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arXiv:cond-mat/9508058 · Physical review. B, Condensed matter

Exact criterion for choosing the hopping operator in the four-slave-boson approach

Enrico Arrigoni, Giancarlo Calvanese Strinati

Published Nov 15, 1995• 3 citations
arXivHTMLPDF

Abstract

We consider the N-component generalization of the four-slave-boson approach to the Hubbard model, where 1/N acts as the small parameter that controls the fluctuations about the saddle point, and address the problem of the appropriate choice of the bosonic hopping operator ${\mathit{z}}_{\mathit{i}\mathrm{\ensuremath{\sigma}}}$. By suitably reorganizing the Fock space, we show that the square-root form for ${\mathit{z}}_{\mathit{i},\mathrm{\ensuremath{\sigma}}}$ (originally introduced by Kotliar and Ruckenstein) reproduces the exact independent-fermion (U=0) results not only at the mean-field (N=\ensuremath{\infty}) level but also to all orders in the 1/N expansion, provided one relaxes the usually adopted normal-ordered prescription for ${\mathit{z}}_{\mathit{i},\mathrm{\ensuremath{\sigma}}}$. This ensures that ${\mathit{z}}_{\mathit{i},\mathrm{\ensuremath{\sigma}}}$ need not be modified at successive orders in the fluctuation expansion, and implies that all correlation functions are correctly recovered in the U=0 limit, a nontrivial result for the slave-boson approach. In addition, it provides a stringent requirement on the form of ${\mathit{z}}_{\mathit{i},\mathrm{\ensuremath{\sigma}}}$, which might be also generalized to alternative slave-boson formalisms (like the spin-rotation-invariant formulation).

DOI
10.1103/physrevb.52.13707

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We consider the N-component generalization of the four-slave-boson approach to the Hubbard model, where 1/N acts as the small parameter that controls the fluctuations about the saddle point, and address the problem of the appropriate choice of the bosonic hopping operator zi\ensuremathσ{\mathit{z}}_{\mathit{i}\mathrm{\ensuremath{\sigma}}}zi\ensuremathσ​. By suitably reorganizing the Fock space, we show that the square-root form for zi,\ensuremathσ{\mathit{z}}_{\mathit{i},\mathrm{\ensuremath{\sigma}}}zi,\ensuremathσ​ (originally introduced by Kotliar and Ruckenstein) reproduces the exact independent-fermion (U=0) results not only at the mean-field (N=\ensuremath{\infty}) level but also to all orders in the 1/N expansion, provided one relaxes the usually adopted normal-ordered prescription for zi,\ensuremathσ{\mathit{z}}_{\mathit{i},\mathrm{\ensuremath{\sigma}}}zi,\ensuremathσ​. This ensures that zi,\ensuremathσ{\mathit{z}}_{\mathit{i},\mathrm{\ensuremath{\sigma}}}zi,\ensuremathσ​ need not be modified at successive orders in the fluctuation expansion, and implies that all correlation functions are correctly recovered in the U=0 limit, a nontrivial result for the slave-boson approach. In addition, it provides a stringent requirement on the form of zi,\ensuremathσ{\mathit{z}}_{\mathit{i},\mathrm{\ensuremath{\sigma}}}zi,\ensuremathσ​, which might be also generalized to alternative slave-boson formalisms (like the spin-rotation-invariant formulation).
The Hubbard model with finite on-site repulsion U is studied via the functional-integral formulation of the four-slave-boson approach by Kotliar and Ruckenstein. It is shown that a correct treatment of the continuum imaginary time limit (which is required by the very definition of the functional integral) modifies the free energy when fluctuation (1/N) corrections beyond mean field are considered, thus removing the inconsistencies originating from the incorrect handling of this pathologic limit so far performed in the literature. In particular, our treatment correctly restores the decrease of the average number of doubly occupied sites for increasing U. Our analysis requires us to suitably interpret the Kotliar and Ruckenstein choice for the bosonic hopping operator and to abandon the commonly used normal-ordering prescription, in order to obtain meaningful fluctuation corrections. In this way we recover the exact solution at U=0 not only at the mean-field level but also at the next order in 1/N. In addition, we consider alternative choices for the bosonic hopping operator and test them numerically for a simple two-site model for which the exact solution is readily available for any U. We also discuss how the 1/N expansion can be formally generalized to the four-slave-boson approach, and provide a simplified prescription to obtain the additional terms in the free energy which result at the order 1/N from the correct continuum limit.
We consider slave boson formulations of the Hubbard model, the t–J model and the Anderson model, in which spin and charge fermion degrees of freedom are represented by Bose fields. The approach has been applied to the Hubbard model generalizing the formulation of Kotliar and Ruckenstein. There the Gutzwiller solution is recovered as a saddle point. The method allows to find other types of mean field solutions in a systematic way. Dynamical correlation functions in mean field approximation as well as fluctuation contributions are also calculated.
We present a slave-boson representation for the Hubbard model, introducing Bose fields for the empty, singly, and doubly occupied sites and show that the boson for the singly occupied site must transform as a tensor of rank two under spin rotations. This generalizes the formulation of Kotliar and Ruckenstein, which is not manifestly spin-rotation invariant. The paramagnetic saddle point of the corresponding functional integral is identical to Gutzwiller's solution. As an illustration of the method, we calculate the T3{T}^{3}T3lnT spin-fluctuation contribution to the specific heat and find it to be fully consistent with Fermi-liquid theory. We discuss further applications of this approach.
We study the single-band Hubbard model via the functional-integral four-slave-boson formulation introduced by Kotliar and Ruckenstein, and show that a proper treatment of the continuum limit of the functional integral removes the inconsistencies due to an incorrect handling of this limit so far performed in the literature. It follows from our analysis that the Kotliar and Ruckenstein mean-field solution has to be abandoned in order to include fluctuation corrections in a systematic way. We show explicitly how to construct a suitable alternative solution which admits the inclusion of fluctuations.
The one-band Hubbard model is considered in the slave-boson formulation first introduced by Kotliar and Ruckenstein. It is shown that a mean-field approximation, where broken-symmetry states appropriate for a bipartite lattice are allowed, leads to a quantitative agreement with quantum Monte Carlo results for local observables over a wide range of interactions (0U\ensuremath{\le}20t) and doping (0n〉\ensuremath{\le}1). Thus, our saddle-point solutions constitute an excellent starting point for a systematic treatment of fluctuations.