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arXiv:quant-ph/0505214

A generalized form of Hamilton's principle

John J. Hegseth

Published May 27, 2005• 1 citation
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Abstract

Many quantization schemes rely on analogs of classical mechanics where the connections with classical mechanics are indirect. In this work I propose a new and direct connection between classical mechanics and quantum mechanics where the quantum mechanical propagator is derived from a variational principle. I identify this variational principle as a generalized form of Hamilton's principle. This proposed variational principle is unusual because the physical system is allowed to have imperfect information, i.e., there is incomplete knowledge of the physical state. Two distribution functionals over possible generalized momentum paths a[p(t)] and generalized coordinates paths b[q(t)] are defined. A generalized action is defined that corresponds to a contraction of a[p(t)], b[q(t)], and a matrix of the action evaluated at all possible p and q paths. Hamilton's principle is the extremization of the generalized action over all possible distributions. The normalization of the two distributions allows their values to be negative and they are shown to be the real and imaginary parts of the complex amplitude. The amplitude in the Feynman path integral is shown to be an optimal vector that extremizes the generalized action. This formulation is also shown to be directly applicable to statistical mechanics and I show how irreversible behavior and the micro-canonical ensemble follows immediately.

DOI
10.48550/arxiv.quant-ph/0505214

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Many quantization schemes rely on analogs of classical mechanics where the connections with classical mechanics are indirect. In this work I propose a new and direct connection between classical mechanics and quantum mechanics where the quantum mechanical propagator is derived from a variational principle. I identify this variational principle as a generalized form of Hamilton's principle. This proposed variational principle is unusual because the physical system is allowed to have imperfect information, i.e., there is incomplete knowledge of the physical state. Two distribution functionals over possible generalized momentum paths a[p(t)] and generalized coordinates paths b[q(t)] are defined. A generalized action is defined that corresponds to a contraction of a[p(t)], b[q(t)], and a matrix of the action evaluated at all possible p and q paths. Hamilton's principle is the extremization of the generalized action over all possible distributions. The normalization of the two distributions allows their values to be negative and they are shown to be the real and imaginary parts of the complex amplitude. The amplitude in the Feynman path integral is shown to be an optimal vector that extremizes the generalized action. This formulation is also shown to be directly applicable to statistical mechanics and I show how irreversible behavior and the micro-canonical ensemble follows immediately.
I propose a new and direct connection between classical mechanics and quantum mechanics where I derive the quantum mechanical propagator from a variational principle. This variational principle is Hamilton's modified principle generalized to allow many paths due to the non-local existence of particles in phase space. This principle allows a physical system to evolve non-locally in phase space while still allowing a representation that uses many classical paths. Whereas a point in phase space represents a classical system's state, I represent the state of a non-local system by a mixed trajectory. This formulation naturally leads to the transactional interpretation for resolving the paradoxes of the measurement problem. This principle also suggests a more flexible framework for formulating theories based on invariant actions and provides a single conceptual framework for discussing many areas of science.
The path integral formulation of quantum mechanics constructs the propagator by evaluating the action S for all classical paths in coordinate space. A corresponding momentum path integral may also be defined through Fourier transforms in the endpoints. Although these momentum path integrals are especially simple for several special cases, no one has, to my knowledge, ever formally constructed them from all classical paths in momentum space. I show that this is possible because there exists another classical mechanics based on an alternate classical action R. Hamilton's Canonical equations result from a variational principle in both S and R. S uses fixed beginning and ending spatial points while R uses fixed beginning and ending momentum points. This alternative action's classical mechanics also includes a Hamilton-Jacobi equation. I also present some important points concerning the beginning and ending conditions on the action necessary to apply a Canonical transformation. These properties explain the failure of the Canonical transformation in the phase space path integral. It follows that a path integral may be constructed from classical position paths using S in the coordinate representation or from classical momentum paths using R in the momentum representation. Several example calculations are presented that illustrate the simplifications and practical advantages made possible by this broader view of the path integral. In particular, the normalized amplitude for a free particle is found without using the Schrodinger equation, the internal spin degree of freedom is simply and naturally derived, and the simple harmonic oscillator is calculated.
We present a consistent and comprehensive treatise on the foundations of the extended Hamilton–Lagrange formalism — where the dynamical system is parametrized along a general system evolution parameter s, and the time t is treated as a dependent variable t(s) on equal footing with all other configuration space variables qi(s). In the action principle, the conventional classical action L1d t is then replaced by the generalized action L1d s, with L and L1denoting the conventional and the extended Lagrangian, respectively. It is shown that a unique correlation of L1and L exists if we refrain from performing simultaneously a transformation of the dynamical variables. With the appropriate correlation of L1and L in place, the extension of the formalism preserves its canonical form. In the extended formalism, the dynamical system is described as a constrained motion within an extended space. We show that the value of the constraint and the parameter s constitutes an additional pair of canonically conjugate variables. In the corresponding quantum system, we thus encounter an additional uncertainty relation. As a consequence of the formal similarity of conventional and extended Hamilton–Lagrange formalisms, Feynman's nonrelativistic path integral approach can be converted on a general level into a form appropriate for relativistic quantum physics. In the emerging parametrized quantum description, the additional uncertainty relation serves as the means to incorporate the constraint and hence to finally eliminate the parametrization. We derive the extended Lagrangian L1of a classical relativistic point particle in an external electromagnetic field and show that the generalized path integral approach yields the Klein–Gordon equation as the corresponding quantum description. We furthermore derive the space–time propagator for a free relativistic particle from its extended Lagrangian L1. These results can be regarded as the proof of principle of the relativistic generalization of Feynman's path integral approach to quantum physics.
Feynman's Lagrangian path integral was an outgrowth of Dirac's vague surmise that Lagrangians have a role in quantum mechanics. Lagrangians implicitly incorporate Hamilton's first equation of motion, so their use contravenes the uncertainty principle, but they are relevant to semiclassical approximations and relatedly to the ubiquitous case that the Hamiltonian is quadratic in the canonical momenta, which accounts for the Lagrangian path integral's "success". Feynman also invented the Hamiltonian phase-space path integral, which is fully compatible with the uncertainty principle. We recast this as an ordinary functional integral by changing direct integration over subpaths constrained to all have the same two endpoints into an equivalent integration over those subpaths' unconstrained second derivatives. Function expansion with generalized Legendre polynomials of time then enables the functional integral to be unambiguously evaluated through first order in the elapsed time, yielding the Schroedinger equation with a unique quantization of the classical Hamiltonian. Widespread disbelief in that uniqueness stemmed from the mistaken notion that no subpath can have its two endpoints arbitrarily far separated when its nonzero elapsed time is made arbitrarily short. We also obtain the quantum amplitude for any specified configuration or momentum path, which turns out to be an ordinary functional integral over, respectively, all momentum or all configuration paths. The first of these results is directly compared with Feynman's mistaken Lagrangian-action hypothesis for such a configuration path amplitude, with special heed to the case that the Hamiltonian is quadratic in the canonical momenta.