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arXiv:cond-mat/9710019 · Journal of the Physical Society of Japan

A Consistent Description of the Pairing Symmetry in Hole and Electron Doped Cuprates Within the Two-Dimensional Hubbard Model

Kazuhiko Kuroki, Hideo Aoki

Published May 15, 1998• 21 citations
arXivHTMLPDF

Abstract

Quantum Monte Carlo is used to calculate various pairing correlations of the 2D Hubbard model possessing band features experimentally observed in the cuprates. In the hole-doped case, where the Fermi level lies close to the van Hove singularities around $(0,π)$, the d$_{x^2-y^2}$ pairing correlation is selectively enhanced, while in the electron-doped case, where the singularities are far below the Fermi level and the Fermi surface runs through $(\pm π/2,\pm π/2)$, both d$_{x^2-y^2}$ and d$_{xy}$ correlations are enhanced with the latter having a $\sqrt{2}\times \sqrt{2}$ structure. The two pairing symmetries can mix to result in a nodeless gap.

DOI
10.1143/jpsj.67.1533

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Quantum Monte Carlo is used to calculate various pairing correlations of the 2D Hubbard model possessing band features experimentally observed in the cuprates. In the hole-doped case, where the Fermi level lies close to the van Hove singularities around (0,π)(0,π)(0,π), the dx2−y2_{x^2-y^2}x2−y2​ pairing correlation is selectively enhanced, while in the electron-doped case, where the singularities are far below the Fermi level and the Fermi surface runs through (±π/2,±π/2)(\pm π/2,\pm π/2)(±π/2,±π/2), both dx2−y2_{x^2-y^2}x2−y2​ and dxy_{xy}xy​ correlations are enhanced with the latter having a 2×2\sqrt{2}\times \sqrt{2}2​×2​ structure. The two pairing symmetries can mix to result in a nodeless gap.
Quasiparticle bands of the two-dimensional Hubbard model are calculated using the Roth two-pole approximation to the one-particle Green's function. Excellent agreement is obtained with recent Monte Carlo calculations, including an anomalous volume of the Fermi surface near half-filling, which can possibly be explained in terms of a breakdown of Fermi liquid theory. The calculated bands are very flat around the (\ensuremath{\pi},0) points of the Brillouin zone in agreement with photoemission measurements of cuprate superconductors. With doping there is a shift in spectral weight from the upper band to the lower band. The Roth method is extended to deal with superconductivity within a four-pole approximation allowing electron-hole mixing. It is shown that triplet p-wave pairing never occurs. A self-consistent solution with singlet ${\mathit{d}}_{{\mathit{x}}^{2}\mathrm{\ensuremath{-}}{\mathit{y}}^{2}}$-wave pairing is found and optimal doping occurs when the van Hove singularity, corresponding to the flat band part, lies at the Fermi level. Nearest-neighbor antiferromagnetic correlations play an important role in flattening the bands near the Fermi level and in favoring superconductivity. However, the mechanism for superconductivity is a local one, in contrast to spin-fluctuation exchange models. For reasonable values of the hopping parameter the transition temperature Tc{\mathit{T}}_{\mathit{c}}Tc​ is in the range 10--100 K. The optimum doping ${\mathrm{\ensuremath{\delta}}}_{\mathit{c}}$ lies between 0.14 and 0.25, depending on the ratio U/t. The gap equation has a BCS-like form and 2${\mathrm{\ensuremath{\Delta}}}_{\mathrm{max}}$/kTc{\mathit{kT}}_{\mathit{c}}kTc​\ensuremath{\simeq}4.
We implement a quantum Monte Carlo calculation for a repulsive Hubbard model with nearest- and next-nearest-neighbor hopping interactions on clusters up to 12\ifmmode\times\else\texttimes\fi{}12. A parameter region where the Fermi level lies close to the van Hove singularity at the saddle points in the bulk band structure is investigated. A pairing tendency in the ${\mathit{d}}_{{\mathit{x}}^{2}\mathrm{\ensuremath{-}}{\mathit{y}}^{2}}$ symmetry channel, but no other channel, is found. Estimates of the effective pairing interaction show that it is close to the value required for a 40 K superconductor. Finite-size scaling compares with the attractive Hubbard model. \textcopyright{}1996 The American Physical Society.
