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arXiv:quant-ph/0406166 · Physical Review A

Contextuality for preparations, transformations, and unsharp measurements

Robert W. Spekkens

Published May 31, 2005• 632 citations
arXivHTMLPDF

Abstract

The Bell-Kochen-Specker theorem establishes the impossibility of a noncontextual hidden variable model of quantum theory, or equivalently, that quantum theory is contextual. In this paper, an operational definition of contextuality is introduced which generalizes the standard notion in three ways: (i) it applies to arbitrary operational theories rather than just quantum theory, (ii) it applies to arbitrary experimental procedures rather than just sharp measurements, and (iii) it applies to a broad class of ontological models of quantum theory rather than just deterministic hidden variable models. We derive three no-go theorems for ontological models, each based on an assumption of noncontextuality for a different sort of experimental procedure; one for preparation procedures, another for unsharp measurement procedures (that is, measurement procedures associated with positive-operator valued measures), and a third for transformation procedures. All three proofs apply to two-dimensional Hilbert spaces, and are therefore stronger than traditional proofs of contextuality.

DOI
10.1103/physreva.71.052108

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In order to claim that one has experimentally tested whether a noncontextual ontological model could underlie certain measurement statistics in quantum theory, it is necessary to have a notion of noncontextuality that applies to unsharp measurements, i.e., those that can only be represented by positive operator-valued measures rather than projection-valued measures. This is because any realistic measurement necessarily has some nonvanishing amount of noise and therefore never achieves the ideal of sharpness. Assuming a generalized notion of noncontextuality that applies to arbitrary experimental procedures, it is shown that the outcome of a measurement depends deterministically on the ontic state of the system being measured if and only if it is associated with a projector. Hence for every unsharp measurement, its outcome necessarily has an indeterministic dependence on the ontic state. We defend this proposal against alternatives. In particular, we demonstrate why considerations parallel to Fine's theorem do not challenge this conclusion.

