Finite-temperature mean-field theories, such as the Hartree--Fock (HF) and Hartree--Fock--Bogoliubov (HFB) theories, are formulated in the grand-canonical ensemble, and their applications to the calculation of statistical properties of nuclei such as level densities require a reduction to the canonical ensemble. In a previous publication [Y. Alhassid et al., Phys. Rev. C 93, 044320 (2016)], it was found that ensemble-reduction methods based on the saddle-point approximation are not reliable in cases in which rotational symmetry or particle-number conservation is broken. In particular, the calculated HFB canonical entropy can be unphysical as a result of the inherent violation of particle-number conservation. In this work, we derive a general formula for exact particle-number projection after variation in the HFB approximation, assuming that the HFB Hamiltonian preserves time-reversal symmetry. This formula reduces to simpler known expressions in the HF and Bardeen--Cooper--Schrieffer (BCS) limits of the HFB. We apply this formula to calculate the thermodynamic quantities needed for level densities in the heavy nuclei
162Dy,148Sm, and
150Sm. We find that the exact particle-number projection gives better physical results and is significantly more computationally efficient than the saddle-point methods. However, the fundamental limitations caused by broken symmetries in the mean-field approximation are still present.
Combining several techniques, we propose an efficient and numerically reliable method to perform the quantum number projection and configuration mixing for most general mean-field states, i.e., the Hartree-Fock-Bogoliubov (HFB) type product states without symmetry restrictions. As for the example of calculations, we show the results of the simultaneous parity, number and angular-momentum projection from HFB type states generated from the cranked Woods-Saxon mean-field with a very large basis that is composed of Nmax = 20 spherical harmonic oscillator shells.
The finite-temperature Hartree-Fock-Bogoliubov (HFB) approximation often breaks symmetries of the underlying many-body Hamiltonian. Restricting the calculation of the HFB partition function to a subspace with good quantum numbers through projection after variation restores some of the correlations lost in breaking these symmetries, although effects of the broken symmetries such as sharp kinks at phase transitions remain. However, the most general projection after variation formula in the finite-temperature HFB approximation is limited by a sign ambiguity. Here, we extend the Pfaffian formula for the many-body traces of HFB density operators introduced by L. M. Robledo in Ref. [1] to eliminate this sign ambiguity and evaluate the more complicated many-body traces required in projection after variation in the most general HFB case. We validate our method through a proof-of-principle calculation of the particle-number-projected HFB thermal energy in a simple model.
The finite-temperature Hartree-Fock-Bogoliubov (HFB) approximation often breaks symmetries of the underlying many-body Hamiltonian. Restricting the calculation of the HFB partition function to a subspace with good quantum numbers through projection after variation restores some of the correlations lost in breaking these symmetries, although effects of the broken symmetries such as sharp kinks at phase transitions remain. However, the most general projection after variation formula in the finite-temperature HFB approximation is limited by a sign ambiguity. Here, I extend the Pfaffian formula for the many-body traces of HFB density operators introduced by Robledo [L. M. Robledo, Phys. Rev. C. 79, 021302(R) (2009)] to eliminate this sign ambiguity and evaluate the more complicated many-body traces required in projection after variation in the most general HFB case. The method is validated through a proof-of-principle calculation of the particle-number-projected HFB thermal energy in a simple model.
Background: The variational Hartree-Fock-Bogoliubov (HFB) mean-field theory is the starting point of various (ab initio) many-body methods dedicated to superfluid systems. In this context, pairing correlations may be driven towards zero either on purpose via HFB calculations constrained on, e.g., the particle-number variance or simply because internucleon interactions cannot sustain pairing correlations in the first place in, e.g., closed-shell systems. While taking this limit constitutes a text-book problem when the system is of closed-shell character, it is typically, although wrongly, thought to be ill-defined whenever the naive filling of single-particle levels corresponds to an open-shell system.Purpose: The present work demonstrates that the zero-pairing limit of an HFB state is well-defined independently of the average particle number
A it is constrained to. Still, the nature of the limit state is shown to depend on the regime, i.e., on whether the nucleus characterizes as a closed-shell or an open-shell system when taking the limit. Finally, the consequences of the zero-pairing limit on Bogoliubov many-body perturbation theory (BMBPT) calculations performed on top of the HFB reference state are illustrated.Methods: The zero-pairing limit of a HFB state constrained to carry an arbitrary (integer) number of particles
A on average is worked out analytically and realized numerically using a two-nucleon interaction derived within the frame of chiral effective field theory.Results: The zero-pairing limit of the HFB state is mathematically well-defined, independently of the closed- or open-shell character of the system in the limit. Still, the nature of the limit state strongly depends on the underlying shell structure and on the associated naive filling reached in the zero-pairing limit for the particle number
A of interest. First, the textbook situation is recovered for closed-shell systems, i.e., the limit state is reached for a finite value of the pairing strength (the well-known BardeenCooperSchrieffer (BCS) collapse) and takes the form of a single Slater determinant displaying (i) zero pairing energy, (ii) nondegenerate elementary excitations, and (iii) zero particle-number variance. Contrarily, a nonstandard situation is obtained for open-shell systems, i.e., the limit state is only reached for a zero value of the pairing interaction (no BCS collapse) and takes the form of a specific finite linear combination of Slater determinants displaying (a) a nonzero pairing energy, (b) degenerate elementary excitations, and (c) a nonzero particle-number variance for which an analytical formula is derived. This nonzero particle-number variance acts as a lower bound that depends in a specific way on the number of valence nucleons and on the degeneracy of the valence shell. All these findings are confirmed and illustrated numerically. Last but not least, BMBPT calculations of closed-shell (open-shell) nuclei are shown to be well-defined (ill-defined) in the zero-pairing limit.Conclusions: While HFB theory has been intensively scrutinized formally and numerically over the last decades, it still uncovers unknown and somewhat unexpected features. In the present paper, the zero-pairing limit of a HFB state carrying an arbitrary number of particles has been worked out and shown to lead to drastic differences and consequences depending on the closed-shell or open-shell nature of the system in that limit. From a general perspective, the present analysis demonstrates that HFB theory does not reduce to HF theory when the pairing field is driven to zero in the HFB Hamiltonian matrix.
Quantum many-body systems can be studied theoretically from first principles using microscopic models, but the computational cost of numerically exact calculations increases exponentially with the number of particles and the complexity of the interaction, limiting the systems that can be analysed. The Hartree-Fock-Bogoliubov (HFB) and quasiparticle random phase approximation (QRPA) methods, heavily used in nuclear physics, rely on mean-field approximations but scale more favourably with increasing system size and complexity. In this work we apply these methods to the problem of a two-dimensional harmonically trapped Fermi gas with attractive interactions, with the goal of investigating the validity of the approximations in the few-body limit. We implement the approximate methods in code and then compare them with exact calculations. We find that the HFB method can account for pairing correlations that arise due to the attractive interaction, predicting well the ground state energy even at high interaction strengths. Also, the excitation spectra predicted by the QRPA method qualitatively match the true spectra, reproducing the expected subset of excitations. Finally, we see that perturbative corrections can be used to improve the ground state energy estimate of the HFB.