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arXiv:hep-th/9908073

On a Generalization in Quantum Theory: Is ℏ\hbarℏ Constant?

Ronald J. Adler, David Santiago

Published Aug 9, 1999• 2 citations
arXivHTMLPDF

Abstract

We here consider a generalization of the Klein-Gordon scalar wave equation which involves a single arbitrary function. The quantization may be viewed as allowing $\hbar$ to be a function of the momentum or wave vector rather than a constant. The generalized theory is most easily viewed in the wave vector space analog of the Lagrangian. We need no reference to spacetime. In the generalized theory the de Broglie relation between wave vector and momentum is generalized, as are the canonical commutation relations and the uncertainty principle. The generalized uncertainty principle obtained is the same as has been derived from string theory, or by a general consideration of gravitational effects during the quantum measurement process. The propagator of the scalar field is also generalized, and an illustrative example is given in which it factors into the usual propagator times a "propagator form factor."

DOI
10.48550/arxiv.hep-th/9908073

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We here consider a generalization of the Klein-Gordon scalar wave equation which involves a single arbitrary function. The quantization may be viewed as allowing ℏ\hbarℏ to be a function of the momentum or wave vector rather than a constant. The generalized theory is most easily viewed in the wave vector space analog of the Lagrangian. We need no reference to spacetime. In the generalized theory the de Broglie relation between wave vector and momentum is generalized, as are the canonical commutation relations and the uncertainty principle. The generalized uncertainty principle obtained is the same as has been derived from string theory, or by a general consideration of gravitational effects during the quantum measurement process. The propagator of the scalar field is also generalized, and an illustrative example is given in which it factors into the usual propagator times a "propagator form factor."
The Schroedinger- and Klein-Gordon equations are directly derived from classical Lagrangians. The only inputs are given by the discreteness of energy (E=hbar.w) and momentum (p=hbar.k), respectively, as well as the assumed existence of a space-pervading field of "zero-point energy" (E_0=hbar.w/2 per spatial dimension) associated to each particle of energy E. The latter leads to an additional kinetic energy term in the classical Lagrangian, which alone suffices to pass from classical to quantum mechanics. Moreover, Heisenberg's uncertainty relations are also derived within this framework, i.e., without referring to quantum mechanical or other complex-numbered functions.
The possibility of generalizing quantum mechanics in such a way as to retain its predictive results, while comprehending additional solutions, is examined. It is found that this can be done through a perfected formal correspondence with Hamilton-Jacobi mechanics, by which one is led to consider generalizations of the Heisenberg postulate of the form ${p}_{k}{q}_{j}\ensuremath{-}{q}_{j}{p}_{k}=S{\ensuremath{\delta}}_{\mathrm{jk}}$, where SSS is a quantum analog of Hamilton's principal function. The formalism is shown to be equivalent to a simple change in Hamiltonian, with transformed momentum operators satisfying conventional commutation relations, and with an additional relationship involving formal analogs of the classical "initial constants" adjoined. A particular choice of $S(=\frac{\ensuremath{\hbar}}{i})$ leads to a theory identical with wave mechanics a part from a constant (unobservable) phase factor on the wave function. The fact that SSS may possess other, nonconstant values, demonstrated by a specific example, suggests the ability of the mechanical equations to describe a broader class of physical states than has hitherto been investigated.
Abstract Recently it is shown that the non-relativistic quantum formulations can be derived from an extended least action principle Yang (2023). In this paper, we apply the principle to massive scalar fields, and derive the Schrödinger equation of the wave functional for the scalar fields. The principle extends the least action principle in classical field theory by factoring in two assumptions. First, the Planck constant defines the minimal amount of action a field needs to exhibit in order to be observable. Second, there are constant random field fluctuations. A novel method is introduced to define the information metrics to measure additional observable information due to the field fluctuations, which is then converted to the additional action through the first assumption. Applying the variation principle to minimize the total actions allows us to elegantly derive the transition probability of field fluctuations, the uncertainty relation, and the Schrödinger equation of the wave functional. Furthermore, by defining the information metrics for field fluctuations using general definitions of relative entropy, we obtain a generalized Schrödinger equation of the wave functional that depends on the order of relative entropy. Our results demonstrate that the extended least action principle can be applied to derive both non-relativistic quantum mechanics and relativistic quantum scalar field theory. We expect it can be further used to obtain quantum theory for non-scalar fields.
It has recently been shown that the classical electric and magnetic fields which satisfy the source-free Maxwell equations can be linearly mapped into the real and imaginary parts of a transverse-vector wave function which in consequence satisfies the time-dependent Schroedinger equation whose Hamiltonian operator is physically appropriate to the free photon. The free-particle Klein-Gordon equation for scalar fields modestly extends the classical wave equation via a mass term. It is physically untenable for complex-valued wave functions, but has a sound nonnegative conserved-energy functional when it is restricted to real-valued classical fields. Canonical Hamiltonization and a further canonical transformation maps the real-valued classical Klein-Gordon field and its canonical conjugate into the real and imaginary parts of a scalar wave function (within a constant factor) which in consequence satisfies the time-dependent Schroedinger equation whose Hamiltonian operator has the natural correspondence-principle relativistic square-root form for a free particle, with a mass that matches the Klein-Gordon field theory's mass term. Quantization of the real-valued classical Klein-Gordon field is thus second quantization of this natural correspondence-principle first-quantized relativistic Schroedinger equation. Source-free electromagnetism is treated in a parallel manner, but with the classical scalar Klein-Gordon field replaced by a transverse vector potential that satisfies the classical wave equation. This reproduces the previous first-quantized results that were based on Maxwell's source-free electric and magnetic field equations.
Solitary-particle quantum mechanics' inherent compatibility with special relativity is implicit in Schroedinger's postulated wave-function rule for the operator quantization of the particle's canonical three-momentum, taken together with his famed time-dependent wave-function equation that analogously treats the operator quantization of its Hamiltonian. The resulting formally four-vector equation system assures proper relativistic covariance for any solitary-particle Hamiltonian operator which, together with its canonical three-momentum operator, is a Lorentz-covariant four-vector operator. This, of course, is always the case for the quantization of the Hamiltonian of a properly relativistic classical theory, so the strong correspondence principle definitely remains valid in the relativistic domain. Klein-Gordon theory impairs this four-vector equation by iterating and contracting it, thereby injecting extraneous negative-energy solutions that are not orthogonal to their positive-energy counterparts of the same momentum, thus destroying the basis of the quantum probability interpretation. Klein-Gordon theory, which thus depends on the square of the Hamiltonian operator, is as well thereby cut adrift from Heisenberg's equations of motion. Dirac theory confuses the space-time symmetry of the four-vector equation system with such symmetry for its time component alone, which it fatuously imposes, thereby breaching the strong correspondence principle for the free particle and imposing the starkly unphysical momentum-independence of velocity. Physically sensible alternatives, with external electromagnetic fields, to the Klein-Gordon and Dirac equations are derived, and the simple, elegant symmetry-based approach to antiparticles is pointed out.