•Dec 12, 2013•3 citations
The Bell-Kochen-Specker theorem establishes the impossibility of a noncontextual hidden variable model of quantum theory, or equivalently, that quantum theory is contextual. In this paper, an operational definition of contextuality is introduced which generalizes the standard notion in three ways: (i) it applies to arbitrary operational theories rather than just quantum theory, (ii) it applies to arbitrary experimental procedures rather than just sharp measurements, and (iii) it applies to a broad class of ontological models of quantum theory rather than just deterministic hidden variable models. We derive three no-go theorems for ontological models, each based on an assumption of noncontextuality for a different sort of experimental procedure; one for preparation procedures, another for unsharp measurement procedures (that is, measurement procedures associated with positive-operator valued measures), and a third for transformation procedures. All three proofs apply to two-dimensional Hilbert spaces, and are therefore stronger than traditional proofs of contextuality.
When it isn't possible to tell two distinct experimental procedures apart purely from their input/output statistics, then it seems a plausible hypothesis that the two procedures must be physically identical. We call such a hypothesis "noncontextuality", an instance of Leibniz's principle of the identity of indiscernibles. Read in the contrapositive, this hypothesis entails that any physical distinctions between two experimental procedures must necessarily lead to a difference in their operational statistics. The results I present in this thesis concern the failure of this hypothesis -- a failure dubbed "contextuality" -- when one tries to embed an operational theory (such as quantum theory) in the ontological models framework. The Kochen-Specker theorem demonstrates the failure of noncontextuality for deterministic ontological models of quantum theory, i.e., those ontological models where the ontic/physical state of the system fixes the outcome of any projective measurement on the system in a deterministic manner. This thesis goes beyond the Kochen-Specker (KS) theorem by asking what operational facts must be verified in experiments to conclude that Nature does not admit noncontextual ontological models, not even indeterministic ones. This leads to noncontextuality inequalities that are robust to noise in the preparations and measurements. In the particular case of quantum theory, these inequalities are meaningful even when unsharp measurements (or POVMs) are allowed, a feature not shared by the traditional approach to KS-noncontextuality where unsharp measurements are excluded by fiat: allowing them renders even trivial POVMs (proportional to identity) maximally KS-contextual. The sense in which trivial POVMs are indeed "trivial" (or "noncontextual") is clear in our approach: they are simply too noisy to lead to violation of our noncontextuality inequalities.
The presence of contextuality in quantum theory was first highlighted by Bell, Kochen and Specker, who discovered that for quantum systems of three or more dimensions, measurements could not be viewed as deterministically revealing pre-existing properties of the system. More precisely, no model can assign deterministic outcomes to the projectors of a quantum measurement in a way that depends only on the projector and not the context (the full set of projectors) in which it appeared, despite the fact that the Born rule probabilities associated with projectors are independent of the context. A more general, operational definition of contextuality introduced by Spekkens, which we will term 'probabilistic contextuality', drops the assumption of determinism and allows for operations other than measurements to be considered contextual. Even two-dimensional quantum mechanics can be shown to be contextual under this generalised notion. Probabilistic noncontextuality represents the postulate that elements of an operational theory that cannot be distinguished from each other based on the statistics of arbitrarily many repeated experiments (they give rise to the same operational probabilities) are ontologically identical. In this paper, we introduce a framework that enables us to distinguish between different noncontextuality assumptions in terms of the relationships between the ontological representations of objects in the theory given a certain relation between their operational representations. This framework can be used to motivate and define a 'possibilistic' analogue, encapsulating the idea that elements of an operational theory that cannot be unambiguously distinguished operationally can also not be unambiguously distinguished ontologically. We then prove that possibilistic noncontextuality is equivalent to an alternative notion of noncontextuality proposed by Hardy. Finally, we demonstrate that these weaker noncontextuality assumptions are sufficient to prove alternative versions of known 'no-go' theorems that constrain ψ -epistemic models for quantum mechanics.
The Kochen-Specker theorem demonstrates that it is not possible to reproduce the predictions of quantum theory in terms of a hidden variable model where the hidden variables assign a value to every projector deterministically and noncontextually. A noncontextual value assignment to a projector is one that does not depend on which other projectors-the context-are measured together with it. Using a generalization of the notion of noncontextuality that applies to both measurements and preparations, we propose a scheme for deriving inequalities that test whether a given set of experimental statistics is consistent with a noncontextual model. Unlike previous inequalities inspired by the Kochen-Specker theorem, we do not assume that the value assignments are deterministic and therefore in the face of a violation of our inequality, the possibility of salvaging noncontextuality by abandoning determinism is no longer an option. Our approach is operational in the sense that it does not presume quantum theory: a violation of our inequality implies the impossibility of a noncontextual model for any operational theory that can account for the experimental observations, including any successor to quantum theory.
The Kochen--Specker (KS) theorem lies at the heart of the foundations of quantum mechanics. It establishes the impossibility of explaining predictions of quantum theory by any noncontextual ontological model. Spekkens generalized the notion of KS contextuality in [Phys. Rev. A 71, 052108 (2005)] for arbitrary experimental procedures (preparation, measurement, and transformation procedures). Interestingly, later on it was shown that preparation contextuality powers parity-oblivious multiplexing [Phys. Rev. Lett. 102, 010401 (2009)], a two-party information theoretic game. Thus, using resources of a given operational theory, the maximum success probability achievable in such a game suffices as a bona fide measure of preparation contextuality for the underlying theory. In this work we show that preparation contextuality in quantum theory is more restricted compared to a general operational theory known as box world. Moreover, we find that this limitation of quantum theory implies the quantitative bound on quantum nonlocality as depicted by the Cirel'son bound.
We examine the relationship between quantum contextuality (in both the standard Kochen-Specker sense and in the generalized sense proposed by Spekkens) and models of quantum theory in which the quantum state is maximally epistemic. We find that preparation noncontextual models must be maximally epistemic, and these in turn must be Kochen-Specker noncontextual. This implies that the Kochen-Specker theorem is sufficient to establish both the impossibility of maximally epistemic models and the impossibility of preparation noncontextual models. The implication from preparation noncontextual to maximally epistemic then also yields a proof of Bell's theorem from an Einstein-Podolsky-Rosen-like argument.
In order to claim that one has experimentally tested whether a noncontextual ontological model could underlie certain measurement statistics in quantum theory, it is necessary to have a notion of noncontextuality that applies to unsharp measurements, i.e., those that can only be represented by positive operator-valued measures rather than projection-valued measures. This is because any realistic measurement necessarily has some nonvanishing amount of noise and therefore never achieves the ideal of sharpness. Assuming a generalized notion of noncontextuality that applies to arbitrary experimental procedures, it is shown that the outcome of a measurement depends deterministically on the ontic state of the system being measured if and only if it is associated with a projector. Hence for every unsharp measurement, its outcome necessarily has an indeterministic dependence on the ontic state. We defend this proposal against alternatives. In particular, we demonstrate why considerations parallel to Fine's theorem do not challenge this conclusion.