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arXiv:math-ph/0211029

Statistics of non-interacting bosons and fermions in micro-canonical, canonical and grand-canonical ensembles: A survey

Fabrice Philippe, Jacques Arnaud, Laurent Chusseau

Published Nov 15, 2002• 3 citations
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Abstract

The statistical properties of non-interacting bosons and fermions confined in trapping potentials are most easily obtained when the system may exchange energy and particles with a large reservoir (grand-canonical ensemble). There are circumstances, however, where the system under consideration may be considered as being isolated (micro-canonical ensemble). This paper first reviews results relating to micro-canonical ensembles. Some of them were obtained a long time ago, particularly by Khinchin in 1950. Others were obtained only recently, often motivated by experimental results relating to atomic confinement. A number of formulas are reported for the first time in the present paper. Formulas applicable to the case where the system may exchange energy but not particles with a reservoir (canonical ensemble) are derived from the micro-canonical ensemble expressions. The differences between the three ensembles tend to vanish in the so-called Thermodynamics limit, that is, when the number of particles and the volume go to infinity while the particle number density remains constant. But we are mostly interested in systems of moderate size, often referred to as being mesoscopic, where the grand-canonical formalism is not applicable. The mathematical results rest primarily on the enumeration of partitions of numbers.

DOI
10.48550/arxiv.math-ph/0211029

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The statistical properties of non-interacting bosons and fermions confined in trapping potentials are most easily obtained when the system may exchange energy and particles with a large reservoir (grand-canonical ensemble). There are circumstances, however, where the system under consideration may be considered as being isolated (micro-canonical ensemble). This paper first reviews results relating to micro-canonical ensembles. Some of them were obtained a long time ago, particularly by Khinchin in 1950. Others were obtained only recently, often motivated by experimental results relating to atomic confinement. A number of formulas are reported for the first time in the present paper. Formulas applicable to the case where the system may exchange energy but not particles with a reservoir (canonical ensemble) are derived from the micro-canonical ensemble expressions. The differences between the three ensembles tend to vanish in the so-called Thermodynamics limit, that is, when the number of particles and the volume go to infinity while the particle number density remains constant. But we are mostly interested in systems of moderate size, often referred to as being mesoscopic, where the grand-canonical formalism is not applicable. The mathematical results rest primarily on the enumeration of partitions of numbers.
We analyze the general relation between canonical and grand canonical ensembles in the thermodynamic limit. We begin our discussion by deriving, with an alternative approach, some standard results first obtained by Kac and coworkers in the late 1970s. Then, motivated by the Bose-Einstein condensation (BEC) of trapped gases with a fixed number of atoms, which is well described by the canonical ensemble and by the recent groundbreaking experimental realization of BEC with photons in a dye-filled optical microcavity under genuine grand canonical conditions, we apply our formalism to a system of non-interacting Bose particles confined in a two-dimensional harmonic trap. We discuss in detail the mathematical origin of the inequivalence of ensembles observed in the condensed phase, giving place to the so-called grand canonical catastrophe of density fluctuations. We also provide explicit analytical expressions for the internal energy and specific heat and compare them with available experimental data. For these quantities, we show the equivalence of ensembles in the thermodynamic limit.
For many-particle quantum systems, calculating thermodynamic quantities in the canonical ensemble is a very hard task, while this is tractable in the grand canonical ensemble.The second ensemble is then used.The results are supposed to be the same, at least in the thermodynamic limit.Is this actually the case?In this work, we consider a system of N noninteracting bosons distributed among few energy levels.We can calculate the canonical partition function in this case and deduce the canonical mean energy.We compare it to the mean energy deduced from the grand canonical ensemble for the same number of particles.We consider the case of a large number of particles.
While the thermodynamics of a system of non-interacting fermions can be straightforwardly determined in the grand canonical ensemble, results for a specific number of N particles are more difficult to obtain. In this talk we will present a general recursion scheme for the canonical partition function of free fermions with a quadratic energy level spacing as might be present for ultracold fermionic atoms confined inside a box trap. Exact results for the entropy, specific heat and one and two particle occupation probabilities are numerically obtained to arbitrary precision and compared with their corresponding grand canonical values. The numerical stability of the recursion relation allows us to quantify deviations from Wicks theorem in the canonical ensemble for a variety of temperatures and densities.
