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arXiv:cond-mat/9703055 · Physical review. B, Condensed matter

N -chain Hubbard model in weak coupling

Hsiu‐Hau Lin, Leon Balents, Matthew P. A. Fisher

Published Sep 15, 1997• 160 citations
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Abstract

We present a systematic weak-coupling renormalization group (RG) technique for studying a collection of $N$ coupled one-dimensional interacting electron systems, focusing on the example of $N$-leg Hubbard ladders. For $N=2,3,$ we recover previous results, and find that also more generally broad regions of the phase space of these models are unstable to pairing, usually with approximate $d$-wave symmetry. We show how these instabilities can be understood in terms of a fairly conventional ``gap'' function \ensuremath{\Delta} at the discretized Fermi surface, and describe how this function is calculated. The dimensional crossovers as $N\ensuremath{\rightarrow}\ensuremath{\infty}$ and as many such ladders are weakly coupled together are also discussed.

DOI
10.1103/physrevb.56.6569

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We present a systematic weak-coupling renormalization group (RG) technique for studying a collection of NNN coupled one-dimensional interacting electron systems, focusing on the example of NNN-leg Hubbard ladders. For N=2,3,N=2,3,N=2,3, we recover previous results, and find that also more generally broad regions of the phase space of these models are unstable to pairing, usually with approximate ddd-wave symmetry. We show how these instabilities can be understood in terms of a fairly conventional ``gap'' function \ensuremath{\Delta} at the discretized Fermi surface, and describe how this function is calculated. The dimensional crossovers as N\ensuremath→\ensuremath∞N\ensuremath{\rightarrow}\ensuremath{\infty}N\ensuremath→\ensuremath∞ and as many such ladders are weakly coupled together are also discussed.
We present a general method to study weak-coupling instabilities of a large class of interacting electron models in a controlled and unbiased way. Quite generally, the electron gas is unstable towards a superconducting state even in the absence of phonons, since high-energy spin fluctuations create an effective attraction between the quasi-particles. As an example, we show the occurrence of d-wave pairing in the repulsive Hubbard model in two dimensions. In one dimension or if the Fermi surface is nested, there are several competing instabilities. The required renormalization group formalism for this case is presented to lowest (one-loop) order on a most elementary level, connecting the idea of the “parquet summation” to the more modern concept of Wilson's effective action. The validity and restrictions of the one-loop approximation are discussed in detail. As a result, three different renormalization group approaches known in the literature are shown to be equivalent within the regime of applicability. We also briefly discuss the open problem of a two-dimensional Fermi system at Van Hove filling without nesting.
Abstract We present a general method to study weak‐coupling instabilities of a large class of interacting electron models in a controlled and unbiased way. Quite generally, the electron gas is unstable towards a superconducting state even in the absence of phonons, since high‐energy spin fluctuations create an effective attraction between the quasi‐particles. As an example, we show the occurrence of d ‐wave pairing in the repulsive Hubbard model in two dimensions. In one dimension or if the Fermi surface is nested, there are several competing instabilities. The required renormalization group formalism for this case is presented to lowest (one‐loop) order on a most elementary level, connecting the idea of the “parquet summation” to the more modern concept of Wilson's effective action. The validity and restrictions of the one‐loop approximation are discussed in detail. As a result, three different renormalization group approaches known in the literature are shown to be equivalent within the regime of applicability. We also briefly discuss the open problem of a two‐dimensional Fermi system at Van Hove filling without nesting.
In order to shed light whether the `even-odd conjecture' (even numbers of legs will superconduct accompanied by a spin gap while odd ones do not) for correlated electrons in ladder systems, the pairing correlation is studied for the Hubbard model on a two- and three-leg ladders. We have employed both the weak-coupling renormalization group and the quantum Monte Carlo (QMC) method for strong interactions. For the two-leg Hubbard ladder, a systematic QMC (with a controlled level spacings) has detected an enhanced pairing correlation, which is consistent with the weak-coupling prediction. We also calculate the correlation functions in the three-leg Hubbard ladder and show that the weak-coupling study predicts the dominant superconductivity, which refutes the naive even-odd conjecture. A crucial point is a spin gap for only some of the multiple spin modes is enough to make the ladder superconduct with a pairing symmetry (d-like here) compatible with the gapped mode. A QMC study for the three-leg ladder endorses the enhanced pairing correlation.
