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arXiv:cond-mat/9305028 · Physical review. B, Condensed matter

Asymptotically exact mean-field theory for the Anderson model including double occupancy

J. Holm, Reiner Kree, Kurt Schönhammer

Published Aug 15, 1993• 13 citations
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Abstract

The Anderson impurity model for finite values of the Coulomb repulsion U is studied using a slave-boson representation for the empty and doubly occupied f level. In order to avoid well-known problems with a naive mean-field theory for the boson fields, we use the coherent-state-path integral representation to first integrate out the double-occupancy slave bosons. The resulting effective action is linearized using two-time auxiliary fields. After integration over the fermionic degrees of freedom, one obtains an effective action suitable for a 1/${\mathit{N}}_{\mathit{f}}$ expansion. The same problem remains concerning the constraint as in the infinite U case. For T\ensuremath{\rightarrow}0 and ${\mathit{N}}_{\mathit{f}}$\ensuremath{\rightarrow}\ensuremath{\infty}, exact results for the ground-state properties are recovered in the saddle-point approximation. Numerical solutions of the saddle-point equations show that even in the spin-degenerate case ${\mathit{N}}_{\mathit{f}}$=2 the results are quite good.

DOI
10.1103/physrevb.48.5077

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The Anderson impurity model for finite values of the Coulomb repulsion U is studied using a slave-boson representation for the empty and doubly occupied f level. In order to avoid well-known problems with a naive mean-field theory for the boson fields, we use the coherent-state-path integral representation to first integrate out the double-occupancy slave bosons. The resulting effective action is linearized using two-time auxiliary fields. After integration over the fermionic degrees of freedom, one obtains an effective action suitable for a 1/Nf{\mathit{N}}_{\mathit{f}}Nf​ expansion. The same problem remains concerning the constraint as in the infinite U case. For T\ensuremath{\rightarrow}0 and Nf{\mathit{N}}_{\mathit{f}}Nf​\ensuremath{\rightarrow}\ensuremath{\infty}, exact results for the ground-state properties are recovered in the saddle-point approximation. Numerical solutions of the saddle-point equations show that even in the spin-degenerate case Nf{\mathit{N}}_{\mathit{f}}Nf​=2 the results are quite good.
Slave bosons are commonly introduced in order to implement an infinite Hubbard U by means of a local constraint. The usual starting point for investigations within this scheme is a mean-field theory in which the constraint is taken to be global. This approximate treatment of the constraint is studied in the context of a two-band Hubbard model, and it is shown that (i) the ground state has a significant number of doubly occupied sites, despite the infinite on-site repulsion in the original model, and (ii) there is an unphysical tendency for pairing. However, it is found that if the local constraint is retained for the insulator at half filling, then mean-field theory gives the correct result that the double occupancy is zero.
We revisit the Kotliar-Ruckenstein (KR) slave boson saddle point evaluation for a two-site correlated electron model. As the model can be solved analytically, it is possible to compare the KR saddle point results with the exact many-particle levels. The considered two-site cluster mimics an infinite-UUU single-impurity Anderson model with a nearest-neighbor Coulomb interaction: one site is strongly correlated with an infinite local Coulomb repulsion, which hybridizes with the second site, on which the local Coulomb repulsion vanishes. Making use of the flexibility of the representation, we introduce appropriate weight factors in the KR saddle point scheme. Ground-state and all excitation levels agree with the exact diagonalization results. Thermodynamics and correlation functions may be recovered in a suitably renormalized saddle point evaluation.
We examine the two existing slave-boson methods for the finite-U Hubbard model by Kotliar and Ruckenstein (KR) and by Newns et al. and Zou and Anderson (NZA) in the light of the Fermi-liquid quasiparticle picture. It is shown that to treat doubly occupied states the KR slave-boson scheme is more consistent with this picture and that the well-known erroneous gauge-symmetry breaking encountered in the mean-field treatment of the NZA double-occupancy boson is due to the presence of the hidden double-fermion operators. Then, the effective intersite antiferromagnetic interaction between quasiparticles is derived in the KR slave-boson approach by taking into account empty and double-occupancy slave-boson fluctuations to O(1/N2{\mathit{N}}^{2}N2) in the 1/N expansion of the functional-integral formalism. The obtained effective exchange coupling constant Jeff{\mathit{J}}_{\mathrm{eff}}Jeff​(\ensuremath{\delta})=J(2p02{\mathit{p}}_{0}^{2}p02​-\ensuremath{\delta}/2) with J\ensuremath{\equiv}tij2{\mathit{t}}_{\mathit{i}\mathit{j}}^{2}tij2​/U is strongly dependent upon doping \ensuremath{\delta} and is scaled with the reduced Coulomb repulsion u\ensuremath{\equiv}U/Uc{\mathit{U}}_{\mathit{c}}Uc​ in the two-dimensional (2D) and 3D Hubbard models, where Uc{\mathit{U}}_{\mathit{c}}Uc​ is the critical value for the metal-to-insulator transition. The roles of this intersite correlation and the spin-dependent band-renormalization correlation included in the mean-field theory for the paramagnetic-to-antiferromagnetic instability are compared in the two Hubbard models. The intersite contribution is more significant in the 2D case than in the 3D case, but is generally small compared with the band effect except for small dopings \ensuremath{\delta} and smaller U values. The maximum doping ${\mathrm{\ensuremath{\delta}}}_{\mathrm{cr}}$ for the paramagnetic-to-ferromagnetic instability in the strong-coupling limit (U\ensuremath{\rightarrow}\ensuremath{\infty}) of the 2D and 3D Hubbard models is found to be ${\mathrm{\ensuremath{\delta}}}_{\mathrm{cr}}$\ensuremath{\sim}0.28 and ${\mathrm{\ensuremath{\delta}}}_{\mathrm{cr}}$\ensuremath{\sim}0.38, respectively.
The Barnes slave-boson approach to the U =∞ single-impurity Anderson model extended by a non-local Coulomb interaction is revisited. We demonstrate first that the radial gauge representation facilitates the treatment of such a non-local interaction by performing the exact evaluation of the path integrals representing the partition function, the impurity hole density and the impurity hole density autocorrelation function for a two-site cluster. The free energy is also obtained on the same footing. Next, the exact results are compared to their approximations at saddle-point level, and it is shown that the saddle point evaluation recovers the exact answer in the limit of strong non-local Coulomb interaction, while the agreement between both schemes remains satisfactory in a large parameter range.
We introduce a representation of electron operators as a product of a spin-carrying fermion and of a phase variable dual to the total charge (slave quantum rotor). Based on this representation, a method is proposed for solving multiorbital Anderson quantum impurity models at finite interaction strength U. It consists in a set of coupled integral equations for the auxiliary field Green's functions, which can be derived from a controlled saddle point in the limit of a large number of field components. In contrast to some finite-UUU extensions of the noncrossing approximation, the method provides a smooth interpolation between the atomic limit and the weak-coupling limit, and does not display violation of causality at low frequency. We demonstrate that this impurity solver can be applied in the context of dynamical mean-field theory, at or close to half-filling. Good agreement with established results on the Mott transition is found, and large values of the orbital degeneracy can be investigated at low computational cost.