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arXiv:quant-ph/0410118 · Physical Review A

Validity of the quantum adiabatic theorem

Zhaoyan Wu, Hui Yang

Published Jul 22, 2005• 55 citations
arXivHTMLPDF

Abstract

The consistency of the quantum adiabatic theorem has been doubted recently. It is shown in the present paper that the difference between the adiabatic solution and the exact solution to the Schr\"odinger equation with a slowly changing driving Hamiltonian is small; while the difference between their time derivatives is not small. This explains why substituting the adiabatic solution back into the Schr\"odinger equation leads to ``inconsistency'' of the adiabatic theorem. Physics is determined completely by the state vector, and not by its time derivative. Therefore the quantum adiabatic theorem is physically correct.

DOI
10.1103/physreva.72.012114

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The consistency of the quantum adiabatic theorem has been doubted recently. It is shown in the present paper that the difference between the adiabatic solution and the exact solution to the Schr"odinger equation with a slowly changing driving Hamiltonian is small; while the difference between their time derivatives is not small. This explains why substituting the adiabatic solution back into the Schr"odinger equation leads to ``inconsistency'' of the adiabatic theorem. Physics is determined completely by the state vector, and not by its time derivative. Therefore the quantum adiabatic theorem is physically correct.
The adiabatic theorem states that an initial eigenstate of a slowly varying Hamiltonian remains close to an instantaneous eigenstate of the Hamiltonian at a later time. We show that a perfunctory application of this statement is problematic if the change in eigenstate is significant, regardless of how closely the evolution satisfies the requirements of the adiabatic theorem. We also introduce an example of a two-level system with an exactly solvable evolution to demonstrate the inapplicability of the adiabatic approximation for a particular slowly varying Hamiltonian.
The adiabatic theorem is a powerful result concerning the evolution of quantum mechanical systems. Intuitively, it states the following: suppose we want to study the evolution of a quantum mechanical system governed by a given Hamiltonian H\mathcal HH (Def. 6.1), and the initial state of the system is the eigenstate of H\mathcal HH corresponding to its lowest eigenvalue. The laws of quantum physics tell us that the evolution of the system over time follows the Schrüdinger equation, Eq. (6.1). Suppose now that the Hamiltonian is not fixed, but rather, it changes very slowly over time, so that the evolution of the system is described by the differential equation i d∣ψ(t)⟩dt=H(t)∣ψ(t)⟩i\,\frac{\mathrm{d} | \psi(t) \rangle}{\mathrm{d}t} = \mathcal{H}(t) | \psi(t) \rangleidtd∣ψ(t)⟩​=H(t)∣ψ(t)⟩, and H(t)\mathcal{H}(t)H(t) is slowly changing. If, for any value of the time parameter ttt, there is always a gap between the lowest eigenvalue of H(t)\mathcal{H}(t)H(t) and all other eigenvalues, then the adiabatic theorem asserts that the state of the system always remains in an eigenstate with the lowest eigenvalue throughout the evolution. One specific case of interest in this chapter occurs when the time-dependent Hamiltonian H(t)\mathcal{H}(t)H(t) varies from an initial (time-independent) Hamiltonian HI\mathcal{H}_{\mathrm{I}}HI​ to a final Hamiltonian HF\mathcal{H}_{\mathrm{F}}HF​. If the change happens slowly, and the initial state of the system is an eigenstate of HI\mathcal{H}_{\mathrm{I}}HI​ with minimum eigenvalue, the adiabatic theorem asserts that the evolution eventually leads to the eigenstate with minimum eigenvalue of the final Hamiltonian HF\mathcal{H}_{\mathrm{F}}HF​. This result can be used for optimization: imagine that the initial Hamiltonian encodes an easy problem for which we can construct the eigenstate with minimum eigenvalue, and the final Hamiltonian encodes a difficult optimization problem whose solution is given by the eigenstate with minimum eigenvalue. By the adiabatic theorem, evolving the eigenstate of the initial Hamiltonian while slowly changing the Hamiltonian into the final one leads to the solution of the difficult optimization problem. Of course we need to know how slowly HI\mathcal{H}_{\mathrm{I}}HI​ should be changed into HF\mathcal{H}_{\mathrm{F}}HF​. The adiabatic theorem is at the heart of the quantum approximate optimization algorithm (QAOA), a framework that has been widely used to implement optimization algorithms on existing quantum hardware, because it has low requirements of quantum resources–although it does not guarantee improvements over classical algorithms in general. In this chapter we first discuss the adiabatic theorem, and then give an overview of QAOA.
The quantum adiabatic theorem states that if a quantum system starts in an eigenstate of the Hamiltonian, and this Hamiltonian varies sufficiently slowly, the system stays in this eigenstate. We investigate experimentally the conditions that must be fulfilled for this theorem to hold. We show that the traditional adiabatic condition as well as some conditions that were recently suggested are either not sufficient or not necessary. Experimental evidence is presented by a simple experiment using nuclear spins.
A consensus that questions the perfunctory use of the quantum adiabatic theorem has emerged since Marzlin and Sanders [Phys. Rev. Lett. 93, 160408 (2004)] showed the existence of an inconsistency in the applicability of the theorem. Further analysis proved that the inconsistency may arise from the existence of resonant terms in the Hamiltonian, but recent work indicates that the debate about the full extent of the problem remains open. Here, we first show that key premises required in the standard demonstration of the theorem do not hold for a dual Hamiltonian involved in the Marzlin-Sanders inconsistency. Also, we show that two simple conditions can identify systems for which the adiabatic approximation fails, in spite of satisfying traditional quantitative conditions that were believed to guarantee its validity. Finally, we prove that the inconsistency only arises for Hamiltonians that contain resonant terms whose amplitudes go asymptotically to zero.
We analyze the validity of the adiabatic approximation, and in particular the reliability of what has been called the ``standard criterion'' for validity of this approximation. Recently, this criterion has been found to be insufficient. We will argue that the criterion is sufficient only when it agrees with the intuitive notion of slowness of evolution of the Hamiltonian. However, it can be insufficient in cases where the Hamiltonian varies rapidly but only by a small amount. We also emphasize the distinction between the adiabatic theorem and the adiabatic approximation, two quite different, although closely related, ideas.
We prove an adiabatic theorem that applies at time scales short of the typical adiabatic limit. Our proof analyses the stability of solutions to Schrodinger’s equation under perturbation. We directly characterize cross-subspace effects of perturbation, which are typically significantly less than suggested by the perturbation’s operator norm. This stability has numerous consequences: we can (1) find time scales where the solution of Schrodinger’s equation converges to the ground state of a subspace, (2) lower bound the convergence to the global ground state by demonstrating convergence to some other known quantum state, (3) guarantee faster convergence than the standard adiabatic theorem when the ground state of the perturbed Hamiltonian is close to that of the unperturbed Hamiltonian and (4) bound leakage effects in terms of the global spectral gap when the Hamiltonian is ‘stoquastic’ (a Z -matrix). Our results can help explain quantum annealing protocols that exhibit faster convergence than is guaranteed by a standard adiabatic theorem. Our upper and lower bounds demonstrate that at time scales short of the adiabatic limit, subspace dynamics can dominate over global dynamics. Thus, we see that when our results apply, convergence to particular global target states can be understood as the result of local dynamics.