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arXiv:cond-mat/9801243 · Physical review. B, Condensed matter

Nonexistence of dx2−y2 superconductivity in the Hubbard model

Gang Su, Masuo Suzuki

Published Jul 1, 1998• 35 citations
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Abstract

It is rigorously shown that the two-dimensional Hubbard model with narrow bands (including next-nearest-neighbor hopping, etc.) does not exhibit ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$-wave pairing long-range order at any nonzero temperature. This kind of pairing long-range order will also be excluded at zero temperature if an excited energy gap opens in the charge excitation spectrum of the system. These results hold true for both repulsive and attractive Coulomb interactions and for any electron fillings, and are consistent with quantum Monto Carlo calculations.

DOI
10.1103/physrevb.58.117

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It is rigorously shown that the two-dimensional Hubbard model with narrow bands (including next-nearest-neighbor hopping, etc.) does not exhibit dx2\ensuremath−y2{d}_{{x}^{2}\ensuremath{-}{y}^{2}}dx2\ensuremath−y2​-wave pairing long-range order at any nonzero temperature. This kind of pairing long-range order will also be excluded at zero temperature if an excited energy gap opens in the charge excitation spectrum of the system. These results hold true for both repulsive and attractive Coulomb interactions and for any electron fillings, and are consistent with quantum Monto Carlo calculations.
Results of a conserving fluctuation exchange calculation for the superconducting state of a two-dimensional Hubbard model are presented. Self-consistent solutions for the full momentum- and frequency-dependent gap, renormalization, and frequency shift parameters have been obtained. The resulting frequency- and momentum-dependent gap is found to have dx2{\mathit{d}}_{\mathit{x}}^{2}dx2​-y2{\mathit{y}}^{2}y2 symmetry. Below Tc{\mathit{T}}_{\mathit{c}}Tc​, the maximum gap opens rapidly to a low temperature 2\ensuremath{\Delta}(0)/kTc{\mathit{kT}}_{\mathit{c}}kTc​ value of order 10. We find that the effective interaction arising from the exchange of spin and charge fluctuations is stabilized by self-energy feedback effects as the superconducting gap opens.
The one-band extended Hubbard model in two dimensions near band-filling 12\frac{1}{2}21​ is solved in the fluctuation exchange approximation, including the long-range ( 1/r1/r1/r) part of the Coulomb interaction, up to 4th-neighbor distance. Our results suggest that ${d}_{{x}^{2}{\ensuremath{-}y}^{2}}$ pairing in the Hubbard model is robust against the inclusion of long-range Coulomb interactions with moderate 1st-neighbor repulsion strength V1{V}_{1}V1​. ${d}_{{x}^{2}{\ensuremath{-}y}^{2}}$ pairing is suppressed only at large V1{V}_{1}V1​ ( $\ensuremath{\gtrsim}0.25U--0.4U$), due to incipient charge density wave instabilities.
We study the behavior of pair susceptibilities in the two-dimensional repulsive Hubbard model with next-nearest-neighbor hopping t2{t}_{2}t2​ by Monte Carlo simulations. In a certain range of band filling, we find that the d-wave pair susceptibilities can be enhanced by a Hubbard repulsion U with respect to the noninteracting case, unlike the case with t2{t}_{2}t2​=0. We discuss the connection of this model to CuO2{\mathrm{CuO}}_{2}CuO2​ planes in the oxide superconductors and the possible implication of our results for these materials.
We consider an extended Hubbard model with nearest-neighbor correlated hopping and next-nearest-neighbor hopping ${t}^{\ensuremath{'}}$ obtained as an effective model for cuprate superconductors. Using a generalized Hartree-Fock BCS approximation, we find that for high enough ${t}^{\ensuremath{'}}$ and doping, antiferromagnetism is destroyed and the system exhibits d-wave superconductivity. Near optimal doping we consider the effect of antiferromagnetic spin fluctuations on the normal self-energy using a phenomenological susceptibility. The resulting superconducting critical temperature as a function of doping is in good agreement with experiment.
Extensive numerical studies have demonstrated that the two-dimensional single-band Hubbard model contains much of the key physics in cuprate high-temperature superconductors. However, there is no definitive proof that the Hubbard model truly possesses a superconducting ground state or, if it does, of how it depends on model parameters. To answer these longstanding questions, we study an extension of the Hubbard model including an infinite-range ddd-wave pair field term, which precipitates a superconducting state in the ddd-wave channel. Using exact diagonalization on 16-site square clusters, we study the evolution of the ground state as a function of the strength of the pairing term. This is achieved by monitoring the fidelity metric of the ground state, as well as determining the ratio between the two largest eigenvalues of the ddd-wave pair/spin/charge-density matrices. The calculations show a ddd-wave superconducting ground state in doped clusters bracketed by a strong antiferromagnetic state at half filling controlled by the Coulomb repulsion UUU and a weak short-range checkerboard charge ordered state at larger hole doping controlled by the next-nearest-neighbor hopping ${t}^{\ensuremath{'}}$. We also demonstrate that negative ${t}^{\ensuremath{'}}$ plays an important role in facilitating ddd-wave superconductivity.
We have studied the pair susceptibilities for all possible pair wave functions that fit on a two-dimensional (2D) eight-site Hubbard cluster by exact diagonalization of the Hamiltonian. Band fillings corresponding to four and six electrons were studied (two or four holes in the half-filled band) for a wide range of Hubbard interaction strengths and temperatures. Our results show that all pairing susceptibilities are suppressed by the Hubbard repulsion. We have also carried out perturbation-theory calculations which show that the leading-order U2{U}^{2}U2 contributions to the d-wave pair susceptibility suppresses d-wave pairing over a significant temperature range. These results are consistent with recent Monte Carlo results and provide further evidence suggesting that the 2D Hubbard model does not exhibit superconductivity.