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arXiv:cond-mat/9410039 · Physical review. B, Condensed matter

Conserving approximation for the three-band Hubbard model: Flat quasiparticle dispersion

R. Putz, R. Preuss, A. Muramatsu, Werner R. Hanke

Published Mar 1, 1996• 23 citations
arXivHTMLPDF

Abstract

It is shown that the low-energy single-particle spectrum of the three-band Hubbard model at finite hole dopings agrees remarkably well with quantum Monte Carlo and experimental data within the framework of a conserving approximation including self-consistently the interaction with charge, spin, and particle-particle fluctuations. The dispersion of the quasiparticle peak is flat around the (\ensuremath{\pi},0), (0,\ensuremath{\pi}) points as observed in recent angle-resolved photoemission measurements. The significant reduction of the dispersion near the Fermi level is due to spin fluctuations, rather than being induced by band effects. \textcopyright{} 1996 The American Physical Society.

DOI
10.1103/physrevb.53.5133

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It is shown that the low-energy single-particle spectrum of the three-band Hubbard model at finite hole dopings agrees remarkably well with quantum Monte Carlo and experimental data within the framework of a conserving approximation including self-consistently the interaction with charge, spin, and particle-particle fluctuations. The dispersion of the quasiparticle peak is flat around the (\ensuremath{\pi},0), (0,\ensuremath{\pi}) points as observed in recent angle-resolved photoemission measurements. The significant reduction of the dispersion near the Fermi level is due to spin fluctuations, rather than being induced by band effects. \textcopyright{} 1996 The American Physical Society.
The momentum dispersion of the peak structure of the single-particle spectral weight A(p,\ensuremath{\omega}) of the two-dimensional Hubbard model is discussed. Using results obtained from Monte Carlo simulations on lattices up to 12\ifmmode\times\else\texttimes\fi{}12 in size, we determine the low-lying quasiparticle dispersion relation. This dispersion relation is anomalously flat near the (\ensuremath{\pi},0) and (0,\ensuremath{\pi}) points of the Brillouin zone, similar to the results of recent angular resolved photoemission measurements of the hole-doped cuprates. We argue that the generic nature of the quasiparticle dispersion relation observed in these materials arises from the strong Coulomb interaction and reflects the hole-spin correlations rather than the one-electron interactions which customarily determine the band structure.
Dynamic properties of the three-dimensional single-band Hubbard model are studied using quantum Monte Carlo combined with the maximum entropy technique. At half-filling, there is a clear gap in the density of states and well-defined quasiparticle peaks at the top (bottom) of the lower (upper) Hubbard band. We find an antiferromagnetically induced weight above the naive Fermi momentum. Upon hole doping, the chemical potential \ensuremath{\mu} moves to the top of the lower band where a robust peak is observed. Results are compared with spin-density-wave mean-field and self-consistent Born approximation results, and also with the infinite-dimensional (D=\ensuremath{\infty}) Hubbard model, and experimental photoemission for three-dimensional transition-metal oxides. \textcopyright{} 1996 The American Physical Society.
We study the three-band Hubbard model for the cuprate superconductors using Quantum Monte Carlo simulations and the fluctuation exchange approximation including a self-consistent many-body renormalization of the single-particle propagator. The energy dispersion of the low-lying one-particle excitations is in very good agreement with spectroscopic measurements for a hole doping concentration δ = 0.25 of the CuO2 planes. At the same doping, we examine the spin susceptibility yielding a non-ordered phase with short-range incommensurate fluctuations near the antiferromagnetic wave vector. In the superconducting regime, the interaction vertex for the pairing correlation function in the extended s-wave channel shows a maximum for δ = 0.20, resembling the dependence of transition temperature Tc on doping.
Away from half filling and above its Neel temperature, the three-dimensional Hubbard model is a paramagnetic metal with antiferromagnetic spin fluctuations, where controlled momentum-resolved results have been lacking. Using connected-determinant diagrammatic Monte Carlo, we compute the momentum-resolved self-energy for n = 0.4-0.95, T/t = 0.05-0.33 and U/t = 4-8, and the full-zone spin susceptibility at twelve of these points, focusing on U/t = 4. At U/t = 4 and toward half filling the spin fluctuations become strong: for n = 0.7-0.9 at T/t = 0.14 they enhance the susceptibility peak up to sevenfold and raise the momentum-dependent part of the scattering rate to four to five times its second-order value. They are driven by an effective spin interaction screened to about 2U/3 and nearly uniform over the zone. Yet the peak height is set by the slightly