We derive a well-behaved nonlinear extension of the nonrelativistic Liouville--von Neumann dynamics driven by maximal entropy production with conservation of energy and probability. The pure-state limit reduces to the usual Schr\"odinger evolution, while mixtures evolve toward maximum entropy equilibrium states with canonical-like probability distributions on energy eigenstates. The linear, near-equilibrium limit is found to amount to an essentially exponential relaxation to thermal equilibrium; a few elementary examples are given. In addition, the modified dynamics is invariant under the time-independent symmetry group of the Hamiltonian, and also invariant under the special Galilei group provided the conservation of total momentum is accounted for as well. Similar extensions can be generated for, e.g., nonextensive systems better described by a Tsallis q entropy.
We derive a well-behaved nonlinear extension of the nonrelativistic Liouville--von Neumann dynamics driven by maximal entropy production with conservation of energy and probability. The pure-state limit reduces to the usual Schr"odinger evolution, while mixtures evolve toward maximum entropy equilibrium states with canonical-like probability distributions on energy eigenstates. The linear, near-equilibrium limit is found to amount to an essentially exponential relaxation to thermal equilibrium; a few elementary examples are given. In addition, the modified dynamics is invariant under the time-independent symmetry group of the Hamiltonian, and also invariant under the special Galilei group provided the conservation of total momentum is accounted for as well. Similar extensions can be generated for, e.g., nonextensive systems better described by a Tsallis q entropy.
We discuss and motivate the form of the generator of a nonlinear quantum dynamical group 'designed' so as to accomplish a unification of quantum mechanics (QM) and thermodynamics. We call this nonrelativistic theory Quantum Thermodynamics (QT). Its conceptual foundations differ from those of (von Neumann) quantum statistical mechanics (QSM) and (Jaynes) quantum information theory (QIT), but for thermodynamic equilibrium (TE) states it reduces to the same mathematics, and for zero entropy states it reduces to standard unitary QM. The nonlinear dynamical group of QT is construed so that the second law emerges as a theorem of existence and uniqueness of a stable equilibrium state for each set of mean values of the energy and the number of constituents. It implements two fundamental ansatzs. The first is that in addition to the standard QM states described by idempotent density operators (zero entropy), a strictly isolated system admits also states that must be described by non-idempotent density operators (nonzero entropy). The second is that for such additional states the law of causal evolution is determined by the simultaneous action of a Schroedinger-von Neumann-type Hamiltonian generator and a nonlinear dissipative generator which conserves the mean values of the energy and the number of constituents, and (in forward time) drives any density operator, no matter how far from TE, in the 'direction' of steepest entropy ascent (maximal entropy increase). The equation of motion can be solved not only in forward time, to describe relaxation towards TE, but also backwards in time, to reconstruct the 'ancestral' or primordial lowest entropy state or limit cycle from which the system originates.
The nonlinear equation of motion that accomplishes a self-consistent unification of quantum mechanics (QM) and thermodynamics conceptually different from the (von Neumann) foundations of quantum statistical mechanics (QSM) and (Jaynes) quantum information theory (QIT), but which reduces to the same mathematics for the thermodynamic equilibrium (TE) states, and contains standard QM in that it reduces to the time-dependent Schrodinger equation for zero entropy states is discussed in full mathematical detail. By restricting the discussion to a strictly isolated system (noninteracting, disentangled and uncorrelated), we show how the theory departs from the conventional QSM/QIT rationalization of the second law of thermodynamics, which instead emerges in QT (quantum thermodynamics) as a theorem of existence and uniqueness of a stable equilibrium state for each set of mean values of the energy and the number of constituent particles. To achieve this, the theory assumes Trρ lnρ B −k for the physical entropy and is designed to implement two fundamental ansatzs: (1) that in addition to the standard QM states described by idempotent density operators (zero entropy), a strictly isolated and uncorrelated system admits also states that must be described by non-idempotent density operators (nonzero entropy); (2) that for such additional states the law of causal evolution is determined by the simultaneous action of a Schrodinger-von Neumann-type Hamiltonian generator and a nonlinear dissipative generator which conserves the mean values of the energy and the number of constituent particles, and in forward time drives the density operator in the 'direction' of steepest entropy ascent (maximal entropy generation). The resulting dynamics is well defined for all non-equilibrium states, no matter how far from TE. Existence and uniqueness of solutions of the Cauchy initial value problem for all density operators implies that the equation of motion can be solved not only in forward time, to describe relaxation towards TE, but also in backward time, to reconstruct the 'ancestral' or primordial lowest entropy state or limit cycle from which the system originates. Zero entropy states as well as a well defined family of non-dissipative states evolve unitarily according to pure Hamiltonian dynamics and can be viewed as unstable limit cycles of the general nonlinear dynamics.
