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arXiv:cond-mat/9309003

Weak coupling model for s*- and d-wave superconductivity

D. van der Marel

Published Sep 2, 1993• 0 citations
arXivHTMLPDF

Abstract

The phase diagram of the unconstrained $t-J$ model is calculated using the random phase approximation. It is found that the extended $s$ and the $d_{x^2-y^2}$-channels are {\em not} degenerate near half filling. Extended $s$-pairing with a low $T_c$ occurs only for a band containing less then 0.4 electrons or holes per unit cell, whereas in a large region around half-filling $d$-wave pairing is the only stable superconducting solution. At half filling superconductivity is suppressed due to the formation of the anti-ferromagnetic Mott-Hubbard insulating state. By extending the analysis to the unconstrained $t-t'-J$ model, it is proven that, if a Fermi surface is assumed similar to the one that is known to exist in cuprous oxide superconductors, the highest superconducting $T_c$ is reached for about $0.7$ electron per site, whereas the anti-ferromagnetic solution still occurs for $1$ electron per site. It is shown, that the maximum $d$-wave superconducting mean field transition temperature is half the maximum value that the Neèl temperature can have in the Mott-insulating state.

DOI
10.48550/arxiv.cond-mat/9309003

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The phase diagram of the unconstrained t−Jt-Jt−J model is calculated using the random phase approximation. It is found that the extended sss and the dx2−y2d_{x^2-y^2}dx2−y2​-channels are {\em not} degenerate near half filling. Extended sss-pairing with a low TcT_cTc​ occurs only for a band containing less then 0.4 electrons or holes per unit cell, whereas in a large region around half-filling ddd-wave pairing is the only stable superconducting solution. At half filling superconductivity is suppressed due to the formation of the anti-ferromagnetic Mott-Hubbard insulating state. By extending the analysis to the unconstrained t−t′−Jt-t'-Jt−t′−J model, it is proven that, if a Fermi surface is assumed similar to the one that is known to exist in cuprous oxide superconductors, the highest superconducting TcT_cTc​ is reached for about 0.70.70.7 electron per site, whereas the anti-ferromagnetic solution still occurs for 111 electron per site. It is shown, that the maximum ddd-wave superconducting mean field transition temperature is half the maximum value that the Neèl temperature can have in the Mott-insulating state.
We investigate the ionic Hubbard model (IHM) at half-filling in the limit of strong correlations and large ionic potential. The low-energy effective Hamiltonian in this limit, obtained by a similarity transformation, is a modified $t\ensuremath{-}J$ model with effective second-neighbor hopping terms. We explore the possibilities of ddd-wave pairing and extended sss-wave pairing superconducting (SC) phases on a two-dimensional square lattice at zero temperature within a Gutzwiller projected renormalized mean-field theory. In the sector of solutions that forbid spin-ordering, the system shows a finite nonzero ddd-wave as well as extended sss-wave pairing amplitude for $\mathrm{\ensuremath{\Delta}}\ensuremath{\sim}U\ensuremath{\gg}t$. The width of the superconducting phase in $U\ensuremath{-}\mathrm{\ensuremath{\Delta}}$ regime shrinks with increase in UUU and $\mathrm{\ensuremath{\Delta}}$, though the extended sss-wave pairing phase is higher in energy than the ddd-wave pairing superconducting phase. But in a spin-resolved renormalized mean-field calculation, which allows for an antiferromagnetic (AF) order along with the ddd-wave or extended sss-wave pairing, the SC phase is no longer viable and the system shows a direct transition from an AF ordered phase to a paramagnetic band insulator. Except for a thin sliver of a half-metallic AF phase close to the AF transition point, most of the AF ordered phase is a Mott insulator. We benchmarked the AF Mott insulator to band insulator transition within the Gutzwiller projected renormalized mean-field theory against the dynamical mean-field theory solved using continuous time quantum Monte Carlo. Our work suggests that the ground-state phase diagram of the IHM at half-filling in the limit of extreme correlations does not have any SC phase. The SC phase seen in the paramagnetic sector is a metastable phase, being higher in energy than the AF Mott insulator phase.
Numerical simulations on the half-filled 3-D Hubbard model clearly show the onset of Néel order. Simulations of the 2-D electron-phonon Holstein model show the competition between the formation of a Peierls-CDW state and a superconducting state. However, the behavior of the partly filled 2-D Hubbard model is more difficult to determine. At half-filling, the anti-ferromagnetic correlations grow as T is reduced. Doping away from half-filling supresses these correlations, and we find that there is a weak attractive pairing interaction in the d -wave channel. However, the strength of the pair field susceptibility is weak at the temperatures and lattice sizes we have simulated, and the nature of the low-temperature state of the nearly half-filled Hubbard model remains open.
We investigate the single-band Hubbard model with random site energies in the strong-repulsion limit, as represented by the slave-boson formulation of the t-J model. It is essential to include the correlations between the slave-boson mean field and the disorder. This leads to the widening of the non-Fermi-liquid (``generalized Mott insulating'') region around half filling. In the Fermi-liquid regime we apply the renormalization-group method. The resulting phase diagram has superconducting, magnetic, and insulating phases. The disorder generally suppresses superconductivity and gives rise to the formation of localized magnetic moments.
The authors study a simple model for superconductivity based on an extended Hubbard model with on-site repulsive and inter-site attractive interaction for arbitrary electron density. The two-dimensional square lattice d-wave pairing is most stable for a nearly half-filled band. p-wave and then extended s-wave pairing become stable upon decreasing band filling. Competition between the various anisotropic pairings and antiferromagnetism as well as the effect of next-nearest-neighbour hopping is discussed. The authors relate the present model to high-T c superconducting oxides.
