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arXiv:hep-ph/0101202

Aspects of Non-Equilibrium Dynamics in Quantum Field Theory

Manfredini, E.

Published Jan 18, 2001• 4 citations
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Abstract

This work is devoted to the study of relaxation--dissipation processes in systems described by Quantum Field Theory. In the first part, I focus on the phi^4 scalar quantum field theory in finite volume in the large N limit. I find that the zero-mode quantum fluctuations cannot grow macroscopically large starting from microscopic initial conditions, while the long-wavelength fluctuations do scale with the linear size of the system, signalling dynamical infrared properties quite different from the equilibrium ones. I also introduce a non-gaussian Hartree-Fock approximation (tdHF) and I derive the mean-field coupled time-dependent Schroedinger equations for the modes of the scalar field. The dynamical evolution of a uniform condensate is studied in a further controlled gaussian approximation, for N=1. Results similar to the large N case show an internal inconsistency of this approximation. I also study the dynamics of the system in infinite volume in the broken symmetry phase. The data show that the fixed points of the evolution cover at most the classically metastable part of the static effective potential. I finally study the dynamical evolution for the O(N+1) nonlinear sigma model in 1+1 dimensions in the large N limit. I first of all verify that the large coupling limit of the O(N+1) phi^4 model, which renders the model non linear, commutes with the large N limit, so that the O(infty) nonlinear sigma model is uniquely defined. I then study the evolution of several observables, like the spectrum of produced particles, finding no evidence for parametric resonance. I conclude with some remarks on the ``state of art'' in gauge theories and some comments about the open issues in the subject.

