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arXiv:cond-mat/9602042 · Physical review. B, Condensed matter

Phase separation in the binary-alloy problem: The one-dimensional spinless Falicov-Kimball model

James K. Freericks, C. Gruber, Nicolas Macris

Published Jun 15, 1996• 22 citations
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Abstract

The ground states of the one-dimensional Falicov-Kimball model are investigated in the small-coupling limit, using nearly degenerate perturbation theory. For rational electron and ion densities, respectively, equal to p/q, ${\mathit{p}}_{\mathit{i}}$/q, with p relatively prime to q and ${\mathit{p}}_{\mathit{i}}$/q close enough to 1/2, we find that in the ground state the ion configuration has a period q. The situation is analogous to the Peierls instability, where the usual arguments predict a period-q state that produces a gap at the Fermi level and is insulating. However for ${\mathit{p}}_{\mathit{i}}$/q far enough from 1/2, this phase becomes unstable against phase separation. The ground state is a mixture of a period-q ionic configuration and an empty (or full) configuration, where both configurations have the same electron density to leading order. Combining these results with those previously obtained for strong coupling, it follows that a phase transition occurs in the ground state, as a function of the coupling, for ion densities far enough from 1/2. \textcopyright{} 1996 The American Physical Society.

DOI
10.1103/physrevb.53.16189

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The ground states of the one-dimensional Falicov-Kimball model are investigated in the small-coupling limit, using nearly degenerate perturbation theory. For rational electron and ion densities, respectively, equal to p/q, pi{\mathit{p}}_{\mathit{i}}pi​/q, with p relatively prime to q and pi{\mathit{p}}_{\mathit{i}}pi​/q close enough to 1/2, we find that in the ground state the ion configuration has a period q. The situation is analogous to the Peierls instability, where the usual arguments predict a period-q state that produces a gap at the Fermi level and is insulating. However for pi{\mathit{p}}_{\mathit{i}}pi​/q far enough from 1/2, this phase becomes unstable against phase separation. The ground state is a mixture of a period-q ionic configuration and an empty (or full) configuration, where both configurations have the same electron density to leading order. Combining these results with those previously obtained for strong coupling, it follows that a phase transition occurs in the ground state, as a function of the coupling, for ion densities far enough from 1/2. \textcopyright{} 1996 The American Physical Society.
The authors have studied energetic and structural ground-state properties of the one-dimensional Falicov-Kimball model in the strong-coupling limit. Using standard perturbation theory they recover some results already obtained (the phase segregation at large interactions) and present some new results concerning the ground state, e.,g., the analytic expression for the boundary, below which the segregated configuration cannot be the ground state, and the phase diagram of the model calculated for special periodic (aperiodic) configurations of ions and for the case when the ion concentration goes to zero.
We focus on the two-dimensional Falicov-Kimball model in the neutral case with U >> 0. We determine the ground state ion configurations for all rational densities in (1/3, 2/5), as well as densities 1/6 and 2/11. We also determine the ground states for a sequence of densities starting at 1/5 and converging to 0. On the interval (1/3, 2/5) we show that the ground states are periodic, having the same structure as the one-dimensional ground states. For densities between 1/6 and 2/11 we show that the ground states exhibit a phase separation.
The phase diagram for the spinless Falicov-Kimball model on a hypercubic lattice is reexamined in the limits of large and small dimensions (for the half-filled ion case). This model is identical to the thermodynamical problem of an annealed binary alloy with diagonal disorder. The phase diagram for the infinite-dimensional case is remarkably similar to the conjectured phase diagram for the one-dimensional case. The system orders in short-period phases, orders in long-period (possibly incommensurate) phases, or segregates, depending on the interaction strength and the electron concentration. The analysis for this simple model provides hope that recently proposed solutions for other interacting fermion models in infinite dimensions will accurately represent the solutions in two and three dimensions.
The ground state of the one-dimensional Falicov-Kimball model (1969) is considered for large values of the interaction strength U. If the ion density rho i =p/q (p and q relatively prime) is rational and equals the electron density rho e the author proves that for U)U hom c (q) the ion configurations is the most homogeneous one. If 0( rho e ( rho i and U)U seg c ( rho e / rho i ) w prove that all the ions condense into one large cluster. This last result proves a recent conjecture known as the segregation principle.