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arXiv:cond-mat/9910224 · Physical review. B, Condensed matter

Z 2 gauge theory of electron fractionalization in strongly correlated systems

T. Senthil, Matthew P. A. Fisher

Published Sep 15, 2000• 647 citations
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Abstract

We develop a new theoretical framework for describing and analyzing exotic phases of strongly correlated electrons which support excitations with fractional quantum numbers. Starting with a class of microscopic models believed to capture much of the essential physics of the cuprate superconductors, we derive a new gauge theory---based upon a discrete Ising or ${Z}_{2}$ symmetry---which interpolates naturally between an antiferromagnetic Mott insulator and a conventional d-wave superconductor. We explore the intervening regime, and demonstrate the possible existence of an exotic fractionalized insulator, the nodal liquid, as well as various more conventional insulating phases exhibiting broken lattice symmetries. A crucial role is played by vortex configurations in the ${Z}_{2}$ gauge field. Fractionalization is obtained if they are uncondensed. Within the insulating phases, the dynamics of these ${Z}_{2}$ vortices in two dimensions is described, after a duality transformation, by an Ising model in a transverse field, the Ising spins representing the ${Z}_{2}$ vortices. The presence of an unusual Berry's phase term in the gauge theory leads to a doping-dependent ``frustration'' in the dual Ising model, being fully frustrated at half filling. The ${Z}_{2}$ gauge theory is readily generalized to a variety of different situations, in particular, it can also describe three-dimensional insulators with fractional quantum numbers. We point out that the mechanism of fractionalization for $d>1$ is distinct from the well-known one-dimensional spin--charge separation. Other interesting results include a description of an exotic fractionalized superconductor in two or higher dimensions.

DOI
10.1103/physrevb.62.7850

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Z_2 Gauge Theory of Electron Fractionalization in the t,t'-J Model