smaller value of this interaction at the peak wave vector, and near magnetic order this small difference changes the height by a large factor. Two-particle self-consistent theory reproduces the peak because its sum rule fixes its single constant interaction near this value, but for n = 0.7-0.9 at T/t = 0.14 its self-energy overestimates the local scattering rate and underestimates the momentum-dependent part. Though strong, the fluctuations are short ranged, with a correlation length of at most about two lattice spacings, and for n = 0.7-0.9 and T/t >= 0.14 the scattering rate near the Fermi surface varies by at most about 1% at fixed band energy, without hot spots. At U/t = 4 dynamical mean-field theory (DMFT) reproduces the local scattering rate and quasiparticle weight within a few percent, and the nonlocal part it misses is approximately a function of the band energy. Strong spin fluctuations thus coexist with nearly isotropic quasiparticles, and the results provide a benchmark for extensions of DMFT and for spin-fluctuation theories.
Quantum Monte Carlo (QMC) and maximum-entropy techniques are used to study the spectral function $A(\mathbf{p},\ensuremath{\omega})$ of the one-band Hubbard model with strong coupling including a next-nearest-neighbor electronic hopping with amplitude ${t}^{\ensuremath{'}}/t=\ensuremath{-}0.35$. These values of parameters are chosen to improve the comparison of the Hubbard model with angle-resolved photoemission (ARPES) data for Sr2CuO2Cl2{\mathrm{Sr}}_{2}{\mathrm{CuO}}_{2}{\mathrm{Cl}}_{2}Sr2​CuO2​Cl2​. A narrow quasiparticle (qp) band is observed in the QMC analysis at the temperature of the simulation T=t/3T=t/3T=t/3, both at and away from half-filling. Such a narrow band produces a large accumulation of weight in the density of states at the top of the valence band. As the electronic density 〈n〉〈n〉〈n〉 decreases further away from half-filling, the chemical potential travels through this energy window with a large number of states, and by $〈n〉\ensuremath{\sim}0.70$ it has crossed it entirely. The region near momentum $(0,\ensuremath{\pi})$ and $(\ensuremath{\pi},0)$ in the spectral function is more sensitive to doping than momenta along the diagonal from (0,0)(0,0)(0,0) to $(\ensuremath{\pi},\ensuremath{\pi})$. The evolution with hole density of the quasiparticle dispersion contains some of the features observed in recent ARPES data in the underdoped regime. For sufficiently large hole densities the ``flat'' bands at $(\ensuremath{\pi},0)$ cross the Fermi energy, a prediction that could be tested with ARPES techniques applied to overdoped cuprates. The population of the qp band introduces a hidden density in the system which produces interesting consequences when the quasiparticles are assumed to interact through antiferromagnetic fluctuations and studied with the BCS gap-equation formalism. In particular, a region of extended sss-wave character is found to compete with the ddd wave in the overdoped regime, i.e., when the chemical potential has almost entirely crossed the qp band as 〈n〉〈n〉〈n〉 is reduced. The present study also shows that previous ``real-space'' pairing theories for the cuprates, such as the antiferromagnetic Van Hove scenario, originally constructed based on information gathered at half-filling, do not change their predictions if hole dispersions resembling noninteracting electrons with renormalized parameters are used.
We present results of a systematic quantum Monte Carlo study for the single-band Hubbard model. Thereby we evaluated single-particle spectra (PES and IPES), two-particle spectra (spin and density correlation functions), and the dynamical correlation function of suitably defined diagnostic operators, all as a function of temperature and hole doping. The results allow us to identify different physical regimes. Near half-filling we find an anomalous ``Hubbard-I phase,'' where the band structure is, up to some minor modifications, consistent with the Hubbard-I predictions. At lower temperatures, where the spin response becomes sharp, additional dispersionless ``bands'' emerge due to the dressing of electrons/holes with spin excitations. We present a simple phenomenological fit that reproduces the band structure of the insulator quantitatively. The Fermi surface volume in the low-doping phase, as derived from the single-particle spectral function, is not consistent with the Luttinger theorem, but qualitatively in agreement with the predictions of the Hubbard-I approximation. The anomalous phase extends up to a hole concentration of $\ensuremath{\approx}15%,$ i.e., the underdoped region in the phase diagram of high-Tc{T}_{c}Tc​ superconductors. We also investigate the nature of the magnetic ordering transition in the single-particle spectra. We show that the transition to a spin-density wave-like band structure is not accomplished by the formation of any resolvable ``precursor bands,'' but rather by a (spectroscopically invisible) band of spin-3/2 quasiparticles. We discuss implications for the ``remnant Fermi surface'' in insulating cuprate compounds and the shadow bands in the doped materials.