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arXiv:quant-ph/0010032 · Physical Review A

Limits of control for quantum systems: Kinematical bounds on the optimization of observables and the question of dynamical realizability

S. G. Schirmer, J. V. Leahy

Published Jan 11, 2001• 23 citations
arXivHTMLPDF

Abstract

In this paper we investigate the limits of control for mixed-state quantum systems. The constraint of unitary evolution for nondissipative quantum systems imposes kinematical bounds on the optimization of arbitrary observables. We summarize our previous results on kinematical bounds and show that these bounds are dynamically realizable for completely controllable systems. Moreover, we establish improved bounds for certain partially controllable systems. Finally, the question of dynamical realizability of the bounds for arbitrary partially controllable systems is shown to depend on the accessible sets of the associated control system on the unitary group $U(N)$ and the results of a few control computations are discussed briefly.

DOI
10.1103/physreva.63.025403

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In this paper we investigate the limits of control for mixed-state quantum systems. The constraint of unitary evolution for nondissipative quantum systems imposes kinematical bounds on the optimization of arbitrary observables. We summarize our previous results on kinematical bounds and show that these bounds are dynamically realizable for completely controllable systems. Moreover, we establish improved bounds for certain partially controllable systems. Finally, the question of dynamical realizability of the bounds for arbitrary partially controllable systems is shown to depend on the accessible sets of the associated control system on the unitary group U(N)U(N)U(N) and the results of a few control computations are discussed briefly.
Girardeau et al. (1998) derived kinematical bounds on the optimization of observables for mixed-state quantum systems and showed that they are dynamically realizable if the system is completely controllable. In this paper the problem of finding dynamically realizable bounds for systems that are not completely controllable is addressed. We derive such bounds for systems whose dynamics can be decomposed into subspace dynamics. We also study systems that are not decomposable yet fail to be completely controllable. For these systems, the question of dynamical realizability of the kinematical bounds depends on the accessibility of the target states for which the expectation value of the observable assumes its kinematical maximum.
Upper and lower bounds are established for time-dependent ensemble averages of observables of driven quantum systems in mixed states. They limit controllability of observables independently of the control fields. Narrower bounds are established when the observable is a projector onto a pure quantum state or subspace. They are optimal in the sense of being kinematically achievable. Calculations on nonlinear optimal control of a four-level model indicate that these kinematical bounds are dynamically achievable asymptotically with increasing control pulse strength.
Complete controllability is a fundamental issue in the field of control of quantum systems, not least because of its implications for dynamical realizability of the kinematical bounds on the optimization of observables. In this paper we investigate the question of complete controllability for finite-level quantum systems subject to a single control field, for which the interaction is of dipole form. Sufficient criteria for complete controllability of a wide range of finite-level quantum systems are established and the question of limits of complete controllability is addressed. Finally, the results are applied to give a classification of complete controllability for four-level systems.
In quantum optimal control theory, kinematic bounds are the minimum and maximum values of the control objective achievable for any physically realizable system dynamics. For a given initial state of the system, these bounds depend on the nature and state of the controller. We consider a general situation where the controlled quantum system is coupled to both an external classical field (referred to as a classical controller) and an auxiliary quantum system (referred to as a quantum controller). In this general situation, the kinematic bound is between the classical kinematic bound (CKB), corresponding to the case where only the classical controller is available, and the quantum kinematic bound (QKB), corresponding to the ultimate physical limit of the objective's value. Specifically, when the control objective is the expectation value of a quantum observable (a Hermitian operator on the system's Hilbert space), the QKBs are the minimum and maximum eigenvalues of this operator. We present, both qualitatively and quantitatively, the necessary and sufficient conditions for surpassing the CKB and reaching the QKB, through the use of a quantum controller. The general conditions are illustrated by examples in which the system and controller are initially in thermal states. The obtained results provide a basis for the design of quantum controllers capable of maximizing the control yield and reaching the ultimate physical limit.
We discuss the achievability of optimal control of the evolution of an unbounded quantum system by the action of external fields. Previous work has established that the evolution of a quantum system with a nondegenerate discrete and bounded spectrum of states can, in principle, be fully controlled, i.e., that the system wave function can be guided by external fields to approach arbitrarily closely a selected target state wave function. The optimal control of the evolution of a quantum system with a discrete and bounded spectrum of states has also been studied, using a method of analysis that depends on the localized character of bound state wave functions and the fact that the spectrum of states is bounded. In this paper, we examine whether it is possible to control, partially or fully, the evolution of an unbounded quantum system. We show that optimal control of the evolution of an unbounded quantum system is possible, in the sense that it is possible to minimize the difference between the product function formed at time t0 from a localizing function and a continuum wave function and a similarly defined target function at time tf. We have not been able to establish that such optimal control is equivalent to full control, i.e., that the difference between the initial and target functions can be made arbitrarily small, which would require showing that the set of control functions is complete with respect to the function space of the system. Our analysis establishes the existence of external fields that can optimally guide the unbounded system evolution in the absence of other constraints than the Schrödinger equation of motion, but does not provide an algorithm for the construction of such fields. The relationship between optimal control of the evolution of a quantum system and the existence of chaotic dynamics in the continuum domain is briefly discussed. We argue that the optimally controlled system cannot have chaotic dynamics even if the bare system does. As illustrations of the results obtained, we discuss briefly the optimal control of evolution in the subset of discrete states from a spectrum with both discrete and continuum states, the optimal control of evolution in resonant states, and the inversion of the optimally controlled localized product continuum target function to yield the corresponding system wave function.