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arXiv:hep-th/9210046

Effective Field Theory and the Fermi Surface

Joseph Polchinski

Published Oct 8, 1992• 242 citations
arXivHTMLPDF

Abstract

This is an introduction to the method of effective field theory. As an application, I derive the effective field theory of low energy excitations in a conductor, the Landau theory of Fermi liquids, and explain why the high-$T_c$ superconductors must be described by a different effective field theory.

DOI
10.48550/arxiv.hep-th/9210046

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This thesis is organized in two independent parts, in which I study two different aspects of high Tc superconductivity. The first part begins with an introduction aimed to briefly introduce some relevant experimental and theoretical works performed in recent years, that have helped us to think about cuprates the way we do now. Afterwards, I introduce Landau Fermi liquid theory in a standard text book way. The question of validity of Fermi liquid theory in 2-d is then raised and investigated by searching for singularities in Landau's /-function. I show that the interaction function between two quasiparticles whose momenta approach each other near a curved point of the Fermi surface, contains a 1-d singularity not strong enough to change the Fermi liquid behavior. On the other hand, inflection points provide 2-d singularities that have to be taken seriously in Fermi liquid considerations. I then introduce nearly antiferromagnetic Fermi liquid theory (NAFL), which is a phenomenological theory proposed to describe high Tc systems. I mainly focus on the self-consistency of the theory in calculations. I criticize the theory on the basis of overlooking the vertex corrections in the strong coupling calculations of the transition temperature Tc. I calculate the first vertex correction for an optimally doped system and show that it is of the same order of magnitude as the bare vertex. Migdal's theorem is therefore not valid and Eliashberg formalism is not applicable to this situation. The same conclusion is obtained even after inclusion of the quasiparticle residue Z to the calculation. The sign of the vertex correction is then considered. I show that the positive sign of the vertex correction for the optimally doped system requires a phase transition of some sort as the doping is decreased. Part II of the thesis is devoted to the vortex lattice properties of high Tc superconductors. I establish a method to study vortex lattice properties of d-wave superconductors based on a generalization of the London model. The method has the advantage of simplicity as well as having very few free parameters (one at most) compared to other methods. The generalized London free energy is obtained from an s-d mixing Ginsburg-Landau free energy and also from the microscopic theory of Gorkov. The generalized London equation is found to be analytic at high temperatures. At very low temperatures however nonanalyticities arise as a result of the nodes on the superconducting gap. I then present the results of our calculations of some measurable quantities, such as the vortex lattice geometry and the effective penetration depth (as denned in μSR experiments). Comparison between our results and different experimental data is then performed. Especially our prediction for the magnetic field dependence of the effective penetration depth at T = 0, which is recently observed in //SR experiments with excellent agreement, is discussed.