We first discuss the geometrical construction and the main mathematical features of the maximum-entropy-production/steepest-entropyascent nonlinear evolution equation proposed long ago by this author in the framework of a fully quantum theory of irreversibility and thermodynamics for a single isolated or adiabatic particle, qubit, or qudit, and recently rediscovered by other authors. The nonlinear equation generates a dynamical group, not just a semigroup, providing a deterministic description of irreversible conservative relaxation towards equilibrium from any non-equilibrium density operator. It satisfies a very restrictive stability requirement equivalent to the Hatsopoulos-Keenan statement of the second law of thermodynamics. We then examine the form of the evolution equation we proposed to describe multipartite isolated or adiabatic systems. This hinges on novel nonlinear projections defining local operators that we interpret as “local perceptions ” of the overall system’s energy and entropy. Each component particle contributes an independent local tendency along the direction of steepest increase of the locally perceived entropy at constant locally perceived energy. It conserves both the locallyperceived energies and the overall energy, and meets strong separability and non-signaling conditions, even though the local evolutions are not independent of existing correlations. We finally show how the geometrical construction can readily lead to other thermodynamically relevant models, such as of the nonunitary isoentropic evolution needed for full extraction of a system’s adiabatic availability.
In the framework of the recent quest for well-behaved nonlinear extensions of the traditional Schrödinger-von Neumann unitary dynamics that could provide fundamental explanations of recent experimental evidence of loss of quantum coherence at the microscopic level, a recent paper [Gheorghiu-Svirschevski 2001 Phys. Rev. A 63 054102] reproposes the nonlinear equation of motion proposed by the present author [see Beretta G P 1987 Found. Phys. 17 365 and references therein] for quantum (thermo)dynamics of a single isolated indivisible constituent system, such as a single particle, qubit, qudit, spin or atomic system, or a Bose-Einstein or Fermi-Dirac field. As already proved, such nonlinear dynamics entails a fundamental unifying microscopic proof and extension of Onsager's reciprocity and Callen's fluctuation-dissipation relations to all nonequilibrium states, close and far from thermodynamic equilibrium. In this paper we propose a brief but self-contained review of the main results already proved, including the explicit geometrical construction of the equation of motion from the steepest-entropy-ascent ansatz and its exact mathematical and conceptual equivalence with the maximal-entropy-generation variational-principle formulation presented in Gheorghiu-Svirschevski S 2001 Phys. Rev. A 63 022105. Moreover, we show how it can be extended to the case of a composite system to obtain the general form of the equation of motion, consistent with the demanding requirements of strong separability and of compatibility with general thermodynamics principles. The irreversible term in the equation of motion describes the spontaneous attraction of the state operator in the direction of steepest entropy ascent, thus implementing the maximum entropy production principle in quantum theory. The time rate at which the path of steepest entropy ascent is followed has so far been left unspecified. As a step towards the identification of such rate, here we propose a possible, well-behaved and intriguing, general closure of the dynamics, compatible with the nontrivial requirements of strong separability. Based on the time–energy Heisenberg uncertainty relation, we derive a lower bound to the internal-relaxation-time functionals that determine the rate of entropy generation. This bound entails an upper bound to the rate of entropy generation. By this extreme maximal-entropy-generation-rate ansatz, each indivisible subsystem follows the direction of steepest locally perceived entropy ascent at the highest rate compatible with the time– energy uncertainty principle.
We argue that usual quantum statics and the dynamical equivalence of mixed quantum states to {\it probabilistic mixtures}suffice to guarantee a linear evolution law, which necessarily complies with the no-signaling condition. Alternatively, there are nonlinear dynamical extensions that treat mixed states as {\it elementary mixtures} and evolve {\it every}pure state linearly and unitarily. But if all {\it entangled} pure states evolve linearly, then elementary mixtures cannot evolve nonlinearly without challenging quantum locality. Conversely, any such extension that is relativistically well behaved demands a nonlinear evolution [decoherence] of pure entangled states. Wherefrom follows that the linear evolution of entangled pure states provides an unequivocal signature of linear quantum dynamics.
The isoentropic, but energy-nonconserving, time evolution of mixed quantum states is studied in quantum mechanics and quantum field theory. A variational principle, which gives the Liouville--von Neumann equation, is implemented approximately by making a Gaussian Ansatz for the density matrix. The dynamical equations governing the parameters that define the Ansatz satisfy equations variously analogous to the Schr\"odinger equation and to mechanical problems. Interesting nonequilibrium evolution is found in special cases, as, for example, when the analog Schr\"odinger equation gives rise to reflectionless transmission. For field theory in an external, time-dependent metric we obtain equations that were previously derived in the many-field (spherical-model) limit.