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arXiv:hep-ph/0307353 · Physical review. D. Particles, fields, gravitation, and cosmology/Physical review. D. Particles and fields

Quantum dynamics and thermalization for out-of-equilibrium φ4 theory

S. Juchem, W. Cassing, Carsten Greiner

Published Jan 30, 2004• 139 citations
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Abstract

The quantum time evolution of ${\ensuremath{\varphi}}^{4}$-field theory for a spatially homogeneous system in 2+1 space-time dimensions is investigated numerically for out-of-equilibrium initial conditions on the basis of the Kadanoff-Baym equations including the tadpole and sunset self-energies. Whereas the tadpole self-energy yields a dynamical mass, the sunset self-energy is responsible for dissipation and an equilibration of the system. In particular we address the dynamics of the spectral (``off-shell'') distributions of the excited quantum modes and the different phases in the approach to equilibrium described by Kubo-Martin-Schwinger relations for thermal equilibrium states. The investigation explicitly demonstrates that the only translation invariant solutions representing the stationary fixed points of the coupled equation of motions are those of full thermal equilibrium. They agree with those extracted from the time integration of the Kadanoff-Baym equations for $\stackrel{\ensuremath{\rightarrow}}{t}\ensuremath{\infty}.$ Furthermore, a detailed comparison of the full quantum dynamics to more approximate and simple schemes such as that of a standard kinetic (on-shell) Boltzmann equation is performed. Our analysis shows that the consistent inclusion of the dynamical spectral function has a significant impact on relaxation phenomena. The different time scales that are involved in the dynamical quantum evolution towards a complete thermalized state are discussed in detail. We find that far off-shell $1\ensuremath{\leftrightarrow}3$ processes are responsible for chemical equilibration, which is missed in the Boltzmann limit. Finally, we briefly address the case of (bare) massless fields. For sufficiently large couplings $\ensuremath{\lambda}$ we observe the onset of Bose condensation, where our scheme within symmetric ${\ensuremath{\varphi}}^{4}$ theory breaks down.