DOI
10.48550/arxiv.hep-ph/0101202

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This work is devoted to the study of relaxation--dissipation processes in systems described by Quantum Field Theory. In the first part, I focus on the phi^4 scalar quantum field theory in finite volume in the large N limit. I find that the zero-mode quantum fluctuations cannot grow macroscopically large starting from microscopic initial conditions, while the long-wavelength fluctuations do scale with the linear size of the system, signalling dynamical infrared properties quite different from the equilibrium ones. I also introduce a non-gaussian Hartree-Fock approximation (tdHF) and I derive the mean-field coupled time-dependent Schroedinger equations for the modes of the scalar field. The dynamical evolution of a uniform condensate is studied in a further controlled gaussian approximation, for N=1. Results similar to the large N case show an internal inconsistency of this approximation. I also study the dynamics of the system in infinite volume in the broken symmetry phase. The data show that the fixed points of the evolution cover at most the classically metastable part of the static effective potential. I finally study the dynamical evolution for the O(N+1) nonlinear sigma model in 1+1 dimensions in the large N limit. I first of all verify that the large coupling limit of the O(N+1) phi^4 model, which renders the model non linear, commutes with the large N limit, so that the O(infty) nonlinear sigma model is uniquely defined. I then study the evolution of several observables, like the spectrum of produced particles, finding no evidence for parametric resonance. I conclude with some remarks on the ``state of art'' in gauge theories and some comments about the open issues in the subject.
The λϕ4λϕ^4λϕ4 model in a finite volume is studied in the infinite NNN limit and within a non-gaussian Hartree-Fock approximation both at equilibrium and out of equilibrium, with particular attention to certain fundamental features of the broken symmetry phase. The numerical solution of the dynamical evolution equations show that the zero-mode quantum fluctuations cannot grow macroscopically large starting from microscopic initial conditions. Thus we conclude that there is no evidence for a dynamical Bose-Einstein condensation. On the other hand, out of equilibrium the long-wavelength fluctuations do scale with the linear size of the system, signalling dynamical infrared properties quite different from the equilibrium ones characteristic of the same approximation schemes. This result suggests the cause, and the possible remedy, of some unlikely features of the application to out--of--equilibrium dynamics of the standard HF factorization scheme, which coincides with the gaussian restriction of our Hartree--Fock approximation.
The $\ensuremath{\lambda}{\ensuremath{\varphi}}^{4}$ model in a finite volume is studied in the infinite N limit both at equilibrium and out of equilibrium, with particular attention to certain fundamental features of the broken symmetry phase. The numerical solution of the dynamical evolution equations shows that the zero-mode quantum fluctuations cannot grow macroscopically large starting from microscopic initial conditions. Thus we conclude that there is no evidence for a dynamical Bose-Einstein condensation, in the usual sense. On the other hand, out of equilibrium the long-wavelength fluctuations do scale with the linear size of the system, signaling dynamical infrared properties quite different from the equilibrium ones characteristic of the same approximation scheme.
The $\ensuremath{\lambda}{\ensuremath{\varphi}}^{4}$ model in a finite volume is studied within a non-Gaussian, time-dependent Hartree-Fock (TDHF) approximation both at equilibrium and out of equilibrium, with particular attention to the structure of the ground state and of certain dynamical features in the broken symmetry phase. The mean-field coupled time-dependent Schr\"odinger equations for the modes of the scalar field are derived and the suitable procedure to renormalize them is outlined. A further controlled Gaussian approximation of our TDHF approach is used in order to study the dynamical evolution of the system from nonequilibrium initial conditions characterized by a uniform condensate. We find that, during the slow rolling down, the long-wavelength quantum fluctuations do not grow to a macroscopic size but do scale with the linear size of the system, in accordance with similar results valid for the large-N approximation of the O(N)O(N)O(N) model. This behavior undermines in a precise way the Gaussian approximation within our TDHF approach, which therefore appears as a viable means to correct an unlikely feature of the standard HF factorization scheme, such as the so-called ``stopping at the spinodal line'' of the quantum fluctuations. We also study the dynamics of the system in infinite volume with particular attention to the asymptotic evolution in the broken symmetry phase. We are able to show that the fixed points of the evolution cover at most the classically metastable part of the static effective potential.
In this thesis we study three examples of interacting many-body systems undergoing a non equilibrium time evolution. Firstly we consider the time evolution in an integrable system: the sine-Gordon field theory in the repulsive regime. We will focus on the one point function of the semi-local vertex operator eiβφ(x)/2 on a specific class of initial states. By analytical means we show that the expectation value considered decays exponentially to zero at late times and we determine the decay time. The method employed is based on a form-factor expansion and uses the "Representative Eigenstate Approach" of Ref. [73] (a.k.a. "Quench Action"). In a second example we study the time evolution in models close to "special" integrable points characterised by hidden symmetries generating infinitely many local conservation laws that do not commute with one another, in addition to the infinite commuting family implied by integrability. We observe that both in the case where the perturbation breaks the integrability and when it breaks only the additional symmetries maintaining integrability, the local observables show a crossover behaviour from an initial to a final quasi stationary plateau. We investigate a weak coupling limit, identify a time window in which the effects of the perturbations become significant