteness. Next, we study the notion of unpredictability, which is central to the concept of (quantum) randomness. In doing so, we propose a formal model of prediction that can be used to asses the predictability of arbitrary physical experiments. We investigate how the quantum features of value indefiniteness and complementarity can be used to certify different levels of unpredictability, and show that the outcome of a single measurement of a value indefinite quantum observable is formally unpredictable. Finally, we study the relation between this notion of unpredictability and the computability-theoretic certification of quantum randomness.
The ability to transfer information securely is essential in the modern world we live in. While the field of cryptography has long researched ways to do this, events over the last couple of years have brought the issues of secure information transfer squarely into the public eye. As a consequence, security and cryptography have quickly become issues of social and political importance, sparking debates about the values of privacy and the role of government. An essential ingredient of modern cryptography is the generation of randomness: cryptographic techniques are built on the premise that one has access to random bits. It is well known, however, that computers cannot produce algorithmically random sequences – that is, sequences with maximal algorithmic information content – but are doomed to produce ‘pseudorandomness’. This lack of randomness can be, and has been, exploited to compromise security, see [4]. The active field of quantum information theory has proposed approaches to provide supposedly ‘unbreakable’ security by exploiting various quantum phenomena. This security unfortunately relies on assumptions about the nature of quantum measurements and their ability to generate random bits. Anton Zeilinger summarises this by postulating that the simplest quantum systems, qubit, can hold only one bit of classical information [6]. This foundational principle is in line with a wider paradigm shift to view quantum information as an extension of classical information, but it is nonetheless unsatisfying to simply postulate this principle, given its importance in determining the practical advantages of quantum information theory. In order to understand better how quantum mechanics can help generate meaningful information, we instead look to relate the outcomes of quantum measurements to formal properties of the system based on more fundamental assumptions. Indeed, we have shown that a) some of the postulated properties of quantum information follow from the formal structure of the theory and b) a purely formal notion of information within a quantum world can generate, via measurement, meaningful and useful information in the macroscopic world (for example, in cryptography). The indeterminism of quantum measurements can be formalised via the notion of value indefiniteness. To explain this concept, let us consider an arbitrary quantum system and ask whether the outcome of a measurement of any observable quantity A (such as the energy of the system, its angular momentum (spin), etc.) is determined prior to the measurement. If this is the case, then we say the observable is value definite with value v(A); otherwise, the observable is value indefinite and v(A) is undefined. Mathematically, one can reduce all observable quantities to so-called projection observables, which can only take the values 0 or 1. Thus, the question of whether the outcome of several measurements can be simultaneously determined in advance can be rephrased in terms of the information ‘carried’ by a particular system in a definite quantum state. Classically, one expects that all quantities are determined in advance, and hence all observables are value definite. Quantum mechanically, however, the belief is that this is not the case, and the information content of quantum systems is limited. Formulating carefully the notion of value indefiniteness allows us to formalise the notion of (quantum) indeterminism; however, this doesn’t help clarify whether quantum systems are indeed value indefinite or not. Staying in this formal framework, the Kochen-Specker theorem [5] provides a first positive result, showing that at least some observables must be value indefinite if one makes the assumption known as non-contextuality, which states that any definite values that exist must be independent of other compatible measurements that may or may not be performed on the system. Under the same assumption, this theorem can be strengthened to show that only one single observable can have the definite value 1 (see [2]). Furthermore, only observables that can be measured simultaneously with this single one can have the definite value 0; the rest must all be value indefinite. Since the preparation of a system involves precisely ensuring that, usually via measurement, the system is in a definite state with respect to some desired observable, this result shows that no other incompatible observable can be value definite. That is, preparing a system in a definite state