DOI
10.1103/physrevd.69.025006

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The quantum time evolution of \ensuremathφ4{\ensuremath{\varphi}}^{4}\ensuremathφ4-field theory for a spatially homogeneous system in 2+1 space-time dimensions is investigated numerically for out-of-equilibrium initial conditions on the basis of the Kadanoff-Baym equations including the tadpole and sunset self-energies. Whereas the tadpole self-energy yields a dynamical mass, the sunset self-energy is responsible for dissipation and an equilibration of the system. In particular we address the dynamics of the spectral (``off-shell'') distributions of the excited quantum modes and the different phases in the approach to equilibrium described by Kubo-Martin-Schwinger relations for thermal equilibrium states. The investigation explicitly demonstrates that the only translation invariant solutions representing the stationary fixed points of the coupled equation of motions are those of full thermal equilibrium. They agree with those extracted from the time integration of the Kadanoff-Baym equations for t\ensuremath→\ensuremath∞.\stackrel{\ensuremath{\rightarrow}}{t}\ensuremath{\infty}.t\ensuremath→​\ensuremath∞. Furthermore, a detailed comparison of the full quantum dynamics to more approximate and simple schemes such as that of a standard kinetic (on-shell) Boltzmann equation is performed. Our analysis shows that the consistent inclusion of the dynamical spectral function has a significant impact on relaxation phenomena. The different time scales that are involved in the dynamical quantum evolution towards a complete thermalized state are discussed in detail. We find that far off-shell 1\ensuremath↔31\ensuremath{\leftrightarrow}31\ensuremath↔3 processes are responsible for chemical equilibration, which is missed in the Boltzmann limit. Finally, we briefly address the case of (bare) massless fields. For sufficiently large couplings \ensuremathλ\ensuremath{\lambda}\ensuremathλ we observe the onset of Bose condensation, where our scheme within symmetric \ensuremathφ4{\ensuremath{\varphi}}^{4}\ensuremathφ4 theory breaks down.
We solve the Kadanoff-Baym equations for nonequilibrium initial configurations of the φ 4-theory in 2+1 dimensions and compare to explicit solutions of generalized transport equations for the same theory. The latter transport equations are derived from the Kadanoff-Baym equation in a first order gradient expansion in phase space and explicitly retain the off-shell dynamics as inherent in the timedependent spectral functions. The solutions of these equations compare very well with the exact solutions of the full Kadanoff-Baym equations with respect to the occupation numbers of the individual modes, the spectral evolution as well as the chemical equilibration process. Furthermore, the proper equilibrium off-shell distribution is reached for large times contrary to the quasiparticle Boltzmann limit. We additionally present a direct comparison of the solution of the generalized transport equations in the Kadanoff-Baym and Botermans-Malfliet form; both solutions are found to agree very well with each other. PACS: 06.60.+w; 05.70.Ln; 11.10.Wx; 24.10.-i; 25.75.-q Keywords: Many-body theory; finite temperature field theory; out-of-equilibrium quantum field theory; nonequilibrium statistical physics; relativistic heavy-ion collisions Part of the PhD thesis of S. Juchem
Boltzmann equations are often used to study the thermal evolution of particle reaction networks. Prominent examples are the computation of the baryon asymmetry of the universe and the evolution of the quark-gluon plasma after relativistic heavy ion collisions. However, Boltzmann equations are only a classical approximation of the quantum thermalization process which is described by the so-called Kadanoff-Baym equations. This raises the question how reliable Boltzmann equations are as approximations to the full Kadanoff-Baym equations. Therefore, we present in this paper a detailed comparison between the Kadanoff-Baym and Boltzmann equations in the framework of a scalar ${\ensuremath{\Phi}}^{4}$ quantum field theory in 3+13+13+1 space-time dimensions. The obtained numerical solutions reveal significant discrepancies in the results predicted by both types of equations. Apart from quantitative discrepancies, on a qualitative level the universality respected by the Kadanoff-Baym equations is severely restricted in the case of Boltzmann equations. Furthermore, the Kadanoff-Baym equations strongly separate the time scales between kinetic and chemical equilibration. This separation of time scales is absent for the Boltzmann equation.
Boltzmann equations are often used to study the thermal evolution of particle reaction networks. Prominent examples are the computation of the baryon asymmetry of the universe and the evolution of the quark-gluon plasma after a relativistic heavy ion collision. However, Boltzmann equations are only a classical approximation of the quantum thermalization process which is described by the so-called Kadanoff-Baym equations. This raises the question how reliable Boltzmann equations are as approximations to the full Kadanoff-Baym equations. Therefore, we present in this thesis a detailed comparison of Boltzmann and Kadanoff-Baym equations in the framework of relativistic quantum field theories in 3+1 space-time dimensions. In a first step, for simplicity we consider a real scalar Phi^4 quantum field theory and in a second step we generalize our results to a chirally invariant Yukawa-type quantum field theory including fermions. The obtained numerical solutions reveal significant discrepancies in the results predicted by both types of equations. Apart from quantitative discrepancies, on a qualitative level the universality respected by Kadanoff-Baym equations is severely restricted in the case of Boltzmann equations. Furthermore, Kadanoff-Baym equations strongly separate the time scales between kinetic and chemical equilibration. This separation of time scales is absent for Boltzmann equations.