On the basis of quantum Monte Carlo simulations we study the influence of "breathing" lattice distortions on the two-dimensional Hubbard model. In the half-filled band case the system remains stable against the formation of a charge-density wave already for intermediate values (U=4tU=4tU=4t) of the electronic interaction. However, the addition of holes allows for a charge-density-wave state. Thus, the structural instability is not driven by nesting of the Fermi surface, but by the combined effect of doping and Coulomb correlation. The influence of the distortion on the various pairing correlation functions is calculated.
In nonperturbative regimes, the superfluid instability in the two-dimensional (2D) Hubbard model can be described by an emergent BCS theory with small effective pairing constants. We compute the effective couplings using a controlled bold-line diagrammatic Monte Carlo approach, which stochastically sums all skeleton Feynman diagrams dressed in the one- and two-particle channels to high expansion orders, and map out the resulting superfluid ground-state phase diagram in a range of next-nearest-neighbor hopping $0\ensuremath{\le}{t}^{\ensuremath{'}}\ensuremath{\le}0.3t$, interaction strength $0\ensuremath{\le}U\ensuremath{\le}3t$, and lattice filling $0\ensuremath{\le}n\ensuremath{\le}2$. The phase diagram is dramatically transformed in the hole-doped region and becomes particularly rich at larger doping and ${t}^{\ensuremath{'}}$. At ${t}^{\ensuremath{'}}=0.3$, the weak-coupling picture with the dominant triplet pairing sharply peaked at $n\ensuremath{\approx}0.73$ due to the Van Hove singularity is replaced by a plateau of the singlet ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$ paring, while for $U\ensuremath{\gtrsim}3t$ the effective couplings are consistent with the ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$ high-temperature superconductivity in the hole-doped region near cuprates' optimal doping.
The relevance of the single-band two-dimensional Hubbard model to superconductivity in the doped cuprates has recently been questioned, based on density matrix renormalization group (DMRG) computations that found superconductivity over an unrealistically broad doping region upon electron-doping, yet a complete absence of superconductivity for hole-doping. We report very similar results from DMRG calculations on a Cu2O3{\mathrm{Cu}}_{2}{\mathrm{O}}_{3}Cu2​O3​ two-leg ladder within the parent three-band correlated-electron Hamiltonian. The strong asymmetry found in our calculations are in contradiction to the deep and profound symmetry in the experimental phase diagrams of electron- and hole-doped cuprate superconductors, as seen from the occurrence of quantum critical points within the superconducting domes in both cases that are characterized by Fermi surface reconstruction, large jumps in carrier density, and strange metal behavior.
We study the spin-fluctuation-mediated superconducting pairing gap in a weak-coupling approach to the Hubbard model for a two-dimensional square lattice in the paramagnetic state. Performing a comprehensive theoretical study of the phase diagram as a function of filling, we find that the superconducting gap exhibits transitions from ppp-wave at very low electron fillings to ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$-wave symmetry close to half filling in agreement with previous reports. At intermediate filling levels, different gap symmetries appear as a consequence of the changes in the Fermi surface topology and the associated structure of the spin susceptibility. In particular, the vicinity of a Van Hove singularity in the electronic structure close to the Fermi level has important consequences for the gap structure in favoring the otherwise subdominant triplet solution over the singlet ddd-wave solution. By solving the full gap equation, we find that the energetically favorable triplet solutions are chiral and break time-reversal symmetry. Finally, we also calculate the detailed angular gap structure of the quasiparticle spectrum, and show how spin-fluctuation-mediated pairing leads to significant deviations from the first harmonics both in the singlet ${d}_{{x}^{2}\ensuremath{-}{y}^{2}}$ gap as well as the chiral triplet gap solution.