Quasiparticle bands of the two-dimensional Hubbard model are calculated using the Roth two-pole approximation to the one-particle Green's function. Excellent agreement is obtained with recent Monte Carlo calculations, including an anomalous volume of the Fermi surface near half-filling, which can possibly be explained in terms of a breakdown of Fermi liquid theory. The calculated bands are very flat around the (\ensuremath{\pi},0) points of the Brillouin zone in agreement with photoemission measurements of cuprate superconductors. With doping there is a shift in spectral weight from the upper band to the lower band. The Roth method is extended to deal with superconductivity within a four-pole approximation allowing electron-hole mixing. It is shown that triplet p-wave pairing never occurs. A self-consistent solution with singlet ${\mathit{d}}_{{\mathit{x}}^{2}\mathrm{\ensuremath{-}}{\mathit{y}}^{2}}$-wave pairing is found and optimal doping occurs when the van Hove singularity, corresponding to the flat band part, lies at the Fermi level. Nearest-neighbor antiferromagnetic correlations play an important role in flattening the bands near the Fermi level and in favoring superconductivity. However, the mechanism for superconductivity is a local one, in contrast to spin-fluctuation exchange models. For reasonable values of the hopping parameter the transition temperature Tc{\mathit{T}}_{\mathit{c}}Tc​ is in the range 10--100 K. The optimum doping ${\mathrm{\ensuremath{\delta}}}_{\mathit{c}}$ lies between 0.14 and 0.25, depending on the ratio U/t. The gap equation has a BCS-like form and 2${\mathrm{\ensuremath{\Delta}}}_{\mathrm{max}}$/kTc{\mathit{kT}}_{\mathit{c}}kTc​\ensuremath{\simeq}4.
High temperature superconductivity in copper oxides (cuprates) represents one of the most striking phenomena in condensed matter physics. These materials host superconducting states with the highest known critical temperatures, emerging upon doping antiferromagnetic insulator compounds. The antiferromagnetic (AF) insulating and superconducting (SC) phases defy standard descriptions in terms of band picture and conventional phonon-mediated superconductivity. In fact, these phenomena are genuine signatures of strong electronic correlations which hinder effective single-particle descriptions of the many-electron system. After 40 years since their discovery, it is widely accepted that the Hubbard model on the square lattice provides a minimal description of the low-energy electronic properties of cuprates. The model describes the competition between the electronic kinetic energy, modelled by nearest-neighbours hopping t, and the Coulomb repulsion, modelled by a purely local interaction potential U. At half-filling, this competition results in the so-called "Mott localisation" phenomenon, which distinguishes the metallic phase for U/t « 1 from an insulating phase for U/t » 1. The latter is characterised by the almost complete localisation of electrons due to the high energetic cost of hopping towards occupied sites. Interestingly, this basic competition is intimately related to AF ordering and, upon doping, to the formation of the SC state with characteristic d-wave symmetry. The fact that a purely repulsive interaction U is responsible for the formation of a SC state is remarkable, being superconductivity typically associated with an effective attractive interaction. In fact, a d-wave SC state can also be obtained, in general, by considering an attractive potential between electrons of neighbouring sites. Motivated by this observation, in this thesis, we study a modified version of the Hubbard model, dubbed as the "extended Hubbard model", in which we include a nearest-neighbours attractive potential -V. The general goal of this work is to explore the interplay between the purely local repulsion and the non-local attraction. This is not only motivated by the fact that both interactions are, in principle, responsible for d-wave superconductivity, but also by recent experimental observations which strongly suggest that the term -V needs to be included in order to accurately describe the magnetic spectra of some specific compounds. In this thesis, we study the extended Hubbard model using the Hartree-Fock method. Namely, we approximate the ground state by implementing a variational search in the subspace of the many-body Hilbert space of gaussian states. Despite its simplicity, the Hartree-Fock method provides a powerful framework to study competition among different phases, originating from different symmetry breaking mechanisms. In particular, we study the competition between three different phases: the normal phase, characterised by no symmetry breaking, the AF phase, characterised by a lowering of SU(2) symmetry, and the SC phase, characterised by the breaking of U(1) charge conservation. This thesis work led to a number of original results, which can be summarised by the general observation that the non-local attraction -V acts cooperatively with the local repulsion U for the stabilisation of the various phases hosted by the Hubbard model. For the normal phase, we find that the non-local attraction acts as a source of Mott localisation, leading to an effective reduction of the electronic bandwidth. In particular, for values of V larger than a critical value and close to half-filling, we find a strong Mott localisation characterised by the complete flattening of the electronic bands. Interestingly, this result shows an example of Mott localisation that can be described at the level of the Hartree-Fock approximation, whereas Mott localisation in the conventional Hubbard model usually requires more sophisticated approximation schemes. For the AF phase, we restrict our analysis to the half-filled case. We find that the pairing-induced Mott localisation leads to a significant enhancement of the magnetisation, primarily originating from the local repulsion U. Finally, we focus on the superconducting phase and derive self-consistency equations in both singlet and triplet Cooper pairing channels, showing how Cooper pairing can be mediated simultaneously by both the local repulsion and the non-local attraction. Therefore, we numerically investigate the singlet channel and find evidence of "symmetry mixing", namely, the formation of a superconducting gap that is neither symmetric nor anti-symmetric under rotations of π/2 in the plane. We show that symmetry mixing is connected to the emergence of a finite nematic order parameter, that signals the breaking of planar rotational symmetry. This nematic symmetry breaking results in the fact that the renormalisation of bands becomes anisotropic, producing a difference in electronic kinetics in the x and y directions. To summarise, the original results obtained in this thesis show that the non-local pairing provides a different route towards the formation of key strongly correlated phenomena, including Mott localisation and nematic superconductivity, and call for future investigation using more sophisticated methods such as, for example, the Dynamical Mean Field Theory.