We present a theoretical study of thermalization of quantum fields with Kadanoff-Baym (KB) equation. First we introduce a field theoretical technique known as 2 Particle Irreducible (2PI) effective action and review derivation of equation of motion for mean fields and fluctuations, then derive Kadanoff-Baym equation in scalar and gauge theories. In order to analyze thermalization processes we introduce relativistic entropy current based on the first order gradient expansion of Kadanoff-Baym equation. Then we show that in taking into account next-to-leading order (NLO) self-energy of the coupling expansion in φ4 theory (in symmetric phase <φ^> = 0), it is possible to prove the H-theorem within the 1st order gradient expansion. We also show that it is possible to prove the H-theorem for KB equation with NLO self-energy of 1/N expansion in O(N) theory (in symmetric phase). Furthermore we suggest a possibility for H-theorem to be satisfied in KB equation with leading-order (LO) self-energy of the coupling expansion in non-Abelian gauge theory. In d+1 dimensions (d＞2) LO particle number changing processes, such as 0-to-3, 1-to-2 and 2-to-1, which are prohibited in the normal Boltzmann approach with on-shell particles, may contribute to entropy production in KB approach although we must deal with gauge dependence and infrared divergence to complete the proof. Next we perform numerical simulations in spatially homogeneous configurations to investigate thermalization properties of the system in 1+1 and 2+1 dimensions for φ4 theory with NLO self-energy of the coupling expansion and 1+1 dimensions for O(N) theory with NLO self-energy of 1/N expansion. We also estimate the time evolution of the kinetic entropy in the case of scalar φ4 and O(N) theory. Then we find that at later times X0≫1/m, where m represents mass of particles, the kinetic entropy increases monotonically and approaches the equilibrium value, although the limited time interval at the earlier times X0～1/m invalidates the use of it. No thermalization occurs in the simulations with the normal Boltzmann equation with 2-to-2 collision term in 1+1 dimensions, while it occurs in the simulations with KB equation in 1+1 dimensions. It is due to two types of offshell effects: memory effects and spectral functions with the decay width.
We study the dynamics of relaxation and thermalization in an exactly solvable model of a quantum particle interacting with a thermal bath of oscillators with the goal of understanding the effects of off-shell processes. The focus is to compare the exact evolution of the distribution function with different approximations to the relaxational dynamics: Boltzmann, non-Markovian and Markovian quantum kinetics. The time evolution of the distribution function is evaluated exactly using different approaches where each method provides different insights. There are two different cases that are studied in detail: (i) no stable particle states below threshold of the bath and a quasiparticle resonance above it and (ii) a stable discrete exact ``particle'' state below threshold. The exact solution for the evolution allows us to investigate the concept of the formation time of a quasiparticle and to study the difference between the relaxation of the distribution of particles and quasiparticles. For the case of quasiparticles in the continuum (resonances) the exact quasiparticle distribution asymptotically tends to a statistical equilibrium distribution that differs from a simple Bose-Einstein form as a result of off-shell processes such as the strength of the quasiparticle poles, the width of the unstable particle and proximity to thresholds. In case (ii), the distribution of particles does not thermalize with the bath. We study the kinetics of thermalization and relaxation by deriving a non-Markovian quantum kinetic equation which resums the perturbative series and includes off-shell effects. A Markovian approximation that includes off-shell contributions and the usual Boltzmann equation are obtained from the quantum kinetic equation in the limit of a wide separation of time scales upon different coarse-graining assumptions. The relaxational dynamics predicted by the non-Markovian, Markovian and Boltzmann approximations are compared to the exact result of the model. The Boltzmann approach is seen to fail in the case of wide resonances and when threshold and renormalization effects are important. Implications for thermalization in field theory models are discussed.
Boltzmann equations are often used to describe the nonequilibrium time-evolution of many-body systems in particle physics. Prominent examples are the computation of the baryon asymmetry of the universe and the evolution of the quark-gluon plasma after a relativistic heavy ion collision. However, Boltzmann equations are only a classical approximation of the quantum thermalization process, which is described by so-called Kadanoff-Baym equations. This raises the question how reliable Boltzmann equations are as approximations to the complete Kadanoff-Baym equations. Therefore, we present in this article a detailed comparison of the Boltzmann and the Kadanoff-Baym equations in the framework of a chirally invariant Yukawa-type quantum field theory including fermions and scalars. The obtained numerical results reveal significant differences between both types of equations. Apart from quantitative differences, on a qualitative level the late-time universality respected by the Kadanoff-Baym equations is severely restricted in the case of the Boltzmann equations. Furthermore, the Kadanoff-Baym equations strongly separate the time scales between kinetic and chemical equilibration. In contrast to this standard Boltzmann equations cannot describe the process of quantum-chemical equilibration, and consequently also cannot feature the above separation of time scales.