•Jan 1, 2009•1 citation
This is an introduction to the method of effective field theory. As an application, I derive the effective field theory of low energy excitations in a conductor, the Landau theory of Fermi liquids, and explain why the high-TcT_cTc​ superconductors must be described by a different effective field theory.
PART I 1. Introduction 2. Lagrangian Formulation of Classical Mechanics and Field Theory 3. Quantization of Classical Field Theory I 4. Quantization of Classical Field Theory II 5. Berry Phase and Gauge Theory 6. Introduction to Perturbation Theory PART II 7. Concept of Effective Field Theory, Phases, and Phase Transition 8. Non-Linear Effects and Topology in Quantum Field Theory 9. Simple Bose Liquids - Introduction to Superfluidity 10. Simple Fermi Liquids - Introduction to Fermi Liquid Theory 11. Introduction to BCS Theory (S-Wave Superconductors) 12. Introduction to Quantum Magnetism
Landau (1958) gave a rigorous microscopic derivation of his phenomenological Fermi -liquid theory starting from the first principles Hamiltonian of strongly interacting Fermions. The derivation is based on an asymptotic expansion in small parameters such as q/kF, bc.>/EF, kT/EF, where q and c.> represent the wave numbers and frequencies of real excitations of the system. Landau showed that the dynamics of these low-lying excitations (quasiparticles and collective modes) is governed by classical transport equations with all quantum many-body effects absorbed into effective interaction parameters. Landau's approach has been generalized to superfluid Fermi liquids and superconductors by Leggett (1965) and, going beyond linear response, by Eliashberg (1971). Their ideas merged into a recent review on the quasiclassical approach to superfluid 3 He by Serene and Rainer (1983). I will use the notation of this review throughout this paper. Landau's transport theory together with its offsprings will be called 'quasiclassical theory in the following. In this context it is important to mention that Eilenberger (1968) and Larkin and Ovchinnikov (1968) have shown that the complete theory of superconductors can be formulated as a quasiclassical transport theory. Surprisingly, this theory permits calculating microscopic properties, e.g. the quasiparticle excitation spectrum, which are predominantly governed by quantum effects.
We introduce a new renormalisation scheme to construct the Landau quasiparticles of Fermi fluids. The scheme introduces an energy cutoff ΛΛΛ to remove the resonant couplings, enabling the dressing of the particles into quasiparticles via a unitary transformation. The dynamics of the quasiparticles is then restricted to low-energy transitions and is fully determined by an effective Hamiltonian which unifies the Landau function fff, the pair interaction ggg responsible for superfluidity, and the collision amplitude A\mathcal{A}A responsible for transport and equilibration. Studying the flow equation that results from infinitesimal variations of the cutoff, we recover the Bethe-Salpeter relation between fff and the forward limit of A\mathcal{A}A, and we demonstrate an analogue relation between ggg and the frontal limit of A\mathcal{A}A. We show that our effective theory captures all the low-energy phenomena of Fermi liquids, from the equation of state to the transport properties, both in the normal and in the superfluid phase. We apply it to the calculation of non-Fermi liquid corrections to the quasiparticle lifetime. This publication is continued by arXiv:2607.07041 where we apply the effective theory to a Fermi fluid of ultracold atoms.
The microscopic theory of a superfluid Fermi liquid at finite temperature is developed for the case of a pure system with SSS-wave pairing, and applied to the calculation of the static properties. As a function of $\ensuremath{\theta}\ensuremath{\equiv}\frac{T}{{T}_{c}}$ these properties are determined entirely by the Landau parameters F0{F}_{0}F0​, F1{F}_{1}F1​, Z0{Z}_{0}Z0​, etc., characterizing quasiparticle interactions in the normal phase. In particular the spin susceptibility $\ensuremath{\chi}$ and the density of the normal component ${\ensuremath{\rho}}_{n}$ are given by $\frac{\ensuremath{\chi}(\ensuremath{\theta})}{\ensuremath{\chi}(1)}=(1+\frac{1}{4}{Z}_{0})\frac{f(\ensuremath{\theta})}{[1+\frac{1}{4}{Z}_{0}f(\ensuremath{\theta})]},$ $\frac{{\ensuremath{\rho}}_{n}}{\ensuremath{\rho}}=(1+\frac{1}{3}{F}_{1})\frac{f(\ensuremath{\theta})}{[1+\frac{1}{3}{F}_{1}f(\ensuremath{\theta})]},$ where the universal function $f(\ensuremath{\theta})\ensuremath{\equiv}\ensuremath{-}{[\ensuremath{\nu}(0)]}^{\ensuremath{-}1}{\ensuremath{\Sigma}}_{\mathrm{p}}(\frac{\mathrm{dn}}{d{E}_{\mathrm{p}}})$ is the "effective density of states near the Fermi surface" relative to its value $\ensuremath{\nu}(0)$ in the normal phase. Thus the often-quoted expression ${\ensuremath{\rho}}_{n}=\frac{1}{3}{\ensuremath{\Sigma}}_{\mathrm{p}}{\mathrm{p}}^{2}(\frac{\mathrm{dn}}{d{E}_{\mathrm{p}}})$ is valid for an interacting system only in the limit $T\ensuremath{\rightarrow}0$. In the latter part of the paper a simple phenomenological theory of "Fermi-liquid" effects on $\ensuremath{\chi}$ and ${\ensuremath{\rho}}_{n}$ is developed for arbitrary conditions (including the presence of impurities and pairing with $l\ensuremath{\ne}0$); it is found that under most circumstances explicit expressions for $\ensuremath{\chi}$ and ${\ensuremath{\rho}}_{n}$ may be obtained which involve only the Landau parameters and a suitably generalized effective density of states. The theory should apply to the possible superfluid phase of He3{\mathrm{He}}^{3}He3 and to most superconductors. It is suggested that the Knight shift in nontransition-metal superconductors should display some "Fermi-liquid" effects. The weak-field dc penetration depth $\ensuremath{\lambda}(T)$ is shown to be insensitive to such effects both in the Pippard limit and near Tc{T}_{c}Tc​; however, in a London superconductor at lower temperatures the correction to $\ensuremath{\lambda}(T)$ should be observable and yield a direct estimate of F1{F}_{1}F1​.
An introductory survey of the theoretical ideas and calculations and experimental results which depart from Landau Fermi liquids is presented. The common themes and possible routes to the singularities leading to breakdown of Landau Fermi liquids are categorized following an elementary discussion of the theory. Soluble examples of singular or Non Fermi‐liquids include models of impurities in metals with special symmetries and one‐dimensional interacting fermions. A review of these is followed by a discussion of singular Fermi liquids in a wide variety of experimental situations and theoretical models. These include the effects of low energy collective fluctuations, gauge fields, fluctuations around quantum critical points, the normal state of high temperature superconductors and the two dimensional metallic state.
This thesis is organized in two independent parts, in which I study two different aspects of high Tc superconductivity. The first part begins with an introduction aimed to briefly introduce some relevant experimental and theoretical works performed in recent years, that have helped us to think about cuprates the way we do now. Afterwards, I introduce Landau Fermi liquid theory in a standard text book way. The question of validity of Fermi liquid theory in 2-d is then raised and investigated by searching for singularities in Landau's /-function. I show that the interaction function between two quasiparticles whose momenta approach each other near a curved point of the Fermi surface, contains a 1-d singularity not strong enough to change the Fermi liquid behavior. On the other hand, inflection points provide 2-d singularities that have to be taken seriously in Fermi liquid considerations. I then introduce nearly antiferromagnetic Fermi liquid theory (NAFL), which is a phenomenological theory proposed to describe high Tc systems. I mainly focus on the self-consistency of the theory in calculations. I criticize the theory on the basis of overlooking the vertex corrections in the strong coupling calculations of the transition temperature Tc. I calculate the first vertex correction for an optimally doped system and show that it is of the same order of magnitude as the bare vertex. Migdal's theorem is therefore not valid and Eliashberg formalism is not applicable to this situation. The same conclusion is obtained even after inclusion of the quasiparticle residue Z to the calculation. The sign of the vertex correction is then considered. I show that the positive sign of the vertex correction for the optimally doped system requires a phase transition of some sort as the doping is decreased. Part II of the thesis is devoted to the vortex lattice properties of high Tc superconductors. I establish a method to study vortex lattice properties of d-wave superconductors based on a generalization of the London model. The method has the advantage of simplicity as well as having very few free parameters (one at most) compared to other methods. The generalized London free energy is obtained from an s-d mixing Ginsburg-Landau free energy and also from the microscopic theory of Gorkov. The generalized London equation is found to be analytic at high temperatures. At very low temperatures however nonanalyticities arise as a result of the nodes on the superconducting gap. I then present the results of our calculations of some measurable quantities, such as the vortex lattice geometry and the effective penetration depth (as denned in μSR experiments). Comparison between our results and different experimental data is then performed. Especially our prediction for the magnetic field dependence of the effective penetration depth at T = 0, which is recently observed in //SR experiments with excellent agreement, is discussed.