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arXiv:cond-mat/9810243 · Physical review. B, Condensed matter

Finite-size errors in quantum many-body simulations of extended systems

Paul R. C. Kent, Randolph Q. Hood, Andrew Williamson, Richard J. Needs, W. M. C. Foulkes, Gunaretnam Rajagopal

Published Jan 15, 1999• 113 citations
arXivHTMLPDF

Abstract

Further developments are introduced in the theory of finite-size errors in quantum many-body simulations of extended systems using periodic boundary conditions. We show that our recently introduced model periodic Coulomb interaction [A. J. Williamson et al., Phys. Rev. B 55, R4851 (1997)] can be applied consistently to all Coulomb interactions in the system. The model periodic Coulomb interaction greatly reduces the finite-size errors in quantum many-body simulations. We illustrate the practical application of our techniques with Hartree-Fock and variational and diffusion quantum Monte Carlo calculations for ground- and excited-state calculations. We demonstrate that the finite-size effects in electron promotion and electron addition/subtraction excitation energy calculations are very similar.

DOI
10.1103/physrevb.59.1917

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Further developments are introduced in the theory of finite-size errors in quantum many-body simulations of extended systems using periodic boundary conditions. We show that our recently introduced model periodic Coulomb interaction [A. J. Williamson et al., Phys. Rev. B 55, R4851 (1997)] can be applied consistently to all Coulomb interactions in the system. The model periodic Coulomb interaction greatly reduces the finite-size errors in quantum many-body simulations. We illustrate the practical application of our techniques with Hartree-Fock and variational and diffusion quantum Monte Carlo calculations for ground- and excited-state calculations. We demonstrate that the finite-size effects in electron promotion and electron addition/subtraction excitation energy calculations are very similar.
Quantum Monte Carlo (QMC) calculations are only possible in finite systems and so solids and liquids must be modeled using small simulation cells subject to periodic boundary conditions. The resulting finite-size errors are often corrected using data from local-density functional or Hartree-Fock calculations, but systematic errors remain after these corrections have been applied. The results of our jellium QMC calculations for simulation cells containing more than 600 electrons confirm that the residual errors are significant and decay very slowly as the system size increases. We show that they are sensitive to the form of the model Coulomb interaction used in the simulation cell Hamiltonian and that the usual choice, exemplified by the Ewald summation technique, is not the best. The finite-size errors can be greatly reduced and the speed of the calculations increased by a factor of 20 if a better choice is made. Finite-size effects plague most methods used for extended Coulomb systems and many of the ideas in this paper are quite general: they may be applied to any type of quantum or classical Monte Carlo simulation, to other many-body approaches such as the GW method, and to Hartree-Fock and density-functional calculations.
We analyze the problem of eliminating finite-size errors from quantum Monte Carlo (QMC) energy data. We demonstrate that both (i) adding a recently proposed [S. Chiesa et al., Phys. Rev. Lett. 97, 076404 (2006)] finite-size correction to the Ewald energy and (ii) using the model periodic Coulomb (MPC) interaction [L. M. Fraser et al., Phys. Rev. B 53, 1814 (1996); P. R. C. Kent et al., Phys. Rev. B 59, 1917 (1999); A. J. Williamson et al., Phys. Rev. B 55, R4851 (1997)] are good solutions to the problem of removing finite-size effects from the interaction energy in cubic systems provided the exchange-correlation (XC) hole has converged with respect to system size. However, we find that the MPC interaction distorts the XC hole in finite systems, implying that the Ewald interaction should be used to generate the configuration distribution. The finite-size correction of Chiesa et al. [Phys. Rev. Lett. 97, 076404 (2006)] is shown to be incomplete in systems of low symmetry. Beyond-leading-order corrections to the kinetic energy are found to be necessary at intermediate and high densities; we investigate the effect of adding such corrections to QMC data for the homogeneous electron gas. We analyze finite-size errors in two-dimensional systems and show that the leading-order behavior differs from that which has hitherto been supposed. We compare the efficiencies of different twist-averaging methods for reducing single-particle finite-size errors and we examine the performance of various finite-size extrapolation formulas. Finally, we investigate the system-size scaling of biases in diffusion QMC.
We review the use of continuum quantum Monte Carlo (QMC) methods for the calculation of energy gaps from first principles, and present a broad set of excited-state calculations carried out with the variational and fixed-node diffusion QMC methods on atoms, molecules, and solids. We propose a finite-size-error correction scheme for bulk energy gaps calculated in finite cells subject to periodic boundary conditions. We show that finite-size effects are qualitatively different in two-dimensional materials, demonstrating the effect in a QMC calculation of the band gap and exciton binding energy of monolayer phosphorene. We investigate the fixed-node errors in diffusion Monte Carlo gaps evaluated with Slater-Jastrow trial wave functions by examining the effects of backflow transformations, and also by considering the formation of restricted multideterminant expansions for excited-state wave functions. For several molecules, we examine the importance of structural relaxation in the excited state in determining excited-state energies. We study the feasibility of using variational Monte Carlo with backflow correlations to obtain accurate excited-state energies at reduced computational cost, finding that this approach can be valid. We find that diffusion Monte Carlo gap calculations can be performed with much larger time steps than are typically required to converge the total energy, at significantly diminished computational expense, but that in order to alleviate fixed-node errors in calculations on solids the inclusion of backflow correlations is sometimes necessary.
Simulations of extended quantum systems are typically performed by extrapolating results of a sequence of finite-system-size simulations to the thermodynamic limit. In the quantum Monte Carlo community, twist-averaging was pioneered as an efficient strategy to eliminate one-body finite size effects. In the dynamical mean field community, cluster generalizations of the dynamical mean field theory were formulated to study systems with nonlocal correlations. In this work, we put the twist-averaging and the dynamical cluster approximation variant of the dynamical mean field theory onto equal footing, discuss commonalities and differences, and compare results from both techniques to the standard periodic boundary technique. At the example of Hubbard-type models with local, short-range and Yukawa-like longer range interactions we show that all methods converge to the same limit, but that the convergence speed differs in practice. We show that embedding theories are an effective tool for managing both one-body and two-body finite size effects, in particular if interactions are averaged over twist angles.
Finite-size errors (FSEs), the discrepancies between an observable in a finite system and in the thermodynamic limit, are ubiquitous in numerical simulations of quantum many-body systems.Although a rough estimate of these errors can be obtained from a sequence of finite-size results, a strict, quantitative bound on the magnitude of FSE is still missing.Here we derive rigorous upper bounds on the FSE of local observables in real-time quantum dynamics simulations initialized from a product state.In d-dimensional locally interacting systems with a finite local Hilbert space, our bound implies | Ŝ(t ) L -Ŝ(t ) ∞ | C(2vt/L) cL-μ , with v, C, c, μ constants independent of L and t, which we compute explicitly.For periodic boundary conditions (PBCs), the constant c is twice as large as that for open boundary conditions (OBCs), suggesting that PBCs have smaller FSEs than OBCs at early times.The bound can be generalized to a large class of correlated initial states as well.As a byproduct, we prove that the FSE of local observables in ground-state simulations decays exponentially with L under a suitable spectral gap condition.Our bounds are practically useful in determining the validity of finite-size results, as we demonstrate in simulations of the one-dimensional (1D) quantum Ising and Fermi-Hubbard models.