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arXiv:cond-mat/0402114•Feb 4, 2004•0 citations
We develop a new theoretical framework for describing and analyzing exotic phases of strongly correlated electrons which support excitations with fractional quantum numbers. Starting with a class of microscopic models believed to capture much of the essential physics of the cuprate superconductors, we derive a new gauge theory---based upon a discrete Ising or Z2{Z}_{2}Z2​ symmetry---which interpolates naturally between an antiferromagnetic Mott insulator and a conventional d-wave superconductor. We explore the intervening regime, and demonstrate the possible existence of an exotic fractionalized insulator, the nodal liquid, as well as various more conventional insulating phases exhibiting broken lattice symmetries. A crucial role is played by vortex configurations in the Z2{Z}_{2}Z2​ gauge field. Fractionalization is obtained if they are uncondensed. Within the insulating phases, the dynamics of these Z2{Z}_{2}Z2​ vortices in two dimensions is described, after a duality transformation, by an Ising model in a transverse field, the Ising spins representing the Z2{Z}_{2}Z2​ vortices. The presence of an unusual Berry's phase term in the gauge theory leads to a doping-dependent ``frustration'' in the dual Ising model, being fully frustrated at half filling. The Z2{Z}_{2}Z2​ gauge theory is readily generalized to a variety of different situations, in particular, it can also describe three-dimensional insulators with fractional quantum numbers. We point out that the mechanism of fractionalization for d>1d>1d>1 is distinct from the well-known one-dimensional spin--charge separation. Other interesting results include a description of an exotic fractionalized superconductor in two or higher dimensions.
Exotic phases and associated phase transitions in low dimensions have been a fascinating frontier and a driving force in modern condensed matter physics since the 80s. Due to strong correlation effect, they are beyond the description of mean-field theory based on a single-particle picture and Landau's symmetry-breaking theory of phase transitions. These new phases of matter require new physical quantities to characterize them and new languages to describe them. This thesis is devoted to the study on exotic phases of correlated electrons in two spatial dimensions. We present the following efforts in understanding two-dimensional exotic phases: (1) Using Zn vertex algebra, we give a complete classification and characterization of different one-component fractional quantum Hall (FQH) states, including their ground state properties and quasiparticles. (2) In terms of a non-unitary transformation, we obtain the exact form of statistical interactions between composite fermions in the lowest Landau level (LLL) with v=1/(2m), m=1,2... By studying the pairing instability of composite fermions we theoretically explains recently observed FQHE in LLL with v=1/2,1/4. (3) We classify different Z2 spin liquids (SLs) on kagome lattice in Schwinger-fermion representation using projective symmetry group (PSG). We propose one most promising candidate for the numerically discovered SL state in nearest-neighbor Heisenberg model on kagome lattice}. (4) By analyzing different Z2 spin liquids on honeycomb lattice within PSG classification, we find out the nature of the gapped SL phase in honeycomb lattice Hubbard model, labeled sublattice pairing state (SPS) in Schwinger-fermion representation. We also identify the neighboring magnetic phase of SPS as a chiral-antiferromagnetic (CAF) phase and analyze the continuous phase transition between SPS and CAF phase. For the first time we identify a SL called 0-flux state in Schwinger-boson representation with one (SPS) in Schwinger-fermion representation by a duality transformation. (5) We show that when certain non-collinear magnetic order coexists in a singlet nodal superconductor, there will be Majorana bound states in vortex cores/on the edges of the superconductor. This proposal opens a window for discovering Majorana fermions in strongly correlated electrons. (6) Motivated by recent numerical discovery of fractionalized phases in topological flat bands, we construct wavefunctions for spin-polarized fractional Chern insulators (FCI) and time reversal symmetric fractional topological insulators (FTI) by parton approach. We show that lattice symmetries give rise to different FCI/FTI states even with the same filling fraction. For the first time we construct FTI wavefunctions in the absence of spin conservation which preserve all lattice symmetries. The constructed wavefunctions also set up the framework for future variational Monte Carlo simulations.
The interplay among symmetry, topology and condensed matter systems has deepened our understandings of matter and lead to tremendous recent progresses in finding new topological phases of matter such as topological insulators, superconductors and semi-metals. Most examples of the aforementioned topological materials are free fermion systems, in this thesis, however, we focus on their strongly correlated counterparts where electron-electron interactions play a major role. With interactions, exotic topological phases and quantum critical points with fractionalized quantum degrees of freedom emerge. In the first part of this thesis, we study the problem of resonant tunneling through a quantum dot in a spinful Luttinger liquid. It provides the simplest example of a (0+1)d system with symmetry-protected phase transitions. We show that the problem is equivalent to a two channel SU(3) Kondo problem and can be mapped to a quantum Brownian motion model on a Kagome lattice. Utilizing boundary conformal field theory, we find the universal peak conductance and compute the scaling behavior of the resonance line-shape.\nFor the second part, we present a model of interacting Majorana fermions that describes a superconducting phase with a topological order characterized by the Fibonacci topological field theory. Our theory is based on a SO(7)1=SO(7)1/(G2)1 x (G2)1 coset construction and implemented by a solvable two-dimensional network model. In addition, we predict a closely related ''anti-Fibonacci'' phase, whose topological order is characterized by the tricritical Ising model. Finally, we propose an interferometer that generalizes the Z2 Majorana interferometer and directly probes the Fibonacci non-Abelian statistics.\nFor the third part, we argue that a correlated fluid of electrons and holes can exhibit fractional quantum Hall effects at zero magnetic field. We first show that a Chern insulator can be realized as a free fermion model with p-wave(m=1) excitonic pairing. Its ground state wavefunction is then worked out and generalized to m>1. We give several pieces of evidence that this conjectured wavefunction correctly describes a topological phase, dubbed ''fractional excitonic insulator'', within the same universality class as the corresponding Laughlin state at filling 1/m. We present physical arguments that gapless states with higher angular momentum pairing between energy bands are conducive to forming the fractional excitonic insulator in the presence of repulsive interactions. Without interactions, these gapless states appear at topological phase transitions which separate the trivial insulator from a Chern insulator with higher Chern number. Since the nonvanishing density of states at these higher angular momentum band inversion transitions can give rise to interesting many-body effects, we introduce a series of minimal lattice models realizations in two dimensions. We also study the effect of rotational symmetry broken electron-hole exciton condensation in our lattice models using mean field theory.