by making the ‘preparation’ observable value definite specifies completely the information content of the quantum system. This is an example of syntactical quantum information acquiring meaning at the level of the quantum itself. Can the syntactical information at the level of the quantum generate meaning outside the quantum, that is, at the macroscopic level? The results cited above hold in the Hilbert-space framework of quantum mechanics and are formulated only in terms of a syntactical notion of information. Their real importance becomes evident when one interprets them in the context of quantum measurements. Specifically, if we prepare a quantum system in a known state, they allow us to ‘locate’ observables which we can measure, but which are value indefinite; that is, observables whose measurement results are not specified by any pre-existing property of the quantum system. Furthermore, with respect to a mathematical model of unpredictability which we developed in [3], the results of these measurements can be shown to be absolutely unpredictable. In this way we get a mathematical explanation and justification of the largely accepted intuition that quantum mechanics is inherently unpredictable, and that this unpredictability arises from the phenomenon of indefiniteness within the quantum world. Furthermore, if one considers a hypothetical infinite sequence generated by the repeated measurement of a quantum value indefinite observable, one can prove that these sequences must be strongly incomputable, technically ‘bi-immune’ [1]. Such sequences cannot be generated by any Turing machine or classical computer, showing that value indefiniteness leads to a clear classical/quantum split in a purely algorithmic context. Importantly, bi-immunity is a property of observed, macroscopic quantities, quite separate from the quantum framework in which the value indefiniteness is formalised. This form of macroscopic meaning created from the lack of syntactic information is precisely the scenario that quantum random number generators try to create, and which is essential for the development and certification of quantum cryptographic systems. The fact that the macroscopic information created goes beyond anything classically obtainable serves as a valuable practical resource, outside of and removed from the quantum formalism. To conclude, quantum information creates meaning within the quantum and via measure- ment, the lack of information within the quantum, creates meaning and valuable information at the macroscopic level. Acknowledgments The second author thanks Prof. S. Marcus for useful conversations on quantum information theory. This work was supported in part by Marie Curie FP7-PEOPLE-2010-IRSES Grant RANPHYS. References and Notes Abbott, A.A.; Calude, C.S.; Svozil, K. Strong Kochen-Specker theorem and incomputability of quantum randomness. Physical Review A 2012, 86, 062109. Abbott, A.A.; Calude, C.S.; Svozil, K. Value-indefinite observables are almost everywhere. Physical Review A 2013, 89, 032109. Abbott, A.A.; Calude, C.S.; Svozil, K. On the unpredictability of individual quantum measurement outcomes. CDMTCS Research Report 2014, 458. Calude, C.S. Quantum randomness & cryptology. CyberTalk 2013, 3, 42–43. Kochen, S.; Specker, E. The problem of hidden variables in quantum mechanics. Journal of Mathematics and Mechanics 1967, 17, 59–87. Zeilinger, A. A foundational principle for quantum mechanics. Foundations of Physics 1999, 29(4),631–643.
Julian Schwinger provided to physics a mathematical reconstruction of quantum mechanics on the basis of the characteristics of sequences of measurements occurring at the atomic level of physical structure. The central component of this reconstruction is an algebra of symbols corresponding to quantum measurements, conceived of as discrete processes, which serve to relate experience to theory; collections of outcomes of identically circumscribed such measurements are attributed expectation values, which constitute the predictive content of the theory. The outcomes correspond to certain phase parameters appearing in the corresponding symbols, which are complex numbers, the algebra of which he finds by a process he refers to as 'induction'. Schwinger assumed these (individually unpredictable) phase parameters to take random, uniformly distributed definite values within a natural range. I have previously suggested that the 'principle of plenitude' may serve as a basis in principle for the occurrence of the definite measured values that are those members of the collections of measurement outcomes from which the corresponding observed statistics derive (Jaeger 2015Found. Phys.45, 806-819. (doi:10.1007/s10701-015-9893-6)). Here, I evaluate Schwinger's assumption in the context of recent critiques of the notion of randomness and explicitly relate the randomness of these phases with the principle of plenitude and, in this way, provide a fundamental grounding for the objective, physically irreducible probabilities, conceived of as graded possibilities, that are attributed to measurement outcomes by quantum mechanics.