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arXiv:nucl-th/0109061 · Physical Review C

Extension of random-phase approximation preserving energy weighted sum rules: An application to a 3-level Lipkin model

M. Grasso, F. Catara

Published Dec 21, 2000• 15 citations
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Abstract

A limitation common to all extensions of random-phase approximation including only particle-hole configurations is that they violate to some extent the energy weighted sum rules. Considering one such extension, the improved RPA (IRPA), already used to study the electronic properties of metallic clusters, we show how it can be generalized in order to eliminate this drawback. This is achieved by enlarging the configuration space, including also elementary excitations corresponding to the annihilation of a particle (hole) and the creation of another particle (hole) on the correlated ground state. The approach is tested within a solvable 3-level model.

DOI
10.1103/physrevc.63.014317

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arXiv:1701.08368•International Journal of Modern Physics E•Oct 1, 2017•4 citations
A limitation common to all extensions of random-phase approximation including only particle-hole configurations is that they violate to some extent the energy weighted sum rules. Considering one such extension, the improved RPA (IRPA), already used to study the electronic properties of metallic clusters, we show how it can be generalized in order to eliminate this drawback. This is achieved by enlarging the configuration space, including also elementary excitations corresponding to the annihilation of a particle (hole) and the creation of another particle (hole) on the correlated ground state. The approach is tested within a solvable 3-level model.
We present a new extension of the random-phase approximation method: the quasiboson approximation is avoided and correlations are included in the ground state without resorting to renormalized operators or renormalized matrix elements; the configuration space is enlarged by considering also elementary excitations corresponding to the annihilation of a particle (hole) and the creation of another particle (hole) on the correlated ground state, together with the particle-hole ones. Two new and relevant advantages of this method with respect to the existing extensions of random-phase approximation are highlighted: (i) the energy weighted sum rules are completely satisfied; (ii) the problem of the existence of nonphysical states in the spectrum, related to the inclusion of particle-particle and hole-hole configurations, is solved: a way to unambiguously disentangle physical from nonphysical states in the excitation spectrum is presented. The method is applied here to a three-level Lipkin model where its quality can be judged by comparing with the exact results. Both advantages (i) and (ii) shall lead to feasible future applications of this extended RPA to several realistic cases.
The second random-phase approximation (SRPA) is the simplest and most natural extension of the RPA. It enlarges the space of the elementary modes introduced to describe the collective states by adding 2 particle -2 hole excitations to the 1 particle -1 hole ones of the RPA. In deriving the SRPA equations, use is made, as in the RPA, of the so-called quasi-boson approximation (QBA) where expectation values in the ground state of the system are approximated by their values in the uncorrelated reference state. This, however, has been shown to imply a degree of approximation worse than that in the RPA. It is, therefore, necessary to improve the QBA by considering a reference state which contains some correlations. Having in mind to perform such calculations for realistic systems, we consider a simple extension of the SRPA in which the reference state contains 2 particle - 2 hole correlations. The quality of such an extension is tested by applying it to a solvable three-level model and found to be good.
We present a method for the treatment of correlations in finite Fermi systems in a more consistent way than the random phase approximation (RPA). The main differences with respect to previous approaches are underlined and discussed. In particular, no use of renormalized operators is made. By means of the method of linearization of equations of motion, we derive a set of RPA-like equations depending only on the one-body density matrix. The latter is no more assumed to be diagonal and it is expressed in terms of the XXX and YYY amplitudes of the particle-hole phonon operators. This set of nonlinear equations is solved via an iterative procedure, which allows us to calculate the energies and the wave functions of the excited states. After presenting our approach in its general formulation, we test its quality by using metal clusters as a good test laboratory for a generic many-body system. Comparison to RPA shows significant improvements. We discuss also how the present approach can be further extended beyond the particle-hole configuration space, getting an approximation scheme in which energy weighted sum rules are exactly preserved, thus solving a problem common to all extension of RPA proposed until now. The implementation of such approach will be afforded in a future work.
Collective excitations are one of the most common and interesting features of many-body systems. Of particular interest are those collective modes which can be interpreted in terms of vibrations. Nuclei show a large variety of such modes, both low-lying and high-lying. In particular the giant dipole resonance is due to the coherent motion of protons against neutrons. Its analogue in metal clusters is the dipole plasmon excitation, due to the oscillation of electrons against the positive ions. The Random Phase Approximation (RPA) is extensively used as a microscopic theory to study the basic properties of these collective excitations. In the derivation of RPA use is made of the Quasi Boson Approximation (QBA). It consists in replacing the expectation values in the correlated ground state with those in the uncorrelated (Hartree-Fock) one. Strictly related to QBA is the feature of RPA of predicting a harmonic spectrum. On the other hand, the existence of anharmonicities in the multiphonon spectra of nuclei and their relevance in various physical processes are well established. Overcoming QBA has represented the starting point of many attempts aiming at improving RPA. A recently developed approach in this line will be presented and discussed. A very nice property of RPA is to satisfy Energy Weighted Sum Rules (EWSR). However, some violations are present in several extensions of RPA. We will show how to cure this shortcoming.
It is shown that the random-phase approximation (RPA) method with its nonlinear higher generalization, which was previously considered as approximation except for a very limited case, reproduces the exact solutions of the Lipkin model. The nonlinear higher RPA is based on an equation nonlinear on eigenvectors and includes many particle-many hole components in the creation operator of the excited states. We demonstrate the exact character of solutions analytically for the particle number [Formula: see text] and, numerically, for [Formula: see text]. This finding indicates that the nonlinear higher RPA is equivalent to the exact Schrödinger equation, which opens up new possibilities for realistic calculations in many-body problems.