This thesis is devoted to the study of strongly correlated phases of quantum matter in two spatial dimensions. In presence of strong interactions, the electron can split up into separate spin and charge degrees of freedom. The diagnosis of such fractionalized excitations in recent experiments, as well as finding new probes for their detection, comprise the two major themes of this thesis.\nThe first part of the thesis, comprising chapters 2-6, discusses the relevance of fractionalization to the pseudogap phase of the underdoped high Tc cuprate superconductors. This is motivated by transport experiments that show a violation of Luttinger's theorem, possible only in the presence of topological order that can arise naturally as a consequence of fractionalization. Chapters 2 and 3 focus on phenomenological models with bosonic charge carriers and fermionic spin carriers, and investigate transport properties as well as various confinement transitions to symmetry broken phases. Chapters 4, 5 and 6 deal with a different framework of electron fractionalization, where the charge carriers are fermionic and spin carriers are bosonic. We find that these models can better explain the thermal and electrical transport properties in chapter 5. In chapters 6 and 7, we show how such models arise naturally from quantum fluctuations of antiferromagnetism, and can simultaneously intertwine the anti-nodal spectral gap with the discrete broken symmetries that are observed in the cuprates. \nThe second part of the thesis, comprising chapters 7 and 8, proposes new experimental probes to study the behavior of insulating two dimensional quantum magnets. Aided by geometric frustration and strong quantum fluctuations, they may realize a spin liquid ground state which can be extremely difficult to detect via conventional probes. Chapter 7 discusses how novel spin-transport probes from the spintronics community can be used to detect fractionalized excitations in a quantum spin liquid. Chapter 8 studies how the temperature dependent anisotropy of in-plane versus out-of-plane thermal conductivities can serve as an explicit signature of fractionalization in layered two-dimensional materials.
We study the electron spectral function of various zero-temperature spin-charge separated phases in two dimensions. In these phases, the electron is not a fundamental excitation of the system, but rather ``decays'' into a spin-1/2 chargeless fermion (the spinon) and a spinless charge e boson (the chargon). Using low-energy effective theories for the spinons (d-wave pairing plus possible N\'eel order) and the chargons (condensed or quantum-disordered bosons), we explore three phases of possible relevance to the cuprate superconductors: (1) AF∗,{\mathrm{AF}}^{*},AF∗, a fractionalized antiferromagnet where the spinons are paired into a state with long-ranged N\'eel order and the chargons are 1/2-filled and (Mott) insulating; (2) the nodal liquid, a fractionalized insulator where the spinons are d-wave paired and the chargons are uncondensed; and (3) the d-wave superconductor, where the chargons are condensed and the spinons retain a d-wave gap. Working within the Z2{Z}_{2}Z2​ gauge theory of such fractionalized phases, our results should be valid at scales below the energy gap of the vison---the basic vortex excitation in the theory. However, on a phenomenological level, our results should apply to any spin-charge separated system where the excitations have these low-energy effective forms. Comparison with angle-resolved photoemission spectroscopy data in the undoped, pseudogapped, and superconducting regions is made.
Topological phases of matter are purely quantum mechanical and have no classical analogue. Most phases in nature can be classified and studied classically through the concept of symmetry breaking and its theoretical description, Landau-Ginzburg field theory. In contrast to the general wisdom of Landau-Ginzburg field theory, the topological phases share the same symmetry as a trivial insulator and still are different phases. Having gapped spectrum in bulk, they support a metallic edge excition robust against symmetry-respecting perturbation or an emergent fractional excitation in bulk. Following after fractional quantum Hall fluids, many topologically orderd phases, such as spin liquids and topological insulators, have been found and studied. Spin liquids are disordered phases of frustrated antiferromagnets and do not freeze and order even at the lowest temperature. They support an electrically neutral spin-1/2 excitation, which does not exist in a microscopic scale, with emergent dynamical gauge field in bulk and do not have an adiabatic path to a trivial paramagnet phase. The topological insulators are time-reversal symmetric band insulators which cannot evolve smoothly into a trivial insulator with the symmetry, and they have been intensely studied theoretically and experimetally for the last decade. Though the topological insulators are inherently non-interacting systems, they have exotic gapless edge and surface states which demonstrate many interesting quantum phenomena such as fractionalization, axionic electromagnetism, and half quantum Hall effect. In this thesis, we study various quantum phenomena of the topological phases, mainly of the topological insulator and its close relatives in which the physics of spin liquids has been merged into. As they are intrinsically quantum many-body states, the quantum field theory is an invaluable tool to explore the venue of the phases and will be used thorougly in this work. First, we present a topological field theoretic description of the topological insulators and translational symmetric Z2 spin liquid. We demostrate that abelian BF theory is an effective field theory for the two and three dimensional topological insulators. We show that the phenomenologies of BF theory are consistent with those of the topological insulators such as gapless edge and surface excitations and response functions to external gauge field. The same form of the BF theory is also applicable to study the certain classes of Z2 spin liquids with the gapless edge states. We closely examine the possible gapless edge theory of the BF theory and the translational symmetric spin liquids, and we show that the effective BF theories capture the bulk properties as well as the gapless edge spectrum of the spin liquid. Also we discuss the zero-temperature phase diagram of a thin film three dimensional topological insulators with two competing mass terms: time-reversal symmetric exciton condensation and time-reversal symmetry breaking Zeeman effect. There are two phases, quantum spin Hall phase and quantum anomalous Hall phase, and both phases support fractional excitations. We derive an effective topological field theory for the fractional excitations and examine the origin of the fractional excitations. Next we consider the relatives of the topological insulators. First we discuss the proximate symmetry broken phases of topological Mott insulator, a U(1) spin liquid with fermionic spinons in the topological insulator state. The topologically non-trivial band structure of the spinon generates the axion term for the gauge field, and we show that the axion term changes the nature of the confined phase of the spin liquid. Contrast to the conventional confined phase which has only a bond order, the confined phase of the spin liquid is in general a coexisting phase of the two different orders : a current order and a bond order. We then consider another relative of the topological insulator: a bosonic symmetry protected topological phase in two dimensional space, with both PSU(N) and time reversal symmetry. We develop an effective field theory for the phase, which is a SU(N) principal chiral model with a theta-term, and reveal the physics of the topological phase in detail.Finally we consider a topological semimetal, namely a Weyl semimetal. We first demonstrate that the Weyl semimetal can be realized in the magnetically doped topological band insulators. We explicitly derive the low energy theory of Weyl points from the general continuum Hamiltonian and tight-binding model of the topological insulators. Then we study superconducting instabilities of doped Weyl semimetals. We consider a minimal model for a Weyl semimetal and study the superconducting instabilities induced by a short-ranged attractive interaction. With the interaction, we find two competing states: a fully gapped finite-momentum pairing state and a nodal even-parity pairing state. We show that, in a mean field approximateion, the finite-momentum pairing state wins energetically against the usual even-parity paired state. We also show that exotic modes are localized at the full and half quantum vortices of the finite-momentum pairing state.