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arXiv:math-ph/0212029 · Letters in Mathematical Physics

Improved Bounds on the Spectral Gap Above Frustration-Free Ground States of Quantum Spin Chains

Wolfgang L. Spitzer, Shannon L. Starr

Published Feb 1, 2003• 24 citations
arXivHTMLPDF
DOI
10.1023/a:1023059518455

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Let H be a frustration-free Hamiltonian describing a 2D grid of qudits with local interactions, a unique ground state, and local spectral gap lower bounded by a positive constant. For any bipartition defined by a vertical cut of length L running from top to bottom of the grid, we prove that the corresponding entanglement entropy of the ground state of H is upper bounded by Õ(L 5/3). For the special case of a 1D chain, our result provides a new area law which improves upon prior work, in terms of the scaling with qudit dimension and spectral gap. In addition, for any bipartition of the grid into a rectangular region A and its complement, we show that the entanglement entropy is upper bounded as Õ(|∂ A|5/3) where ∂ A is the boundary of A. This represents a subvolume bound on entanglement in frustration-free 2D systems. In contrast with previous work, our bounds depend on the local (rather than global) spectral gap of the Hamiltonian. We prove our results using a known method which bounds the entanglement entropy of the ground state in terms of certain properties of an approximate ground state projector (AGSP). To this end, we construct a new AGSP which is based on a robust polynomial approximation of the AND function and we show that it achieves an improved trade-off between approximation error and entanglement.
We improve Knabe’s spectral gap bound for frustration-free translation-invariant local Hamiltonians in 1D. The bound is based on a relationship between global and local gaps. The global gap is the spectral gap of a size-m chain with periodic boundary conditions, while the local gap is that of a subchain of size n < m with open boundary conditions. Knabe proved that if the local gap is larger than the threshold value 1/(n − 1) for some n > 2, then the global gap is lower bounded by a positive constant in the thermodynamic limit m → ∞. Here we improve the threshold to 6n(n+1), which is better (smaller) for all n > 3 and which is asymptotically optimal. As a corollary we establish a surprising fact about 1D translation-invariant frustration-free systems that are gapless in the thermodynamic limit: for any such system the spectral gap of a size-n chain with open boundary conditions is upper bounded as O(n−2). This contrasts with gapless frustrated systems where the gap can be Θ(n−1). It also limits the extent to which the area law is violated in these frustration-free systems, since it implies that the half-chain entanglement entropy is O(1/ϵ) as a function of spectral gap ϵ. We extend our results to frustration-free systems on a 2D square lattice.