Using a functional renormalization-group method, we obtain the phase diagram of the two-leg ladder system within the Holstein-Hubbard model, which includes both electron-electron and electron-phonon interactions. Our renormalization-group technique allows us to analyze the problem for both weak and strong electron-phonon couplings. We show that, in contrast to results from conventional weak-coupling studies, electron-phonon interactions can dominate electron-electron interactions, and retardation effects play an important role on the phase diagram.
We study the effect of doping away from half-filling in weakly (but finitely) interacting N-leg Hubbard ladders using renormalization-group and bosonization techniques. For a small on-site repulsion U, the N-leg Hubbard ladders are equivalent to an N-band model, where at half-filling the Fermi velocities are ${v}_{1}{=v}_{N}<{v}_{2}{=v}_{N\ensuremath{-}1}<\ensuremath{\cdot}\ensuremath{\cdot}\ensuremath{\cdot}.$ We then obtain a hierarchy of energy scales, where the band pairs $(j,N+1\ensuremath{-}j)$ are successively frozen out. The low-energy Hamiltonian is then the sum of N/2N/2N/2 [or $(N\ensuremath{-}1)/2$ for N odd] two-leg ladder Hamiltonians without gapless excitations (plus a single chain for N odd with one gapless spin mode)---similar to the N-leg Heisenberg spin ladders. The energy scales lead to a hierarchy of gaps. Upon doping away from half-filling, the holes first enter the band(s) with the smallest gap: For odd N, the holes enter first the nonbonding band (N+1)/2(N+1)/2(N+1)/2 and the phase is a Luttinger liquid, while for even N, the holes enter first the band pair (N/2,N/2+1)(N/2,N/2+1)(N/2,N/2+1) and the phase is a Luther-Emery liquid, similar to numerical treatments of the $t\ensuremath{-}J$ model, i.e., at and close to half-filling, the phases of the Hubbard ladders for small and large U are the same. For increasing doping, hole pairs subsequently enter at critical dopings the other band pairs $(j,N+1\ensuremath{-}j)$ (accompanied by a diverging compressibility): The Fermi surface is successively opened by doping, starting near the wave vector $(\ensuremath{\pi}/2,\ensuremath{\pi}/2).$ Explicit calculations are given for the cases N=3N=3N=3 and 4.
We study the dimensional crossover from one to two dimensions in half-filled and lightly doped, weakly interacting N-leg Hubbard ladders. In this case, the Hubbard ladders are equivalent to an N-band model. Using renormalization-group techniques, we find that the half-filled ladders exhibit (in the spin sector) an odd-even effect only below a crossover energy ${E}_{c}\ensuremath{\propto}\mathrm{exp}[\ensuremath{-}\ensuremath{\alpha}\mathrm{exp}(\ensuremath{\gamma}N)]$ $(\ensuremath{\alpha}\ensuremath{\ll}1$ and $\ensuremath{\gamma}\ensuremath{\sim}1$ depend on the interaction strength and on the hopping matrix elements): Below Ec,{E}_{c},Ec​, the dominant interactions take place within band pairs $(j,N+1\ensuremath{-}j)$ [and within the band (N+1)/2(N+1)/2(N+1)/2 for N odd], such that even-leg ladders are an insulating spin liquid, while odd-leg ladders have one gapless spinon mode. In contrast, above the energy scale Ec,{E}_{c},Ec​, all bands are interacting with each other and the system is a two-dimensional- (2D)-like (insulating) antiferromagnet; we obtain an analytical expression for the Hamiltonian which is similar to the 2D Heisenberg antiferromagnet. Bosonization techniques show that in the charge sector the Mott insulator is as well below and above Ec{E}_{c}Ec​ of the same type as in N/2N/2N/2 half-filled two-leg ladders. Doping away from half-filling, we find that the effect of an increasing doping $\ensuremath{\delta}$ is very similar to decreasing the number of legs N: In both cases interactions between unpaired bands are suppressed and thereby the antiferromagnetic correlations reduced. The resulting band pairs form then insulating spin liquids and when doped, there is a spin gap, but phase coherence exists only within the band pairs. At higher doping levels ${\ensuremath{\delta}}_{c}={\ensuremath{\delta}}_{c}(N),$ phase coherence between all band pairs sets in and the system becomes a 2D-like d-wave superconductor $[{\ensuremath{\delta}}_{c}(N)\ensuremath{\rightarrow}0$ for $\stackrel{\ensuremath{\rightarrow}}{N}\ensuremath{\infty}].$