This thesis encompasses a number of problems related to the number fluctuations from the ground state of ideal particles in different statistical ensembles. In the microcanonical ensemble most of these problems may be solved using number theory. Given an energy E, the well-known problem of finding the number of ways of distributing N bosons over the excited levels of a one-dimensional harmonic spectrum, for instance, is equivalent to the number of restricted partitions of E. As a result, the number fluctuation from the ground state in the microcanonical ensemble for this system may be found analytically. When the particles are fermions instead of bosons, however, it is difficult to calculate the exact ground state number fluctuation because the fermionic ground state consists of many levels. By breaking up the energy spectrum into particle and hole sectors, and mapping the problem onto the classic number partitioning theory, we formulate a method of calculating the particle number fluctuation from the ground state in the microcanonical ensemble for fermions. The same quantity is calculated for particles interacting via an inverse-square pairwise interaction in one dimension. In the canonical ensemble, an analytical formula for the ground state number fluctuation is obtained by using the mapping of this system onto a system of noninteracting particles obeying the Haldane-Wu exclusion statistics. In the microcanonical ensemble, however, the result can be obtained only for a limited set of values of the interacting strength parameter. Usually, for a discrete set of a mean-field single-article quantum spectrum and in the micro canonical ensemble, there are many combinations of exciting particles from the ground state. The spectrum given by the logarithms of the prime number sequence, however, is a counterexample to this rule. Here, as a consequence of the fundamental theorem of arithmetic, there is a one-to-one correspondence between the microstate and the macrostate, resulting in the vanishing of number fluctuation for all excitations. The use of the canonical or grand canonical ensembles, on the other hand, gives a substantial number fluctuation from the ground state. For a related spectrum, that given by the logarithms of an integer n, the microcanonical number fluctuation is non-zero but the application of the other ensembles is still not valid. These two spectra are examples of systems where canonical and grand canonical ensembles averagings yield answers different from the microcanonical result. Some models in physics may be used to obtain formulae known in the theory of number partition. For the same problem of N ideal bosons in a one-dimensional harmonic oscillator potential mentioned earlier, it is well known that the asymptotic (N --> ∞) density of states is identical to the Hardy-Ramanujan formula for the number of partitions of an integer n. The same statistical mechanics technique for the density of states of bosons in a power-law spectrum yields the partitioning formula for the number of partitions of n into a sum of 8th powers of a set of integers. By considering only the particle sector of the fermionic spectrum, a formula for the number of distinct partitions of n is obtained. For the s = 1 case and for finite N, the Erdos-Lehner formula for the restricted partitions, and a new formula for the distinct and restricted partitions are derived. As a diversion, we discuss the microcanonical entropy which may be uniquely defined in terms of the macrostate, or equivalently the many-body degeneracy of the state, at a given energy. The many-body degeneracy factor, however, is exceedingly difficult to calculate in general. It is thus desirable to find a different way to calculate the micro canonical entropy. It has been recently suggested that the microcanonical entropy may be accurately reproduced by including a logarithmic correction to the canonical entropy. This claim is readily tested using some of the models mentioned above, where the many-body degeneracy may be determined exactly. In addition, we also consider a system of N distinguishable particles in a d-dimensional harmonic energy spectrum. In this case the many-body degeneracy factor can be obtained analytically in a closed form.
For ideal Bose atoms in an isotropic harmonic trap, we consider thermodynamic variables obtained from microcanonical, canonical, and grand canonical ensembles, each with certain variables specified and other variables fluctuating. For the first two of these ensembles, we derive recursion relations that link partition functions for different dimensions. We discuss fluctuations in general, and obtain expressions for variances of the atom number N, the chemical potential \ensuremath{\mu}, and the temperature T for small, Gaussian fluctuations in the grand canonical ensemble. Then from our recursion relations and others given elsewhere, we obtain probability distributions for N, for ground-state occupation number n0{n}_{0}n0​, for \ensuremath{\mu}, and for T. Below the critical temperature, the shape of the distributions for N, n0,{n}_{0},n0​, and \ensuremath{\mu} are definitely not Gaussian for the grand canonical ensemble. For given temperature and small N, we find that the chemical potential values pertaining to the three ensembles differ. We compare the specific-heat function CN(T){C}_{N}(T)CN​(T) for the three ensembles and propose to use the minimum of dCN/dT{\mathrm{dC}}_{N}/dTdCN​/dT to define the critical temperature to facilitate comparisons with similar configurations of interacting atoms.
For a small system at a low temperature, thermal fluctuation and quantum effect play important roles in quantum thermodynamics. Starting from micro-canonical ensemble, we generalize the Boltzmann–Gibbs statistical factor from infinite to finite systems, no matter the interactions between particles are considered or not. This generalized factor, similar to Tsallis’s q-form as a power-law distribution, has the restriction of finite energy spectrum and includes the nonextensivities of the small systems. We derive the exact expression for distribution of average particle numbers in the interacting classical and quantum nonextensive systems within a generalized canonical ensemble. This expression in the almost independent or elementary excitation quantum finite systems is similar to the corresponding ones obtained from the conventional grand-canonical ensemble. In the reconstruction for the statistical theory of the small systems, we present the entropy of the equilibrium systems and equation of total thermal energy. When we investigate the thermodynamics for the interacting nonextensive systems, we obtain the system–bath heat exchange and “uncompensated heat” which are in the thermodynamical level and independent on the detail of the system–bath coupling. For ideal finite systems, with different traps and boundary conditions, we calculate some thermodynamic quantities, such as the specific heat, entropy, and equation of state, etc. Particularly at low temperatures for the small systems, we predict some novel behaviors in the quantum thermodynamics, including internal entropy production, heat exchanges between the system and its surroundings and finite-size effects on the free energy.