and solve the time evolution through a mean-field mapping. As an explicit example we study the XYZ spin-1/2 chain with additional perturbations that break integrability. Finally, we study the effects of integrability breaking perturbations on the non-equilibrium evolution of more general many-particle quantum systems, where the unperturbed integrable model is generic. We focus on a class of spinless fermion models with weak interactions. We employ equation of motion techniques that can be viewed as generalisations of quantum Boltzmann equations. We benchmark our method against time dependent density matrix renormalisation group computations and find it to be very accurate as long as interactions are weak. For small integrability breaking, we observe robust prethermalisation plateaux for local observables on all accessible time scales. Increasing the strength of the integrability breaking term induces a "drift" away from the prethermalisation plateaux towards thermal behaviour. We identify a time scale characterising this crossover.
The work presented in this thesis is divided into two main parts: strong zero modes in quantum spin chains with open boundaries and large deviations in classical spin systems. The results concerning the strong zero modes are presented in chapters 2 and 3, while chapter 4 contains the results about large deviations in systems of many, but independent, classical degrees of freedom. These two distinct classes of problems in spin chains are both about aspects of slow relaxation to equilibrium in many-body systems. Nowadays slow dynamics and non-ergodicity in many-body quantum systems are receiving much attention due to their notable technological potential for storing and processing, for very long times, the quantum information encoded in boundary degrees of freedom. In the first part of the work presented in this thesis we mainly focus on quantum spin chains with open boundaries, which can display coherence times for edge spins, that diverge with the system size, as a consequence of the emergence, in the thermodynamic limit, of conserved local quantities, called strong zero modes. First, we discuss the fate of these coherence times when dynamics becomes dissipative. Understanding the behavior of these long correlation times in open quantum systems, undergoing Markovian (memoryless) dynamics, would allow for the possibility of exploiting the protected information encoded in the boundary spins for applications in quantum devices in realistic non-equilibrium settings. Second, we study one possible simple generalization of the transverse field Ising model to a class of ladder spin systems with plaquette interactions in the presence of a transverse field. Also for these systems one can explicitly construct the strong zero mode operators and understand the behavior of the consequential long coherence times for the edge degrees of freedom under isolated (unitary) dynamics. This is possible because the models we consider, while appearing complex superficially, can be brought to simple forms by exploiting an extensive number of conserved quantities they possess. The results presented in chapters 2 and 3 are closely related, even if they focus on different models and investigate different aspects of their dynamics. Nevertheless, the underlying concept they are based on is the same one, that is, an eigenstate phase transition for the strong zero modes that has interesting consequences for the full energy spectrum. In the second part of the thesis we focus on a different type of phase transitions. Here we address the issue of dynamical large deviation phase transitions from a disordered phase to an ordered one, in classical systems which consist in a collection of independent Ising spins evolving stochastically. Surprisingly, by reweighing trajectories accordingly to a certain type of time-integrated observable, even a system of independently evolving spins can display some critical behavior, at the fluctuation level, in trajectory space in the large size and long time limit. By making use of the tilted generator techniques we study the statistics of two particular time-integrated observables. Their associated tilted generators have an exact Kramers-Wannier duality and they look like, up to a sign and an additive constant, some specific well known quantum Hamiltonians. In this sense, the dynamical large deviation phase transitions we observe in these classical stochastic systems translate in ground state quantum phase transitions taking place at the self dual point of the tilted generators we study.
The quantum time evolution of ${\ensuremath{\varphi}}^{4}$-field theory for a spatially homogeneous system in 2+1 space-time dimensions is investigated numerically for out-of-equilibrium initial conditions on the basis of the Kadanoff-Baym equations including the tadpole and sunset self-energies. Whereas the tadpole self-energy yields a dynamical mass, the sunset self-energy is responsible for dissipation and an equilibration of the system. In particular we address the dynamics of the spectral (``off-shell'') distributions of the excited quantum modes and the different phases in the approach to equilibrium described by Kubo-Martin-Schwinger relations for thermal equilibrium states. The investigation explicitly demonstrates that the only translation invariant solutions representing the stationary fixed points of the coupled equation of motions are those of full thermal equilibrium. They agree with those extracted from the time integration of the Kadanoff-Baym equations for $\stackrel{\ensuremath{\rightarrow}}{t}\ensuremath{\infty}.$ Furthermore, a detailed comparison of the full quantum dynamics to more approximate and simple schemes such as that of a standard kinetic (on-shell) Boltzmann equation is performed. Our analysis shows that the consistent inclusion of the dynamical spectral function has a significant impact on relaxation phenomena. The different time scales that are involved in the dynamical quantum evolution towards a complete thermalized state are discussed in detail. We find that far off-shell $1\ensuremath{\leftrightarrow}3$ processes are responsible for chemical equilibration, which is missed in the Boltzmann limit. Finally, we briefly address the case of (bare) massless fields. For sufficiently large couplings $\ensuremath{\lambda}$ we observe the onset of Bose condensation, where our scheme within symmetric ${\ensuremath{\varphi}}^{4}$ theory breaks down.